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Nasdaq · USD

ICCC

IMMUCELL CORP /DE/

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6837
SEC CIK
0000811641
Parsed reports
97

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2026 Filed Jun 22, 2026 12:33 UTC
te Boekhorst Paul Francis OlivierDirector · President and CEO
PurchaseCommon Stock, par value $.01 per share 8,000 $9.50 $75,960.00
Disclosure

SEC source: 0001437749-26-021258 · rdgdoc.xml · nonDerivative · entry 1

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,785

Read SEC document
April 15, 2026 Filed Apr 16, 2026 20:03 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 17,899 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-26-012561 · rdgdoc.xml · derivative · entry 1

Turner Kathy V · CIK 0001740719 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,899

Underlying: Common Stock · 17,899 shares

Expires 2036-04-15

F1 · derivative.exercise_date: The stock option vests as follows: 5,966 shares becoming exercisable on each of April 15, 2027 and April 15, 2028, and 5,967 shares becoming exercisable on April 15, 2029.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 20:02 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 11,933 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-26-012557 · rdgdoc.xml · derivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,933

Underlying: Common Stock · 11,933 shares

Expires 2036-04-15

F1 · derivative.exercise_date: The stock option vests as follows: 3,977 shares becoming exercisable on each of April 15, 2027 and April 15, 2028, and 3,979 shares becoming exercisable on April 15, 2029.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 19:59 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 11,933 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-26-012554 · rdgdoc.xml · derivative · entry 1

Basse Gloria F · CIK 0001869527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,933

Underlying: Common Stock · 11,933 shares

Expires 2036-04-15

F1 · derivative.exercise_date: The stock option vests as follows: 3,977 shares becoming exercisable on each of April 15, 2027 and April 15, 2028, and 3,979 shares becoming exercisable on April 15, 2029.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 19:57 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 11,933 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001437749-26-012551 · rdgdoc.xml · derivative · entry 1

Wainman Paul R · CIK 0001603581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,933

Underlying: Common Stock · 11,933 shares

Expires 2036-04-15

F1 · derivative.exercise_date: The stock option vests as follows: 3,977 shares becoming exercisable on each of April 15, 2027 and April 15, 2028, and 3,979 shares becoming exercisable on April 15, 2029.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 23:57 UTC Exercise / conversionStock Options (right to buy) · Derivative 25,000 $0.00 Strike: $5.84 $0.00
Disclosure

SEC source: 0001437749-26-009661 · rdgdoc.xml · derivative · entry 3

BRIGHAM MICHAEL F · CIK 0001136544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 23:57 UTC Tax withholdingCommon Stock, par value $.01 per share 24,052 $6.07 $145,995.64
Disclosure

SEC source: 0001437749-26-009661 · rdgdoc.xml · nonDerivative · entry 2

BRIGHAM MICHAEL F · CIK 0001136544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,700

F2 · shares: Number of shares surrendered to the Issuer in payment of the exercise price of the option.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 23:57 UTC Exercise / conversionCommon Stock, par value $.01 per share 25,000 $5.84 $146,000.00
Disclosure

SEC source: 0001437749-26-009661 · rdgdoc.xml · nonDerivative · entry 1

BRIGHAM MICHAEL F · CIK 0001136544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares resulting from stock-for-stock exercise of stock option. The Reporting Person surrendered previously owned shares in full payment of the exercise price for that option.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 16:43 UTC
Fiori Timothy CDirector · Chief Financial Officer
GrantStock Options (right to buy) · Derivative 120,000 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001437749-26-002371 · rdgdoc.xml · derivative · entry 1

Fiori Timothy C · CIK 0002063933 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2036-01-27

F1 · derivative.exercise_date: Option grant made to Mr. Fiori in connection with his employment as Chief Financial Officer. The option shall be treated as an incentive stock option to the maximum extent permitted by the International Revenue Code of 1986, as amended, with the balance treated as a nonqualified stock option. The stock option vests as follows: 40,000 options on the first, second and third anniversary of the grant date.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 16:42 UTC
Brockmann Bobbi JoDirector · VP of Sales and Marketing
GrantStock Options (right to buy) · Derivative 100,000 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001437749-26-002369 · rdgdoc.xml · derivative · entry 1

