Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director · Chairman & CEO | January 26, 2018 | January 30, 2018 |
| Airbnb, Inc.ABNB · Entity 2189 | Director | August 07, 2026 | August 11, 2026 |
| BERKSHIRE HATHAWAY INCBRK.A · Entity 2792 | Director | May 02, 2020 | May 12, 2020 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director | December 31, 2018 | January 02, 2019 |
| Meta Platforms, Inc.FB · Entity 2790 | Director | May 15, 2020 | May 20, 2020 |
| Oscar Health, Inc.OSCR · Entity 3582 | 10% owner | March 03, 2021 | March 04, 2021 |
| PROCTER & GAMBLE CoPG · Entity 2814 | Director | December 11, 2018 | December 12, 2018 |
| Wag! Group Co.PET · Entity 77424 | 10% owner | August 09, 2022 | August 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2018 · Filed January 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,128,690 |
Ending reported balance
After 2018-01-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-26 · Grant · Acquired 87,777 · Balance 1,175,405 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance. Row 2 · 2018-01-26 · Tax withholding · Disposed 46,715 · Balance 1,128,690 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.30 · Expires 2025-01-26 | Direct | 87,777 |
Reported balance
After 2018-01-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-01-26 · Grant · Acquired 87,777 · Balance 87,777 F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period. |
| Common StockSEC Table I · non-derivative | IndirectKIC GST Trust | 67,568 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 67,568 |
| Common StockSEC Table I · non-derivative | IndirectShares held by wife | 46,748 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 46,748 |
| Common StockSEC Table I · non-derivative | IndirectKathryn GST Trust | 38,522 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 38,522 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 24,940.92 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 24,940.92 F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
| Common StockSEC Table I · non-derivative | IndirectWife As Trustee/custodian | 4,158 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,158 |
| Common StockSEC Table I · non-derivative | IndirectShares held by son | 2,850 |
Reported balance
Holding disclosure · report date 2018-01-26 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,850 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.
Airbnb, Inc.
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 40,879 |
Ending reported balance
After 2026-08-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-07 · Exercise / conversion · Acquired 8,346 · Balance 49,225 Row 2 · 2026-08-07 · Sale · Disposed 8,346 · Balance 40,879 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2025. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $59.91 · Expires 2028-11-27 | Direct | 0 |
Reported balance
After 2026-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-07 · Exercise / conversion · Disposed 8,346 · Balance 0 F2: The stock option is fully vested and currently exerciseable. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2025.
F2: The stock option is fully vested and currently exerciseable.
BERKSHIRE HATHAWAY INC
Report date May 02, 2020 · Filed May 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,855 |
Reported balance
Holding disclosure · report date 2020-05-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,855 F1: These shares are held by the Kathryn C. Chenault Revocable Trust, dtd 12/23/05. The reporting person is a co-trustee of the trust. |
| Class A Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2020-05-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Not applicable. F3: Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. F4: These shares are held by the Kenneth I. Chenault GST Family Trust of 2012, dtd 12/20/12. The reporting person has or shares trading authority over these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by the Kathryn C. Chenault Revocable Trust, dtd 12/23/05. The reporting person is a co-trustee of the trust.
F2: Not applicable.
F3: Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock.
F4: These shares are held by the Kenneth I. Chenault GST Family Trust of 2012, dtd 12/20/12. The reporting person has or shares trading authority over these shares.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 31, 2018 · Filed January 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 35,089 |
Reported balance
After 2018-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-31 · Grant · Acquired 715 · Balance 35,089 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Meta Platforms, Inc.
Report date May 15, 2020 · Filed May 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,717 |
Reported balance
After 2020-05-15 transaction · row 1
1 source rowRow 1 · 2020-05-15 · Exercise / conversion · Acquired 1,613 · Balance 3,717 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-05-15 · Exercise / conversion · Disposed 1,613 · Balance 0 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs vested as to 100% of the total shares on May 15, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
F3: The RSUs vested as to 100% of the total shares on May 15, 2020.
