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CHENAULT KENNETH I

Disclosed activity across 12 companies

Tapewire entity
11861
SEC CIK
0001180524

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839Director · Chairman & CEOJanuary 26, 2018January 30, 2018
Airbnb, Inc.ABNB · Entity 2189DirectorAugust 07, 2026August 11, 2026
BERKSHIRE HATHAWAY INCBRK.A · Entity 2792DirectorMay 02, 2020May 12, 2020
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840DirectorDecember 31, 2018January 02, 2019
Meta Platforms, Inc.FB · Entity 2790DirectorMay 15, 2020May 20, 2020
Oscar Health, Inc.OSCR · Entity 358210% ownerMarch 03, 2021March 04, 2021
PROCTER & GAMBLE CoPG · Entity 2814DirectorDecember 11, 2018December 12, 2018
Wag! Group Co.PET · Entity 7742410% ownerAugust 09, 2022August 09, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date January 26, 2018 · Filed January 30, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,128,690 Ending reported balance After 2018-01-26 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-01-26 · Grant · Acquired 87,777 · Balance 1,175,405

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Row 2 · 2018-01-26 · Tax withholding · Disposed 46,715 · Balance 1,128,690

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.30 · Expires 2025-01-26Direct87,777 Reported balance After 2018-01-26 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-01-26 · Grant · Acquired 87,777 · Balance 87,777

F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Common StockSEC Table I · non-derivativeIndirectKIC GST Trust67,568 Reported balance Holding disclosure · report date 2018-01-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 67,568

Common StockSEC Table I · non-derivativeIndirectShares held by wife46,748 Reported balance Holding disclosure · report date 2018-01-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 46,748

Common StockSEC Table I · non-derivativeIndirectKathryn GST Trust38,522 Reported balance Holding disclosure · report date 2018-01-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 38,522

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan24,940.92 Reported balance Holding disclosure · report date 2018-01-26 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 24,940.92

F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Common StockSEC Table I · non-derivativeIndirectWife As Trustee/custodian4,158 Reported balance Holding disclosure · report date 2018-01-26 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 4,158

Common StockSEC Table I · non-derivativeIndirectShares held by son2,850 Reported balance Holding disclosure · report date 2018-01-26 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 2,850

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Airbnb, Inc.

Report date August 07, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect40,879 Ending reported balance After 2026-08-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-07 · Exercise / conversion · Acquired 8,346 · Balance 49,225

Row 2 · 2026-08-07 · Sale · Disposed 8,346 · Balance 40,879

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2025.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $59.91 · Expires 2028-11-27Direct0 Reported balance After 2026-08-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-07 · Exercise / conversion · Disposed 8,346 · Balance 0

F2: The stock option is fully vested and currently exerciseable.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2025.

F2: The stock option is fully vested and currently exerciseable.

BERKSHIRE HATHAWAY INC

Report date May 02, 2020 · Filed May 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeIndirectSee footnote1,855 Reported balance Holding disclosure · report date 2020-05-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,855

F1: These shares are held by the Kathryn C. Chenault Revocable Trust, dtd 12/23/05. The reporting person is a co-trustee of the trust.

Class A Common StockSEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2020-05-02 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Not applicable.

F3: Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock.

F4: These shares are held by the Kenneth I. Chenault GST Family Trust of 2012, dtd 12/20/12. The reporting person has or shares trading authority over these shares.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Kathryn C. Chenault Revocable Trust, dtd 12/23/05. The reporting person is a co-trustee of the trust.

F2: Not applicable.

F3: Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock.

F4: These shares are held by the Kenneth I. Chenault GST Family Trust of 2012, dtd 12/20/12. The reporting person has or shares trading authority over these shares.

INTERNATIONAL BUSINESS MACHINES CORP

Report date December 31, 2018 · Filed January 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct35,089 Reported balance After 2018-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-12-31 · Grant · Acquired 715 · Balance 35,089

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Meta Platforms, Inc.

Report date May 15, 2020 · Filed May 20, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,717 Reported balance After 2020-05-15 transaction · row 1
1 source row

Row 1 · 2020-05-15 · Exercise / conversion · Acquired 1,613 · Balance 3,717

F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-15 · Exercise / conversion · Disposed 1,613 · Balance 0

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3: The RSUs vested as to 100% of the total shares on May 15, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F3: The RSUs vested as to 100% of the total shares on May 15, 2020.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectDirectly held by General Catalyst Group VI, L.P.12,357,276 Reported balance Holding disclosure · report date 2021-03-03 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 12,357,276

F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC.

