Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Sr. EVP & CFO | April 16, 2020 | October 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WELLS FARGO & COMPANY/MN
Report date April 16, 2020 · Filed October 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-04-20 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2020-04-16 · Gift · Disposed 101,637 · Balance 13,299 Row 3 · 2020-04-20 · Gift · Disposed 13,299 · Balance 0 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 576,056 |
Reported balance
After 2020-04-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-04-16 · Gift · Acquired 101,637 · Balance 576,056 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 589,355 |
Reported balance
After 2020-04-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-04-20 · Gift · Acquired 13,299 · Balance 589,355 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 8,892.36 |
Reported balance
Holding disclosure · report date 2020-04-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,892.36 F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of September 30, 2020, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of September 30, 2020, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2018 Filed Apr 17, 2018 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014721 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| March 21, 2018 Filed Apr 17, 2018 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 81,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014721 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 345,982 Read SEC document |
| March 21, 2018 Filed Apr 17, 2018 16:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 81,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014721 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,311.0827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011914 · form4.xml · derivative · entry 8 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,311.0827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F7 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2015 Performance Shares · Derivative | 162,249.7472 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011914 · form4.xml · derivative · entry 7 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 162,249.7472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F5 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned for the three-year performance period ended December 31, 2017. The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned for the three-year performance period ended December 31, 2017. The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 650.0827 | $56.83 | $36,944.20 |
DisclosureSEC source: 0001127602-18-011914 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,804 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,311.0827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011914 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,454.0827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2018. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 80,311.7472 | $56.83 | $4,564,116.59 |
DisclosureSEC source: 0001127602-18-011914 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,143 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:25 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 162,249.7472 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011914 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,454.7472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2018 upon settlement of a Performance Share award granted on February 24, 2015 for the three-year performance period ended December 31, 2017 (as previously disclosed on a Form 4 filed on February 28, 2018). Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2015 Performance Shares · Derivative | 161,153.0853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009120 · form4.xml · derivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,153.0853 Underlying: Common Stock, $1 2/3 Par Value · 161,153.0853 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| December 11, 2017 Filed Feb 9, 2018 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 422 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004796 · form5.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 264,044 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 70,000 | $56.90 | $3,983,000.00 |
DisclosureSEC source: 0001127602-17-033624 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 264,466 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.75 to $56.991, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities And Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 28, 2017 Filed Dec 1, 2017 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033624 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 334,466 Read SEC document |
| September 05, 2017 Filed Dec 1, 2017 18:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033624 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 335,611 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,612.4942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024481 · form4.xml · derivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,222.8706 Underlying: Common Stock, $1 2/3 Par Value · 4,612.4942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,407.4942 | $53.30 | $128,319.44 |
DisclosureSEC source: 0001127602-17-024481 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,612.4942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024481 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,612.4942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2017. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 5,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024481 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 336,103 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 5,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024481 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 10,585.1047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024110 · form4.xml · derivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,585.1042 Underlying: Common Stock, $1 2/3 Par Value · 10,585.1047 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 5,524.1047 | $54.17 | $299,240.75 |
DisclosureSEC source: 0001127602-17-024110 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,061 Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 10,585.1047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024110 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,585.1047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2017. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| June 20, 2017 Filed Jul 25, 2017 20:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 17,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024110 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 331,042 Read SEC document |
| June 20, 2017 Filed Jul 25, 2017 20:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 17,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024110 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 17:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 92,230 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-17-021041 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 92,230 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 92,230 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 17:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 74,473 | $52.56 | $3,914,300.88 |
DisclosureSEC source: 0001127602-17-021041 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,757 Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 17:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 92,230 | $31.40 | $2,896,022.00 |
DisclosureSEC source: 0001127602-17-021041 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed Jun 9, 2017 17:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 4,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021041 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 313,285 Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 23:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Disposition to issuerPhantom Stock Units · Derivative | 0.3087 | $55.66 | $17.18 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · derivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,508.7467 Underlying: Common Stock, $1 2/3 Par Value · 0.3087 shares Expires not disclosed F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 29, 2017 Filed Apr 21, 2017 23:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 3,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 318,161 Read SEC document |
| March 29, 2017 Filed Apr 21, 2017 23:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 3,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 21, 2017 Filed Apr 21, 2017 23:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 37,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 314,419 Read SEC document |
| March 21, 2017 Filed Apr 21, 2017 23:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 37,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015308 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,274.1294 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · derivative · entry 11 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274.1297 Underlying: Common Stock, $1 2/3 Par Value · 1,274.1294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 7,991.336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · derivative · entry 10 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,991.336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2014 Performance Shares · Derivative | 49,522.5942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · derivative · entry 9 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 49,522.5942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 479.1294 | $58.71 | $28,129.69 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · nonDerivative · entry 6 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,680 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,274.1294 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · nonDerivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,159.1294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,003.336 | $58.71 | $176,325.86 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · nonDerivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,885 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,991.336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · nonDerivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,888.336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 24,707.5942 | $58.71 | $1,450,582.86 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,897 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 49,522.5942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012145 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,604.5942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2017 upon settlement of a Performance Share award granted on February 25, 2014 for the three-year performance period ended December 31, 2016 (as previously disclosed on a Form 4 filed on March 2, 2017). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 6,955.986 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010108 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,509.3929 Underlying: Common Stock, $1 2/3 Par Value · 6,955.986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 2,938.9042 | $59.73 | $175,540.75 |
DisclosureSEC source: 0001127602-17-010108 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,082 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,955.986 | $59.73 | $415,481.04 |
DisclosureSEC source: 0001127602-17-010108 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,020.9042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.0818) for which the executive received $4.88 in cash. Read SEC document |
| March 01, 2017 Filed Mar 31, 2017 16:19 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 6,955.986 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013367 · form4a.xml · derivative · entry 3 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,509.0547 Underlying: Common Stock, $1 2/3 Par Value · 6,955.986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F1 · derivative.underlying_shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. Read SEC document |
| March 01, 2017 Filed Mar 31, 2017 16:19 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,213.6654 | $59.73 | $191,952.23 |
DisclosureSEC source: 0001127602-17-013367 · form4a.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,807 F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. F2 · shares: Includes a fractional share (.3204) for which the executive received $19.14 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Read SEC document |
| March 01, 2017 Filed Mar 31, 2017 16:19 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,955.986 | $59.73 | $415,481.04 |
DisclosureSEC source: 0001127602-17-013367 · form4a.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,020.9042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2014 Performance Shares · Derivative | 49,522.5939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009653 · form4.xml · derivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,522.5939 Underlying: Common Stock, $1 2/3 Par Value · 49,522.5939 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:30 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058916 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452.1719 Underlying: Common Stock, $1 2/3 Par Value · 4,484.7437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.