Oscar Health, Inc.
Report date March 03, 2021 · Filed March 04, 2021
Jointly reported with General Catalyst Group Management, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC, Taneja Hemant, Fialkow David P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VI, L.P. | 12,357,276 |
Reported balance
Holding disclosure · report date 2021-03-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 12,357,276 F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC. F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein. F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group X - Growth Venture, L.P. | 2,107,719 |
Reported balance
Holding disclosure · report date 2021-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,107,719 F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC. F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein. F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC.
F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein.
F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.
PROCTER & GAMBLE Co
Report date December 11, 2018 · Filed December 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,010.723 |
Reported balance
After 2018-12-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-11 · Grant · Acquired 293 · Balance 41,010.723 F1: Restricted Stock Units awarded pursuant to The Procter & Gamble 2014 Stock and Incentive Compensation Plan F2: Total includes grant of dividend equivalents in the form of Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units awarded pursuant to The Procter & Gamble 2014 Stock and Incentive Compensation Plan
F2: Total includes grant of dividend equivalents in the form of Restricted Stock Units.
Wag! Group Co.
Report date August 09, 2022 · Filed August 09, 2022
Jointly reported with General Catalyst Group VII, L.P., General Catalyst Partners VII, L.P., General Catalyst GP VII, LLC, General Catalyst Group Management, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC, Cutler Joel E, Fialkow David P, Taneja Hemant
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VII, L.P. | 6,976,530 |
Reported balance
Holding disclosure · report date 2022-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,976,530 F1: The Reporting Person acquired these securities on August 2, 2022, as consideration and in exchange for the Reporting Person's holdings in Wag Labs, Inc. ("Old Wag!") pursuant to a definitive Business Combination Agreement dated February 2, 2022, by and among CHW Acquisition Corporation (the predecessor to the Issuer), CHW Merger Sub Inc., and Old Wag!. F2: General Catalyst GP VII, LLC ("GP VII, LLC") is the general partner of General Catalyst Partners VII, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VII, L.P. ("GC Group VII LP"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VII, LLC. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VII LP. Each Reporting Person disclaims beneficial ownership of the shares held of record by GC Group VII LP, except to the extent of their pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person acquired these securities on August 2, 2022, as consideration and in exchange for the Reporting Person's holdings in Wag Labs, Inc. ("Old Wag!") pursuant to a definitive Business Combination Agreement dated February 2, 2022, by and among CHW Acquisition Corporation (the predecessor to the Issuer), CHW Merger Sub Inc., and Old Wag!.
F2: General Catalyst GP VII, LLC ("GP VII, LLC") is the general partner of General Catalyst Partners VII, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VII, L.P. ("GC Group VII LP"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VII, LLC. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VII LP. Each Reporting Person disclaims beneficial ownership of the shares held of record by GC Group VII LP, except to the extent of their pecuniary interest therein, if any.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Catalyst Partners Acquisition Corp.
Report date February 07, 2023 · Filed February 10, 2023
Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
INTERSECTIONS INC
Report date January 11, 2019 · Filed January 15, 2019
Jointly reported with General Catalyst Group IX, L.P., GC Entrepreneurs Fund IX, L.P., General Catalyst Partners IX, L.P., General Catalyst GP IX, LLC, General Catalyst Group Management, LLC, Cutler Joel E, Fialkow David P, Taneja Hemant
Section 16 reporting ended · disclosed 2019-01-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 13,240,089 |
Reported balance
After 2019-01-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-11 · Other · Acquired 13,240,089 · Balance 13,240,089 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares"). F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 24,343,729 |
Reported balance
After 2019-01-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-01-11 · Other · Acquired 11,103,640 · Balance 24,343,729 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F6: Represents shares of Common Stock that were contributed and assigned, immediately prior to the effective time of the Merger, to WC SACD (the "Rollover Shares"), in exchange for equity interests in WC SACD, pursuant to the terms and conditions of those certain Contribution and Assignment Agreements, dated as of October 31, 2018, by and between WC SACD, on the one hand, and each of Loeb Holding Corporation, Michael Stanfield, Stanfield Family Investments LLC and David McGough, on the other hand. F7: Immediately following the contribution and assignment of the Rollover Shares to WC SACD and prior to the effective time of the Merger, WC SACD contributed and assigned the Rollover Shares to Parent. As such, Parent became the direct beneficial owner of the Rollover Shares. F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 37,787,129 |
Reported balance
After 2019-01-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-01-11 · Purchase · Acquired 13,443,400 · Balance 37,787,129 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F8: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares"). F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2019-01-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-01-11 · Other · Disposed 37,787,129 · Balance 0 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F9: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration. F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Senior Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $2.27 · Expires 2021-10-31 | IndirectSee Footnotes | 0 |
Reported balance
After 2019-01-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-01-11 · Other · Disposed 30,055,000 · Balance 0 F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares"). F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.