F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein.

F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Class A Common StockSEC Table I · non-derivativeIndirectDirectly held by General Catalyst Group X - Growth Venture, L.P.2,107,719 Reported balance Holding disclosure · report date 2021-03-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,107,719

F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC.

F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein.

F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC.

F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein.

F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

PROCTER & GAMBLE Co

Report date December 11, 2018 · Filed December 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,010.723 Reported balance After 2018-12-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-12-11 · Grant · Acquired 293 · Balance 41,010.723

F1: Restricted Stock Units awarded pursuant to The Procter & Gamble 2014 Stock and Incentive Compensation Plan

F2: Total includes grant of dividend equivalents in the form of Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units awarded pursuant to The Procter & Gamble 2014 Stock and Incentive Compensation Plan

F2: Total includes grant of dividend equivalents in the form of Restricted Stock Units.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectDirectly held by General Catalyst Group VII, L.P.6,976,530 Reported balance Holding disclosure · report date 2022-08-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,976,530

F1: The Reporting Person acquired these securities on August 2, 2022, as consideration and in exchange for the Reporting Person's holdings in Wag Labs, Inc. ("Old Wag!") pursuant to a definitive Business Combination Agreement dated February 2, 2022, by and among CHW Acquisition Corporation (the predecessor to the Issuer), CHW Merger Sub Inc., and Old Wag!.

F2: General Catalyst GP VII, LLC ("GP VII, LLC") is the general partner of General Catalyst Partners VII, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VII, L.P. ("GC Group VII LP"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VII, LLC. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VII LP. Each Reporting Person disclaims beneficial ownership of the shares held of record by GC Group VII LP, except to the extent of their pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person acquired these securities on August 2, 2022, as consideration and in exchange for the Reporting Person's holdings in Wag Labs, Inc. ("Old Wag!") pursuant to a definitive Business Combination Agreement dated February 2, 2022, by and among CHW Acquisition Corporation (the predecessor to the Issuer), CHW Merger Sub Inc., and Old Wag!.

F2: General Catalyst GP VII, LLC ("GP VII, LLC") is the general partner of General Catalyst Partners VII, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VII, L.P. ("GC Group VII LP"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VII, LLC. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VII LP. Each Reporting Person disclaims beneficial ownership of the shares held of record by GC Group VII LP, except to the extent of their pecuniary interest therein, if any.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Catalyst Partners Acquisition Corp.

Report date February 07, 2023 · Filed February 10, 2023

Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Section 16 reporting ended · disclosed 2019-01-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes13,240,089 Reported balance After 2019-01-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-01-11 · Other · Acquired 13,240,089 · Balance 13,240,089

F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.

F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.

F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer.

F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders.

F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares").

F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes24,343,729 Reported balance After 2019-01-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-01-11 · Other · Acquired 11,103,640 · Balance 24,343,729

F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.

F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.

F6: Represents shares of Common Stock that were contributed and assigned, immediately prior to the effective time of the Merger, to WC SACD (the "Rollover Shares"), in exchange for equity interests in WC SACD, pursuant to the terms and conditions of those certain Contribution and Assignment Agreements, dated as of October 31, 2018, by and between WC SACD, on the one hand, and each of Loeb Holding Corporation, Michael Stanfield, Stanfield Family Investments LLC and David McGough, on the other hand.

F7: Immediately following the contribution and assignment of the Rollover Shares to WC SACD and prior to the effective time of the Merger, WC SACD contributed and assigned the Rollover Shares to Parent. As such, Parent became the direct beneficial owner of the Rollover Shares.

F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes37,787,129 Reported balance After 2019-01-11 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-01-11 · Purchase · Acquired 13,443,400 · Balance 37,787,129

F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.

F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.

F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer.

F8: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares").

F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Reported balance After 2019-01-11 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-01-11 · Other · Disposed 37,787,129 · Balance 0

F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.

F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.

F9: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration.

F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Senior Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $2.27 · Expires 2021-10-31IndirectSee Footnotes0 Reported balance After 2019-01-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-01-11 · Other · Disposed 30,055,000 · Balance 0

F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer.

F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders.

F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares").

