Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Essential Utilities, Inc.WTRG · Entity 3473 | Director | June 23, 2026 | June 24, 2026 |
| RTX CorpUTX · Entity 2823 | EVP & Chief HR Officer | March 04, 2020 | March 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Essential Utilities, Inc.
Report date June 23, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,636 |
Reported balance
After 2026-06-23 transaction · row 1
1 source rowRow 1 · 2026-06-23 · Grant · Acquired 3,666 · Balance 26,636 |
RTX Corp
Report date March 04, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,886.7824 |
Reported balance
After 2020-03-04 transaction · row 1
1 source rowRow 1 · 2020-03-04 · Sale · Disposed 4,185 · Balance 17,886.7824 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 15,110 |
Reported balance
Holding disclosure · report date 2020-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,110 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2018 Filed Apr 27, 2018 20:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,274 | $123.88 | $281,692.66 |
DisclosureSEC source: 0001225208-18-008191 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,172.8422 Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,700 | $54.95 | $423,115.00 |
DisclosureSEC source: 0001225208-18-008191 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,446.8422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| March 13, 2018 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 1 | $122.73 | $122.73 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 5 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,882.8422 F1 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| March 13, 2018 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 41 | $132.15 | $5,418.15 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 4 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,881.8422 F2 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:48 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,058 | $127.38 | $134,768.04 |
DisclosureSEC source: 0001225208-18-002907 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,696.2957 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:48 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,332 | $127.38 | $424,430.16 |
DisclosureSEC source: 0001225208-18-002907 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754.2957 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) awarded to the reporting person on January 2, 2015, under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period, which ended on December 31, 2017. The performance criteria were satisfied at the 28% level. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:34 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 43,500 | $128.16 Strike: $128.16 | $5,574,960.00 |
DisclosureSEC source: 0001225208-18-000669 · doc4.xml · derivative · entry 4 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 Underlying: Common Stock · 43,500 shares Expires 2028-01-01 F2 · balance_after: The reporting person was also awarded 13,100 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:34 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 5,300 | $128.16 | $679,248.00 |
DisclosureSEC source: 0001225208-18-000669 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 7,700 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-17-018786 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Underlying: Common Stock · 7,700 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,341 | $125.92 | $546,600.49 |
DisclosureSEC source: 0001225208-17-018786 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,422.2957 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $125.89 to $125.95 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 3,359 | $125.95 | $423,066.05 |
DisclosureSEC source: 0001225208-17-018786 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,763.2957 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,700 | $54.95 | $423,115.00 |
DisclosureSEC source: 0001225208-17-018786 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,122.2957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| December 12, 2017 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 44 | $123.53 | $5,435.32 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,516.2957 F1 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| November 07, 2017 Filed Nov 17, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017467 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,368.6919 Read SEC document |
| September 12, 2017 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 1 | $110.52 | $110.52 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,543.6919 F1 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| September 12, 2017 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 49 | $110.31 | $5,405.19 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,542.6919 F1 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 9,100 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-17-003767 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,100 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 6,109 | $112.02 | $684,330.18 |
DisclosureSEC source: 0001225208-17-003767 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,327.8277 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,991 | $112.02 | $335,057.20 |
DisclosureSEC source: 0001225208-17-003767 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,436.8277 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $112.02 to $112.022 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 9,100 | $75.21 | $684,411.00 |
DisclosureSEC source: 0001225208-17-003767 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,427.8277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 41,500 | $110.83 Strike: $110.83 | $4,599,445.00 |
DisclosureSEC source: 0001225208-17-000723 · doc4.xml · derivative · entry 4 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,500 Underlying: Common Stock · 41,500 shares Expires 2027-01-02 F2 · balance_after: The reporting person was also awarded 13,700 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 5,500 | $110.83 | $609,565.00 |
DisclosureSEC source: 0001225208-17-000723 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| May 10, 2016 Filed May 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 9,600 | $102.12 Strike: $62.81 | $980,352.00 |
DisclosureSEC source: 0001225208-16-033234 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,600 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2016 Filed May 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 5,904 | $102.12 | $602,916.48 |
DisclosureSEC source: 0001225208-16-033234 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,155.6583 Read SEC document |
| May 10, 2016 Filed May 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,696 | $102.12 | $377,448.09 |
DisclosureSEC source: 0001225208-16-033234 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,059.6583 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.121 to $102.131. Read SEC document |