Brockmann Bobbi Jo · CIK 0001517536 · Director · VP of Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-01-27

F1 · derivative.exercise_date: Option grant made to Ms. Brockmann in connection with her employment as Vice President of Sales and Marketing. The option shall be treated as an incentive stock option to the maximum extent permitted by the Internal Revenue Code of 1986, as amended, with the balance treated as a nonqualified stock option. The stock option vests as follows: 33,333 shares becoming exercisable on each of January 27, 2027 and January 27, 2028 and 33,334 shares becoming exercisable on January 27, 2029.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 16:40 UTC
te Boekhorst Paul Francis OlivierDirector · President and CEO
GrantStock Options (right to buy) · Derivative 110,000 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001437749-26-002366 · rdgdoc.xml · derivative · entry 1

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2036-01-27

F1 · derivative.exercise_date: Option grant made to Mr. te Boekhorst in connection with his employment as President and CEO. The option shall be treated as an incentive stock option to the maximum extent permitted by the Internal Revenue Code of 1986, as amended, with the balance treated as nonqualified stock option. One hundred percent of the stock option will vest when the Issuer's net operating income for four consecutive calendar quarters equals or exceeds 300% of the Issuer's audited net operating income for its 2025 fiscal year.

Read SEC document
January 27, 2026 Filed Mar 23, 2026 13:47 UTC Amendment
te Boekhorst Paul Francis OlivierDirector · President and CEO
GrantStock Options (right to buy) · Derivative 109,500 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001437749-26-009312 · rdgdoc.xml · derivative · entry 1

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,500

Underlying: Common Stock · 109,500 shares

Expires 2036-01-27

F1 · shares: This amendment amends the previously reported transaction effective on 1/27/2026 to disclose the correct number of shares included in the option award.

F2 · derivative.exercise_date: Option grant made to Mr. te Boekhorst in connection with his employment as President and CEO. The option shall be treated as an incentive stock option to the maximum extent permitted by the Internal Revenue Code of 1986, as amended, with the balance treated as nonqualified stock option. One hundred percent of the stock option will vest when the Issuer's net operating income for four consecutive calendar quarters equals or exceeds 300% of the Issuer's audited net operating income for its 2025 fiscal year.

Read SEC document
December 04, 2025 Filed Dec 4, 2025 21:11 UTC Amendment
te Boekhorst Paul Francis OlivierDirector · President and CEO
PurchaseCommon Stock $0.10 par value per share 2,432 $5.50 $13,376.49
Disclosure

SEC source: 0001437749-25-036913 · rdgdoc.xml · nonDerivative · entry 2

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,738

F2 · shares: This amendment amends the previously reported transaction effective on 12/3 to disclose the correct amount and price of shares purchased, and the correct transaction date.

Read SEC document
December 03, 2025 Filed Dec 3, 2025 21:14 UTC
te Boekhorst Paul Francis OlivierDirector · President and CEO
PurchaseCommon Stock $0.10 par value per share 3,521 $5.04 $17,747.95
Disclosure

SEC source: 0001437749-25-036794 · rdgdoc.xml · nonDerivative · entry 3

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,785

Read SEC document
December 03, 2025 Filed Dec 3, 2025 21:14 UTC
te Boekhorst Paul Francis OlivierDirector · President and CEO
PurchaseCommon Stock $0.10 par value per share 2,556 $5.00 $12,787.67
Disclosure

SEC source: 0001437749-25-036794 · rdgdoc.xml · nonDerivative · entry 2

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,264

Read SEC document
December 03, 2025 Filed Dec 4, 2025 21:11 UTC Amendment
te Boekhorst Paul Francis OlivierDirector · President and CEO
PurchaseCommon Stock $0.10 par value per share 3,598 $5.05 $18,151.91
Disclosure