F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.

F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.

Filing footnotes · ownership attribution and instrument terms

F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.

F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.

F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer.

F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders.

F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares").

F6: Represents shares of Common Stock that were contributed and assigned, immediately prior to the effective time of the Merger, to WC SACD (the "Rollover Shares"), in exchange for equity interests in WC SACD, pursuant to the terms and conditions of those certain Contribution and Assignment Agreements, dated as of October 31, 2018, by and between WC SACD, on the one hand, and each of Loeb Holding Corporation, Michael Stanfield, Stanfield Family Investments LLC and David McGough, on the other hand.

F7: Immediately following the contribution and assignment of the Rollover Shares to WC SACD and prior to the effective time of the Merger, WC SACD contributed and assigned the Rollover Shares to Parent. As such, Parent became the direct beneficial owner of the Rollover Shares.

F8: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares").

F9: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration.

F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Section 16 reporting ended · disclosed 2020-07-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectDirectly held by General Catalyst Group VIII, L.P.1,492,691 Reported balance After 2020-07-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-07-07 · Conversion · Acquired 1,492,691 · Balance 1,492,691

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Common StockSEC Table I · non-derivativeIndirectDirectly held by General Catalyst Group VIII Supplemental, L.P.1,729,622 Reported balance After 2020-07-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-07-07 · Conversion · Acquired 1,729,622 · Balance 1,729,622

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectDirectly held by General Catalyst Group VIII, L.P.0 Reported balance After 2020-07-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-07-07 · Conversion · Disposed 1,157,621 · Balance 0

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectDirectly held by General Catalyst Group VIII Supplemental, L.P.0 Reported balance After 2020-07-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-07-07 · Conversion · Disposed 1,157,621 · Balance 0

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectDirectly held by General Catalyst Group VIII, L.P.0 Reported balance After 2020-07-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-07-07 · Conversion · Disposed 335,070 · Balance 0

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectDirectly held by General Catalyst Group VIII Supplemental, L.P.0 Reported balance After 2020-07-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-07-07 · Conversion · Disposed 335,070 · Balance 0

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Series D Preferred StockSEC Table II · derivative / convertible securityIndirectDirectly held by General Catalyst Group VIII Supplemental, L.P.0 Reported balance After 2020-07-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-07-07 · Conversion · Disposed 236,931 · Balance 0

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.

F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.

Livongo Health, Inc.

Report date October 30, 2020 · Filed November 03, 2020

Jointly reported with GC Venture LH Manager, LLC, GCGM Investment Holdings, LP, GC Partners Holdings, LP

Section 16 reporting ended · disclosed 2020-11-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote982,160 Reported balance After 2020-10-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-10-30 · Other · Acquired 7,922 · Balance 982,160

F1: On October 30, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 7,922 shares of the Issuer's Common Stock.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-30 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-10-30 · Other · Disposed 982,160 · Balance 0

F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares.

F3: 17,933 shares were held by 7wire, and the balance were held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, shared voting and investment power with respect to shares held by 7wire and GC Group VIII LP.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-30 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-10-30 · Other · Disposed 653,918 · Balance 0

F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares.

F4: The shares were held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-30 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2020-10-30 · Other · Disposed 2,892,681 · Balance 0

F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares.

F5: The shares were held by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VIII Supplemental.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-10-30 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2020-10-30 · Other · Disposed 13,943,216 · Balance 0

F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares.

F6: The shares were held by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. GCGMH is the manager GCGM, which is the manager of GP VI LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VI LP. GCGM Investment Holdings, L.P. is a limited partner of GC Group VI LP with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: On October 30, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 7,922 shares of the Issuer's Common Stock.

F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares.

F3: 17,933 shares were held by 7wire, and the balance were held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, shared voting and investment power with respect to shares held by 7wire and GC Group VIII LP.

F4: The shares were held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.

F5: The shares were held by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VIII Supplemental.

F6: The shares were held by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. GCGMH is the manager GCGM, which is the manager of GP VI LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VI LP. GCGM Investment Holdings, L.P. is a limited partner of GC Group VI LP with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2015 Filed Jan 30, 2015 21:50 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Disposition to issuerCommon Stock 21,295 $81.73 $1,740,440.35
Disclosure

SEC source: 0001127602-15-003484 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,443

F3 · kind: The transactions reported represent RSUs granted in January 2014 which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2014 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2014.