F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.
F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer.
F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders.
F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares").
F6: Represents shares of Common Stock that were contributed and assigned, immediately prior to the effective time of the Merger, to WC SACD (the "Rollover Shares"), in exchange for equity interests in WC SACD, pursuant to the terms and conditions of those certain Contribution and Assignment Agreements, dated as of October 31, 2018, by and between WC SACD, on the one hand, and each of Loeb Holding Corporation, Michael Stanfield, Stanfield Family Investments LLC and David McGough, on the other hand.
F7: Immediately following the contribution and assignment of the Rollover Shares to WC SACD and prior to the effective time of the Merger, WC SACD contributed and assigned the Rollover Shares to Parent. As such, Parent became the direct beneficial owner of the Rollover Shares.
F8: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares").
F9: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration.
F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Lemonade, Inc.
Report date July 07, 2020 · Filed July 08, 2020
Jointly reported with General Catalyst Group Management Holdings GP, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst Group Management, LLC, General Catalyst GP VIII, LLC, General Catalyst Partners VIII, L.P., General Catalyst Group VIII, L.P., General Catalyst Group VIII Supplemental, L.P., Taneja Hemant, Fialkow David P
Section 16 reporting ended · disclosed 2020-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VIII, L.P. | 1,492,691 |
Reported balance
After 2020-07-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-07-07 · Conversion · Acquired 1,492,691 · Balance 1,492,691 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 1,729,622 |
Reported balance
After 2020-07-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-07-07 · Conversion · Acquired 1,729,622 · Balance 1,729,622 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-07 · Conversion · Disposed 1,157,621 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-07-07 · Conversion · Disposed 1,157,621 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-07-07 · Conversion · Disposed 335,070 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-07-07 · Conversion · Disposed 335,070 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-07-07 · Conversion · Disposed 236,931 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.
F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.
Livongo Health, Inc.
Report date October 30, 2020 · Filed November 03, 2020
Jointly reported with GC Venture LH Manager, LLC, GCGM Investment Holdings, LP, GC Partners Holdings, LP
Section 16 reporting ended · disclosed 2020-11-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 982,160 |
Reported balance
After 2020-10-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-30 · Other · Acquired 7,922 · Balance 982,160 F1: On October 30, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 7,922 shares of the Issuer's Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-10-30 · Other · Disposed 982,160 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F3: 17,933 shares were held by 7wire, and the balance were held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, shared voting and investment power with respect to shares held by 7wire and GC Group VIII LP. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-10-30 · Other · Disposed 653,918 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F4: The shares were held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-10-30 · Other · Disposed 2,892,681 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F5: The shares were held by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VIII Supplemental. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-10-30 · Other · Disposed 13,943,216 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F6: The shares were held by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. GCGMH is the manager GCGM, which is the manager of GP VI LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VI LP. GCGM Investment Holdings, L.P. is a limited partner of GC Group VI LP with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 30, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 7,922 shares of the Issuer's Common Stock.
F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares.