SEC source: 0001437749-25-036913 · rdgdoc.xml · nonDerivative · entry 1

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,306

F1 · shares: This amendment amends the previously reported transaction effective on 12/3 to disclose the correct amount and price of shares purchased.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 21:14 UTC
te Boekhorst Paul Francis OlivierDirector · President and CEO
PurchaseCommon Stock $0.10 par value per share 3,708 $4.87 $18,052.77
Disclosure

SEC source: 0001437749-25-036794 · rdgdoc.xml · nonDerivative · entry 1

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,708

Read SEC document
November 25, 2025 Filed Nov 28, 2025 13:12 UTC PurchaseCommon Stock $0.10 par value per share 1,633 $4.77 $7,781.25
Disclosure

SEC source: 0001437749-25-036477 · rdgdoc.xml · nonDerivative · entry 2

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,740

Read SEC document
November 25, 2025 Filed Nov 28, 2025 13:12 UTC PurchaseCommon Stock $0.10 par value per share 1,633 $4.76 $7,773.08
Disclosure

SEC source: 0001437749-25-036477 · rdgdoc.xml · nonDerivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,720

Read SEC document
November 07, 2025 Filed Nov 12, 2025 13:43 UTC
te Boekhorst Paul Francis OlivierDirector · President and CEO
GrantStock Options (right to buy) · Derivative 74,277 $6.10 Strike: $6.10 $453,089.70
Disclosure

SEC source: 0001437749-25-034257 · rdgdoc.xml · derivative · entry 1

te Boekhorst Paul Francis Olivier · CIK 0002095704 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,260

Underlying: Common Stock · 74,277 shares

Expires 2035-11-07

F1 · derivative.exercise_date: Option grant made to Mr. te Boekhorst in connection with his commencement of employment as President and CEO. The option shall be treated as an incentive stock option to the maximum extent permitted by the Internal Revenue Code of 1986, as amended, with the balance treated as a nonqualified stock option. The stock option vests as follows: 24,759 options on the first, second, and third anniversary of the grant date.

Read SEC document
June 12, 2025 Filed Jun 12, 2025 21:09 UTC PurchaseCommon stock $0.10 per value per share 1,000 $6.32 $6,320.00
Disclosure

SEC source: 0001213900-25-053904 · marketforms-69920.xml · nonDerivative · entry 1

Gathagan Bryan K. · CIK 0001981919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 11, 2025 Filed Jun 13, 2025 17:05 UTC Exercise / conversionNon Qualified Stock Options (Right to buy) · Derivative 3.53 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001213900-25-054188 · marketforms-69921.xml · derivative · entry 3

Basse Gloria F · CIK 0001869527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: (2) Original stock option was for 15,000 shares. These shares resulted from a net exercise transaction, with 11,470 shares withheld (credited at $6.29 per share, the closing price of the Common stock on the date of exercise) in payment of the exercise price for 3,530 shares.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 17:05 UTC Exercise / conversionNon Qualified Stock Options (Right to buy) · Derivative 11,470 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001213900-25-054188 · marketforms-69921.xml · derivative · entry 2

Basse Gloria F · CIK 0001869527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,530

Underlying: Common Stock · 11,470 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: (2) Original stock option was for 15,000 shares. These shares resulted from a net exercise transaction, with 11,470 shares withheld (credited at $6.29 per share, the closing price of the Common stock on the date of exercise) in payment of the exercise price for 3,530 shares.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 17:05 UTC Exercise / conversionCommon stock $0.10 per value per share 3,530 $4.81 $16,979.30
Disclosure

SEC source: 0001213900-25-054188 · marketforms-69921.xml · nonDerivative · entry 1

Basse Gloria F · CIK 0001869527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: (1) Shares acquired in stock option net exercise transaction with the Issuer.