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January 28, 2015 Filed Jan 30, 2015 21:50 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 21,295 $81.73 $1,740,440.35
Disclosure

SEC source: 0001127602-15-003484 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,738

F3 · kind: The transactions reported represent RSUs granted in January 2014 which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2014 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2014.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 21:50 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 5,804 $81.73 $474,360.92
Disclosure

SEC source: 0001127602-15-003484 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,130

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of the RSUs granted in January 2014.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 21:50 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 11,253 $81.73 $919,707.69
Disclosure

SEC source: 0001127602-15-003484 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,934

F1 · kind: Represents shares acquired pursuant to vesting of RSUs that were granted to the reporting person in January 2014 and vested in January 2015 based on the terms of the grant approved in January 2014 (see Remarks below). Pursuant to the award terms, the reporting person is required to hold 100% of shares (net of taxes) received upon the vesting of equity awards until one year after retirement.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 21:50 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 10,982 $81.73 $897,558.86
Disclosure

SEC source: 0001127602-15-003484 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,443

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of the RSUs granted in January 2014.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 21:50 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 21,295 $81.73 $1,740,440.35
Disclosure

SEC source: 0001127602-15-003484 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,425

F1 · kind: Represents shares acquired pursuant to vesting of RSUs that were granted to the reporting person in January 2014 and vested in January 2015 based on the terms of the grant approved in January 2014 (see Remarks below). Pursuant to the award terms, the reporting person is required to hold 100% of shares (net of taxes) received upon the vesting of equity awards until one year after retirement.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:34 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 63,828 $83.30 $5,316,872.40
Disclosure

SEC source: 0001127602-15-003109 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,681

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 23:34 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 127,169 $83.30 $10,593,177.70
Disclosure

SEC source: 0001127602-15-003109 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,509

F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold 50% of shares received upon the vesting of equity awards for a period of one year.

Read SEC document
December 31, 2014 Filed Jan 2, 2015 18:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 390 $160.44 Strike: $0.00 $62,571.60
Disclosure

SEC source: 0001181431-15-000014 · rrd420948.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,631

Underlying: Common Stock · 390 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 09, 2014 Filed Dec 11, 2014 16:41 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 290 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-034801 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,315.627

F1 · price: Stock Units awarded pursuant to The Procter & Gamble 2014 Stock and Incentive Compensation Plan

F2 · balance_after: Total includes grant of dividend equivalents in the form of RSUs.

Read SEC document
November 03, 2014 Filed Nov 4, 2014 19:17 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 2,095 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-030978 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,897.403

F1 · price: Stock Units awarded pursuant to The Procter & Gamble 2014 Stock and Incentive Compensation Plan

Read SEC document
September 30, 2014 Filed Oct 1, 2014 18:53 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 330 $189.83 Strike: $0.00 $62,643.90
Disclosure

SEC source: 0001181431-14-032912 · rrd416939.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,090

Underlying: Common Stock · 330 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 09, 2014 Filed Sep 10, 2014 18:39 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 317 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-027515 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802.403

F1 · price: Stock Units awarded pursuant to Issuer's 2013 Non-Employee Directors' Stock Plan.

F2 · balance_after: Total includes grant of dividend equivalents in the form of RSUs on August 15, 2014, pursuant to issuer's 2013 Non-Employee Directors' Stock Plan.

Read SEC document
June 30, 2014 Filed Jul 1, 2014 23:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 345 $181.27 Strike: $0.00 $62,538.15
Disclosure

SEC source: 0001181431-14-025582 · rrd412654.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,636

Underlying: Common Stock · 345 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 10, 2014 Filed Jun 11, 2014 16:04 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-020546 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,365.088

F1 · price: Stock Units awarded pursuant to Issuer's 2013 Non-Employee Directors' Stock Plan.

F2 · balance_after: Total includes grant of dividend equivalents in the form of RSUs on May 15, 2014, pursuant to issuer's 2013 Non-Employee Directors' Stock Plan.

Read SEC document
June 06, 2014 Filed Jan 28, 2015 23:34 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 31,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-003109 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,340

F1 · price: The reported disposition represents bona fide charitable gifts made by the reporting person.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:39 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014667 · rrd406718.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,165

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 11, 2014 Filed Mar 12, 2014 17:44 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 507 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-011244 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,088.558

F1 · price: Stock Units awarded pursuant to Issuer's 2013 Non-Employee Directors' Stock Plan.