F3: 17,933 shares were held by 7wire, and the balance were held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, shared voting and investment power with respect to shares held by 7wire and GC Group VIII LP.
F4: The shares were held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.
F5: The shares were held by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VIII Supplemental.
F6: The shares were held by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. GCGMH is the manager GCGM, which is the manager of GP VI LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VI LP. GCGM Investment Holdings, L.P. is a limited partner of GC Group VI LP with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 445,537 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · derivative · entry 18 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 445,537 shares Expires 2015-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 30, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 66,000 | $76.19 | $5,028,441.00 |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 12 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,339 F4 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.59. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 30, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 405,808 | $76.39 | $31,000,768.80 |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 11 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,339 F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.68. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 30, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 445,537 | $45.77 | $20,391,337.42 |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 10 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 9 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,610 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 5,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 8 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,057 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 7,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 7 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,010 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 6 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,451 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| April 24, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 5 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,600 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 15:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 296 | $211.59 Strike: $0.00 | $62,630.64 |
DisclosureSEC source: 0001181431-13-019533 · rrd375594.xml · derivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,436 Underlying: Common Stock · 296 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 3,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,727 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,852 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 3,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,102 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| March 06, 2013 Filed May 31, 2013 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 9,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,008 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 20:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $85.35 | $0.00 |
DisclosureSEC source: 0001181431-13-010483 · rrd370853.xml · derivative · entry 5 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2013-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 20:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $200.43 | $180,387.00 |
DisclosureSEC source: 0001181431-13-010483 · rrd370853.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 20:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $200.42 | $260,546.00 |
DisclosureSEC source: 0001181431-13-010483 · rrd370853.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,635 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 20:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $200.40 | $360,723.60 |
DisclosureSEC source: 0001181431-13-010483 · rrd370853.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,935 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 20:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,000 | $85.35 | $341,400.00 |
DisclosureSEC source: 0001181431-13-010483 · rrd370853.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 23:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 555,208 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-13-005418 · form4.xml · derivative · entry 10 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 555,208 shares Expires 2014-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 23:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 91,221 | $61.65 | $5,624,112.17 |
DisclosureSEC source: 0001127602-13-005418 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,408 F5 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings, stock option exercises and/or dividend reinvestment in prior years. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.61 to $61.69. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 23:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 33,507 | $61.85 | $2,072,327.53 |
DisclosureSEC source: 0001127602-13-005418 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,629 F4 · kind: The reported disposition represents the sale of a portion of the net shares from the vesting of restricted stock units in 2013; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.56 to $62.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 23:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 519,137 | $61.85 | $32,107,377.52 |
DisclosureSEC source: 0001127602-13-005418 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,136 F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.56 to $62.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 23:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 555,208 | $43.98 | $24,416,382.22 |
DisclosureSEC source: 0001127602-13-005418 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount of securities owned directly by Mr. Chenault reflects a prior gift of 67,568 shares to a trust for the benefit of his children. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 64,423 | $59.07 | $3,805,466.61 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 13 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,633 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 124,923 | $59.07 | $7,379,201.61 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 12 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,056 F5 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 24, 2012. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 34,700 | $59.07 | $2,049,729.00 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 11 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,133 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 67,286 | $59.07 | $3,974,584.02 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 10 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,833 F5 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 24, 2012. