Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| County Bancorp, Inc.ICBK · Entity 132784 | Director | May 18, 2021 | May 20, 2021 |
| ELI LILLY & CoLLY · Entity 2794 | Director | November 16, 2020 | November 19, 2020 |
| LEXMARK INTERNATIONAL INC /KY/LXK · Entity 180755 | Director | November 29, 2016 | November 30, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
County Bancorp, Inc.
Report date May 18, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 2,225 |
Reported balance
After 2021-05-18 transaction · row 1
1 source rowRow 1 · 2021-05-18 · Grant · Acquired 411 · Balance 2,225 F1: Restricted stock unit granted under the 2021 Long-Term Incentive Compensation Plan (the "Plan") |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY TRUST | 11,580 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,580 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit granted under the 2021 Long-Term Incentive Compensation Plan (the "Plan")
ELI LILLY & Co
Report date November 16, 2020 · Filed November 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,038 |
Reported balance
After 2020-11-16 transaction · row 1
1 source rowRow 1 · 2020-11-16 · Grant · Acquired 1,245 · Balance 77,038 |
LEXMARK INTERNATIONAL INC /KY/
Report date November 29, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 1
1 source rowRow 1 · 2016-11-29 · Disposition to issuer · Disposed 42,006 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2016-11-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-29 · Disposition to issuer · Disposed 4,660 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-29 · Disposition to issuer · Disposed 4,616 · Balance 0 F2: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.91 · Expires 2018-04-24 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-29 · Disposition to issuer · Disposed 10,100 · Balance 0 F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.85 · Expires 2017-04-26 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-29 · Disposition to issuer · Disposed 4,800 · Balance 0 F4: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
F2: Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest.
F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option.
F4: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2004 Filed Apr 30, 2004 16:35 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 31 | $73.12 | $2,266.72 |
DisclosureSEC source: 0000059478-04-000106 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,661.86 Read SEC document |
| March 31, 2004 Filed Mar 31, 2004 17:46 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 19 | $69.96 | $1,329.15 |
DisclosureSEC source: 0000059478-04-000096 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,630.86 Read SEC document |
| February 27, 2004 Filed Feb 27, 2004 15:54 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 48 | $73.20 | $3,513.36 |
DisclosureSEC source: 0000059478-04-000087 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,563.86 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:16 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantDirector stock option (right to buy) · Derivative | 2,800 | $0.00 Strike: $73.11 | $0.00 |
DisclosureSEC source: 0000059478-04-000080 · doc4.xml · derivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 2,800 shares Expires 2014-02-14 Read SEC document |
| January 30, 2004 Filed Jan 30, 2004 19:49 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 13 | $69.91 | $908.83 |
DisclosureSEC source: 0000059478-04-000018 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,515.86 Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 18:52 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 25 | $72.23 | $1,805.75 |
DisclosureSEC source: 0000059478-04-000002 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459.86 Read SEC document |
| November 26, 2003 Filed Dec 1, 2003 18:51 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 19 | $70.49 | $1,339.22 |
DisclosureSEC source: 0000059478-03-000042 · doc4.xml · nonDerivative · entry 2 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,434.86 Read SEC document |
| November 26, 2003 Filed Dec 1, 2003 18:51 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-03-000042 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,415.86 Read SEC document |
| October 31, 2003 Filed Oct 31, 2003 19:59 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 28 | $61.09 | $1,710.52 |
DisclosureSEC source: 0000059478-03-000035 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,715.86 Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 16:49 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 36.44 | $61.40 | $2,237.42 |
DisclosureSEC source: 0000059478-03-000031 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,687.86 Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 16:55 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 28.2 | $61.62 | $1,737.68 |
DisclosureSEC source: 0000059478-03-000028 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,605.42 Read SEC document |
| July 31, 2003 Filed Jul 31, 2003 14:30 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 46 | $66.30 | $3,049.57 |
DisclosureSEC source: 0000059478-03-000020 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,577.22 Read SEC document |
| June 30, 2003 Filed Jun 30, 2003 21:31 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 14 | $66.87 | $936.18 |
DisclosureSEC source: 0000059478-03-000007 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,531.22 Read SEC document |
| May 30, 2003 Filed May 30, 2003 14:27 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 36 | $61.56 | $2,216.16 |
DisclosureSEC source: 0000059478-03-000005 · doc4.xml · nonDerivative · entry 1 SEIFERT KATHI P · CIK 0001222893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,475.22 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.