F2 · balance_after: Total includes grant of dividend equivalents in the form of RSUs on November 15, 2013 and February 18, 2014, pursuant to issuer's 2003 and 2013 Non-Employee Directors' Stock Plan.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 312,500 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · derivative · entry 13

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,500

Underlying: Common Stock · 312,500 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: One-half of the options exercised became exercisable on 1/25/2008, and one-half became exercisable on 1/25/2009.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 425,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · derivative · entry 12

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 425,000 shares

Expires 2016-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 39,328 $89.37 $3,514,924.27
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,770

F4 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.275 to $89.70. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F6 · balance_after: The reporting person will retain 50% of the net shares from the stock option exercises reported above for one year in accordance with the Company's retention guidelines for executive officers.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 50,280 $90.26 $4,538,182.30
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,098

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above, the sale of 50% of the net shares acquired from these exercises, and the sale of net shares from previous restricted stock vestings.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.21 to $90.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 666,615 $89.66 $59,765,834.46
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,378

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above, the sale of 50% of the net shares acquired from these exercises, and the sale of net shares from previous restricted stock vestings.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.21 to $90.20. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 312,500 $57.77 $18,053,125.00
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 425,000 $51.87 $22,042,625.00
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $76.48 $0.00
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · derivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2015-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $88.60 $0.00
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · derivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2014-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $177.20 $17,720.00
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · nonDerivative · entry 7

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 400 $177.19 $70,876.00
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,095

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 340 $177.18 $60,241.20
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 2,440 $177.17 $432,303.83
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,835

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 460 $177.17 $81,498.20
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,275

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 4,000 $88.60 $354,400.00
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2014 Filed Feb 10, 2014 20:57 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 4,000 $76.48 $305,920.00
Disclosure

SEC source: 0001181431-14-005962 · rrd401999.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Disposition to issuerCommon Stock 22,077 $85.55 $1,888,687.35
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,493

F3 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 29, 2013 which were settled in cash upon vesting on January 29, 2014.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 22,077 $85.55 $1,888,687.35
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,570

F3 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 29, 2013 which were settled in cash upon vesting on January 29, 2014.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 11,386 $85.55 $974,072.30
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,493

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 22,077 $85.55 $1,888,687.35
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,879

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 14,671 $85.55 $1,255,104.05
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,802

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 28,448 $85.55 $2,433,726.40
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,473

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 6,938 $85.72 $594,725.36
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,025

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 13,452 $85.72 $1,153,105.44
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,963

F3 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

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January 27, 2014 Filed Jan 29, 2014 23:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 71,528 $85.72 $6,131,380.16
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,511

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 27, 2014 Filed Jan 29, 2014 23:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 138,700 $85.72 $11,889,364.00
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,039

F3 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

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December 31, 2013 Filed Jan 2, 2014 16:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 335 $187.05 Strike: $0.00 $62,660.08
Disclosure

SEC source: 0001181431-14-000051 · rrd398713.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,735

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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October 31, 2013 Filed Jan 29, 2014 23:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GiftCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,339

F2 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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October 08, 2013 Filed Oct 9, 2013 19:37 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 2,293 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-029146 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,360.137

F1 · price: Stock Units awarded pursuant to Issuer's 2003 Non-Employee Directors' Stock Plan.

F2 · balance_after: Total includes grant of dividend equivalents in the form of RSUs on November 15, 2012, February 15, 2013, May 15, 2013 and August 15, 2013, pursuant to issuer's 2003 Non-Employee Directors' Stock Plan.

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September 30, 2013 Filed Oct 1, 2013 20:36 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 337 $185.56 Strike: $0.00 $62,533.72
Disclosure

SEC source: 0001181431-13-051473 · rrd391766.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,292

Underlying: Common Stock · 337 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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June 30, 2013 Filed Jul 1, 2013 17:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 329 $190.54 Strike: $0.00 $62,686.02
Disclosure

SEC source: 0001181431-13-037377 · rrd384824.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,854

Underlying: Common Stock · 329 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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June 05, 2013 Filed Jan 29, 2014 23:45 UTC AMERICAN EXPRESS CO AXP · Entity 2839 OtherCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 26,148

F1 · kind: Shares acquired pursuant to inheritance.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.