Read SEC document
April 16, 2025 Filed Apr 23, 2025 16:53 UTC
Fiori Timothy CChief Financial Officer
GrantIncentive Stock Options (Right to buy) · Derivative 30,000 $5.49 Strike: $5.49 $164,700.00
Disclosure

SEC source: 0001213900-25-034500 · marketforms-69199.xml · derivative · entry 1

Fiori Timothy C · CIK 0002063933 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-04-16

Read SEC document
April 16, 2025 Filed Apr 14, 2026 19:40 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-26-012240 · rdgdoc.xml · derivative · entry 1

Gathagan Bryan K. · CIK 0001981919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-16

Read SEC document
April 16, 2025 Filed Apr 14, 2026 19:39 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-26-012238 · rdgdoc.xml · derivative · entry 1

Wainman Paul R · CIK 0001603581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-16

Read SEC document
April 16, 2025 Filed Apr 14, 2026 19:38 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-26-012236 · rdgdoc.xml · derivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-16

Read SEC document
April 16, 2025 Filed Apr 14, 2026 19:37 UTC
Brockmann Bobbi JoDirector · VP of Sales and Marketing
GrantIncentive Stock Options (Right to buy) · Derivative 5,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-26-012234 · rdgdoc.xml · derivative · entry 1

Brockmann Bobbi Jo · CIK 0001517536 · Director · VP of Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-16

Read SEC document
April 16, 2025 Filed Apr 14, 2026 19:36 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-26-012232 · rdgdoc.xml · derivative · entry 1

Rosgen Steven T. · CIK 0001729885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-16

Read SEC document
April 16, 2025 Filed Apr 14, 2026 19:34 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-26-012230 · rdgdoc.xml · derivative · entry 1

Basse Gloria F · CIK 0001869527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-16

Read SEC document
September 20, 2024 Filed Sep 24, 2024 12:31 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $3.60 Strike: $3.60 $36,000.00
Disclosure

SEC source: 0001213900-24-081210 · marketforms-67039.xml · derivative · entry 1

Wainman Paul R · CIK 0001603581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-09-20

Read SEC document
September 20, 2024 Filed Sep 24, 2024 12:30 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $3.60 Strike: $3.60 $36,000.00
Disclosure

SEC source: 0001213900-24-081209 · marketforms-67040.xml · derivative · entry 1

Basse Gloria F · CIK 0001869527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-09-20

Read SEC document
September 20, 2024 Filed Sep 24, 2024 12:30 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $3.60 Strike: $3.60 $36,000.00
Disclosure

SEC source: 0001213900-24-081207 · marketforms-67041.xml · derivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-09-20

Read SEC document
September 20, 2024 Filed Sep 24, 2024 12:29 UTC GrantNon-Qualified Stock Options (Right to buy) · Derivative 10,000 $3.60 Strike: $3.60 $36,000.00
Disclosure

SEC source: 0001213900-24-081206 · marketforms-67042.xml · derivative · entry 1

Gathagan Bryan K. · CIK 0001981919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-09-20

Read SEC document
September 20, 2024 Filed Sep 24, 2024 12:29 UTC GrantNon Qualified Stock Options (Right to buy) · Derivative 10,000 $3.60 Strike: $3.60 $36,000.00
Disclosure

SEC source: 0001213900-24-081205 · marketforms-67043.xml · derivative · entry 1

Rosgen Steven T. · CIK 0001729885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-09-20

Read SEC document
August 28, 2024 Filed Aug 30, 2024 16:25 UTC Disposition to issuerCommon stock $0.10 per value per share 2,186 $3.55 $7,760.30
Disclosure

SEC source: 0001213900-24-074326 · marketforms-66862.xml · nonDerivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,797

F1 · balance_after: (1) This figure includes 6,987 shares of common stock held by immediate family members of Dr. Tomsche.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 19:00 UTC Disposition to issuerCommon stock $0.10 per value per share 6,005 $3.55 $21,317.75
Disclosure

SEC source: 0001213900-24-072552 · marketforms-66848.xml · nonDerivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,611

F1 · balance_after: (1) This figure includes 6,987 shares of common stock held by immediate family members of Dr. Tomsche.