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Disposition to issuerCommon Stock | 67,286 | $59.07 | $3,974,584.02 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 9 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,547 F4 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 24, 2012 which were settled in cash upon vesting on January 28, 2013. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 67,286 | $59.07 | $3,974,584.02 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 8 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,833 F4 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 24, 2012 which were settled in cash upon vesting on January 28, 2013. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 6,937 | $59.07 | $409,768.59 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 7 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,547 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 13,451 | $59.07 | $794,550.57 |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 6 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,484 F2 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| December 31, 2012 Filed Jan 2, 2013 16:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 329 | $190.27 Strike: $0.00 | $62,598.83 |
DisclosureSEC source: 0001181431-13-000070 · rrd365237.xml · derivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,064 Underlying: Common Stock · 329 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| October 09, 2012 Filed Oct 11, 2012 12:15 UTC | PROCTER & GAMBLE Co PG · Entity 2814 | GrantCommon Stock | 2,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-028576 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,685.835 F1 · price: Stock Units awarded pursuant to Issuer's 2003 Non-Employee Directors' Stock Plan. F2 · balance_after: Total includes grant of dividend equivalents in the form of RSUs on November 15, 2011, February 15, 2012, May 15, 2012 and August 15, 2012, pursuant to issuer's 2003 Non-Employee Directors' Stock Plan. Read SEC document |
| September 30, 2012 Filed Oct 1, 2012 18:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 303 | $206.82 Strike: $0.00 | $62,664.95 |
DisclosureSEC source: 0001181431-12-052452 · rrd357164.xml · derivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,653 Underlying: Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2012 Filed Jul 2, 2012 17:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 322 | $194.12 Strike: $0.00 | $62,506.64 |
DisclosureSEC source: 0001181431-12-038684 · rrd350067.xml · derivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,273 Underlying: Common Stock · 322 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| May 02, 2012 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 7,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 5 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,033 F1 · price: The reported disposition represents bona fide gifts made by the reporting person. Read SEC document |
| March 31, 2012 Filed Apr 2, 2012 16:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 300 | $208.59 Strike: $0.00 | $62,577.00 |
DisclosureSEC source: 0001181431-12-020978 · rrd340808.xml · derivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,873 Underlying: Common Stock · 300 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 05, 2012 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 4,717 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,418 F1 · price: The reported disposition represents bona fide gifts made by the reporting person. Read SEC document |
| March 05, 2012 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 7,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,135 F1 · price: The reported disposition represents bona fide gifts made by the reporting person. Read SEC document |
| March 05, 2012 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 3,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,682 F1 · price: The reported disposition represents bona fide gifts made by the reporting person. Read SEC document |
| March 05, 2012 Filed Jan 31, 2013 01:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 3,962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,456 F1 · price: The reported disposition represents bona fide gifts made by the reporting person. Read SEC document |
| February 28, 2012 Filed Feb 28, 2012 19:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 555,208 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-12-008306 · form4.xml · derivative · entry 9 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 555,208 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 28, 2012 Filed Feb 28, 2012 19:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 68,733 | $53.53 | $3,679,201.88 |
DisclosureSEC source: 0001127602-12-008306 · form4.xml · nonDerivative · entry 5 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,418 F3 · shares: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.27 to $53.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2012 Filed Feb 28, 2012 19:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 133,267 | $53.43 | $7,120,016.03 |
DisclosureSEC source: 0001127602-12-008306 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,151 F3 · shares: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2012 Filed Feb 28, 2012 19:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 61,386 | $53.43 | $3,279,651.41 |
DisclosureSEC source: 0001127602-12-008306 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,418 F2 · shares: The reported disposition represents the sale of 50% of the net shares acquired from the exercise of employee stock options reported above; Mr. Chenault will retain 50% of the net shares from this exercise in accordance with the Company's retention guidelines for executive officers. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2012 Filed Feb 28, 2012 19:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 430,335 | $53.43 | $22,991,378.94 |
DisclosureSEC source: 0001127602-12-008306 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,804 F1 · shares: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the exercise of employee stock options. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.09 to $53.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 28, 2012 Filed Feb 28, 2012 19:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 555,208 | $29.24 | $16,233,726.71 |
DisclosureSEC source: 0001127602-12-008306 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2012 Filed Feb 21, 2012 18:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $83.16 | $0.00 |
DisclosureSEC source: 0001181431-12-010255 · rrd335145.xml · derivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2012-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 17, 2012 Filed Feb 21, 2012 18:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $192.52 | $115,512.00 |
DisclosureSEC source: 0001181431-12-010255 · rrd335145.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.