Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMMUCELL CORP /DE/ICCC · Entity 6837 | Director | December 15, 2022 | January 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMMUCELL CORP /DE/
Report date December 15, 2022 · Filed January 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non Qualified Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.52 · Expires 2027-12-15 | Direct | 10,000 |
Reported balance
After 2022-12-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-15 · Grant · Acquired 10,000 · Balance 10,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2022 Filed Jan 24, 2023 23:25 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | GrantNon Qualified Stock Options (Right to buy) · Derivative | 10,000 | $6.52 Strike: $6.52 | $65,200.00 |
DisclosureSEC source: 0001213900-23-004910 · ownership.xml · derivative · entry 1 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-12-15 Read SEC document |
| June 13, 2022 Filed Jun 14, 2022 12:01 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | PurchaseCommon stock $0.10 per value per share | 1,000 | $8.00 | $8,000.00 |
DisclosureSEC source: 0001213900-22-032625 · doc4.xml · nonDerivative · entry 1 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 18:34 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | GrantIncentive Stock Options (Right to buy) · Derivative | 10,000 | $10.04 Strike: $10.04 | $100,400.00 |
DisclosureSEC source: 0001213900-21-033249 · ownership.xml · derivative · entry 1 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-06-17 Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 20:35 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | PurchaseCommon Stock, par value $0.10 per share | 2,000 | $4.00 | $8,000.00 |
DisclosureSEC source: 0001213900-20-006134 · doc4.xml · nonDerivative · entry 1 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 17:03 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | Disposition to issuerCommon Stock, par value $0.10 per share | 930 | $6.69 | $6,221.70 |
DisclosureSEC source: 0001213900-18-011272 · doc4.xml · nonDerivative · entry 1 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 18:13 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | GrantIncentive Stock Options (Right to buy) · Derivative | 15,000 | $7.08 Strike: $7.08 | $106,200.00 |
DisclosureSEC source: 0001213900-18-003258 · doc4.xml · derivative · entry 1 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-03-19 Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 19:26 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | Exercise / conversionNon-qualified stock options (right to buy) · Derivative | 10,000 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001547522-16-000302 · doc4.xml · derivative · entry 3 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2016-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 19:26 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | Exercise / conversionCommon Stock, par value $0.10 per share | 10,000 | $5.75 | $57,500.00 |
DisclosureSEC source: 0001547522-16-000302 · doc4.xml · nonDerivative · entry 2 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 19:26 UTC | IMMUCELL CORP /DE/ ICCC · Entity 6837 | Disposition to issuerCommon Stock, par value $0.10 per share | 7,334 | $7.83 | $57,425.22 |
DisclosureSEC source: 0001547522-16-000302 · doc4.xml · nonDerivative · entry 1 Cunningham David · CIK 0001529247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.