Read SEC document
August 22, 2024 Filed Aug 22, 2024 17:05 UTC Disposition to issuerCommon stock $0.10 per value per share 10,000 $3.55 $35,500.00
Disclosure

SEC source: 0001213900-24-071759 · marketforms-66833.xml · nonDerivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,606

F1 · balance_after: (1) This figure includes 6,987 shares of common stock held by immediate family members of Dr. Tomsche.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 17:04 UTC Disposition to issuerCommon stock $0.10 per value per share 3,172 $3.67 $11,641.24
Disclosure

SEC source: 0001213900-24-070559 · marketforms-66793.xml · nonDerivative · entry 3

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,606

F1 · balance_after: 1. This figure includes 6,987 shares of common stock held by immediate family members of Dr. Tomsche.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 17:04 UTC Disposition to issuerCommon stock $0.10 per value per share 4,811 $3.72 $17,882.97
Disclosure

SEC source: 0001213900-24-070559 · marketforms-66793.xml · nonDerivative · entry 2

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,434

Read SEC document
August 15, 2024 Filed Aug 19, 2024 17:04 UTC Disposition to issuerCommon stock $0.10 per value per share 2,017 $3.57 $7,194.64
Disclosure

SEC source: 0001213900-24-070559 · marketforms-66793.xml · nonDerivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,623

Read SEC document
September 06, 2023 Filed Sep 6, 2023 16:25 UTC Disposition to issuerCommon stock $0.10 per value per share 3,100 $4.75 $14,737.71
Disclosure

SEC source: 0001213900-23-074246 · marketforms-62560.xml · nonDerivative · entry 1

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,606

F1 · balance_after: 1. This figure includes 6,987 shares of common stock held by immediate family members of Dr. Tomsche.

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June 28, 2023 Filed Aug 30, 2023 18:49 UTC GrantNon-Qualified Stock Options (Right to buy) · Derivative 15,000 $5.11 Strike: $5.11 $76,650.00
Disclosure

SEC source: 0001213900-23-072079 · marketforms-62425.xml · derivative · entry 1

Gathagan Bryan K. · CIK 0001981919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-06-28

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March 14, 2023 Filed Mar 15, 2023 19:13 UTC Disposition to issuerCommon Stock, $0.10 per value per share 100 $5.44 $544.00
Disclosure

SEC source: 0001213900-23-020267 · marketforms-60805.xml · nonDerivative · entry 25

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,506

F1 · balance_after: 1. This figure includes 6,987 shares of common stock held by immediate family members of Dr. Tomsche.

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March 14, 2023 Filed Mar 15, 2023 19:13 UTC Disposition to issuerCommon Stock, $0.10 per value per share 69 $5.53 $381.57
Disclosure

SEC source: 0001213900-23-020267 · marketforms-60805.xml · nonDerivative · entry 24

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,406

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March 14, 2023 Filed Mar 15, 2023 19:13 UTC Disposition to issuerCommon Stock, $0.10 per value per share 100 $5.53 $553.00
Disclosure

SEC source: 0001213900-23-020267 · marketforms-60805.xml · nonDerivative · entry 23

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,337

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March 14, 2023 Filed Mar 15, 2023 19:13 UTC Disposition to issuerCommon Stock, $0.10 per value per share 69 $5.53 $381.57
Disclosure

SEC source: 0001213900-23-020267 · marketforms-60805.xml · nonDerivative · entry 22

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,237

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March 14, 2023 Filed Mar 15, 2023 19:13 UTC Disposition to issuerCommon Stock, $0.10 per value per share 31 $5.53 $171.43
Disclosure

SEC source: 0001213900-23-020267 · marketforms-60805.xml · nonDerivative · entry 21

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,168

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March 14, 2023 Filed Mar 15, 2023 19:13 UTC Disposition to issuerCommon Stock, $0.10 per value per share 31 $5.53 $171.43
Disclosure

SEC source: 0001213900-23-020267 · marketforms-60805.xml · nonDerivative · entry 20

Tomsche David Scott · CIK 0001384044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,137

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.