| May 10, 2016 Filed May 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 9,600 | $62.81 | $602,976.00 |
DisclosureSEC source: 0001225208-16-033234 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,755.6583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:04 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,181 | $86.96 | $102,699.76 |
DisclosureSEC source: 0001225208-16-026335 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,095.4798 Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:04 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,384 | $86.96 | $294,272.64 |
DisclosureSEC source: 0001225208-16-026335 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,276.4798 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2013 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:05 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 71,500 | $95.57 Strike: $95.57 | $6,833,255.00 |
DisclosureSEC source: 0001225208-16-023806 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,500 Underlying: Common Stock · 71,500 shares Expires 2026-01-03 F1 · balance_after: The reporting person was also awarded 14,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 4,700 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · derivative · entry 11 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,700 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 4,600 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · derivative · entry 10 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,600 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 2,216 | $119.88 | $265,654.08 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 8 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,720.4559 Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 2,181 | $119.22 | $260,018.82 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 7 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,936.4559 Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,268 | $119.86 | $151,983.75 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 6 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,117.4559 Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,235 | $119.23 | $147,243.62 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 5 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,385.4559 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.2170 to $119.2310, per share. Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,216 | $119.88 | $145,774.08 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 4 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,620.4559 Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,184 | $119.22 | $141,156.48 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,836.4559 Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 4,600 | $56.53 | $260,038.00 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,020.4559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 4,700 | $56.53 | $265,691.00 |
DisclosureSEC source: 0001225208-15-008172 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,420.4559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,051 | $119.32 | $125,405.32 |
DisclosureSEC source: 0001225208-15-003594 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,672.3545 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,033 | $119.32 | $361,897.56 |
DisclosureSEC source: 0001225208-15-003594 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,723.3545 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:09 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 50,000 | $115.04 Strike: $115.04 | $5,752,000.00 |
DisclosureSEC source: 0001225208-15-000841 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-01-01 F1 · balance_after: The reporting person was also awarded 11,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period. Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,150 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-014807 · doc4.xml · derivative · entry 4 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,150 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,150 | $120.08 | $858,583.44 |
DisclosureSEC source: 0001225208-14-014807 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,554.2246 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $120.0610 to $120.0940. Upon request, UTC will provide full information as to shares sold at each separate price. Read SEC document |
| June 09, 2014 Filed Jun 10, 2014 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,150 | $51.50 | $368,225.00 |
DisclosureSEC source: 0001225208-14-014807 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,704.2246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,150 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-006901 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150 Underlying: Common Stock · 7,150 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,150 | $116.32 | $831,717.32 |
DisclosureSEC source: 0001225208-14-006901 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,510.9193 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.31 to 116.35. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,150 | $51.50 | $368,225.00 |
DisclosureSEC source: 0001225208-14-006901 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,660.9193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:55 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 2,001 | $111.60 | $223,311.60 |
DisclosureSEC source: 0001225208-14-004377 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,311.4303 Underlying: Common Stock · 2,001 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. The reporting person's acceptance of this award amends the vesting provisions of her ELG RSU award previously granted on 5/15/2013 from "retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group" to "upon Qualifying Separation from UTC with completion of at least three years of service as a member of UTC's Executive Leadership Group". F2 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. The reporting person's acceptance of this award amends the vesting provisions of her ELG RSU award previously granted on 5/15/2013 from "retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group" to "upon Qualifying Separation from UTC with completion of at least three years of service as a member of UTC's Executive Leadership Group". F2 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. The reporting person's acceptance of this award amends the vesting provisions of her ELG RSU award previously granted on 5/15/2013 from "retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group" to "upon Qualifying Separation from UTC with completion of at least three years of service as a member of UTC's Executive Leadership Group". Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,185 | $111.60 | $132,246.00 |
DisclosureSEC source: 0001225208-14-004377 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,608.9193 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.