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Schueren Robert Alan

Disclosed activity across 2 companies

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117464
SEC CIK
0001597341

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Natera, Inc.NTRA · Entity 2635CHIEF OPERATING OFFICERJanuary 27, 2023January 31, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Natera, Inc.

Report date January 27, 2023 · Filed January 31, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,091 Reported balance After 2023-01-27 transaction · row 1
1 source row

Row 1 · 2023-01-27 · Grant · Acquired 19,865 · Balance 24,091

F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Common StockSEC Table I · non-derivativeIndirectBy Robert A Schueren & Deborah A Schueren Rev Trust114,141 Reported balance Holding disclosure · report date 2023-01-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 114,141

F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WaferGen Bio-systems, Inc.

Report date February 28, 2017 · Filed March 01, 2017

Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2017-02-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-02-28 · Disposition to issuer · Disposed 8,368 · Balance 0

F1: Includes 3,049 restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest.

F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 3,049 restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest.

F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2023 Filed Jan 31, 2023 21:30 UTC Natera, Inc. NTRA · Entity 2635 GrantCommon Stock 19,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001698 · form4-01312023_090116.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,091

F1 · shares: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 23, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,256 $41.56 $176,878.08
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · nonDerivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
January 22, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · derivative · entry 8

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F8 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 22, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 21, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 1,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · derivative · entry 7

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,161

Underlying: Common Stock · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter

Read SEC document
January 21, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 6,087 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · derivative · entry 6

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,261

Underlying: Common Stock · 6,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 6,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 11,824 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
January 12, 2023 Filed Jan 24, 2023 20:05 UTC Natera, Inc. NTRA · Entity 2635 GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001421 · form4-01242023_080107.xml · nonDerivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robert A Schueren & Deborah A Schueren Rev Trust

Disclosed balance after: 114,141

F4 · shares: Represents a charitable contribution by the Reporting Person.

F5 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
January 10, 2023 Filed Jan 10, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 3,938 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-23-000762 · form4-01102023_090101.xml · derivative · entry 6

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,134

Underlying: Common Stock · 3,938 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 10, 2023 Filed Jan 10, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,938 $13.01 $51,233.38
Disclosure

SEC source: 0001415889-23-000762 · form4-01102023_090101.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,244 $37.62 $84,419.28
Disclosure

SEC source: 0001415889-23-000762 · form4-01102023_090101.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,886

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
January 07, 2023 Filed Jan 10, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,985 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000762 · form4-01102023_090101.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 07, 2023 Filed Jan 10, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-000762 · form4-01102023_090101.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,856 $39.55 $192,067.91
Disclosure

SEC source: 0001415889-23-000472 · form4-01042023_090116.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,145

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.1750 to $39.5538 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 9,634 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000472 · form4-01042023_090116.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSU vested in full on December 31, 2022.

F5 · derivative.expiration_date: The RSU vested in full on December 31, 2022.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 9,634 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-000472 · form4-01042023_090116.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 5,897 $40.37 $238,074.86
Disclosure

SEC source: 0001415889-22-013079 · form4-12292022_091221.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust

Disclosed balance after: 103,417

F4 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2022.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.56 to $41.35 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,382 $39.84 $55,062.47
Disclosure

SEC source: 0001415889-22-013079 · form4-12292022_091221.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-013079 · form4-12292022_091221.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,748

Underlying: Common Stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F7 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-013079 · form4-12292022_091221.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 4,932 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
October 24, 2022 Filed Oct 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,135 $42.41 $132,956.60
Disclosure

SEC source: 0001415889-22-010792 · form4-10252022_091023.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,932

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.3350 to $42.4115 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 22, 2022 Filed Oct 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010792 · form4-10252022_091023.xml · derivative · entry 6

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 22, 2022 Filed Oct 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-010792 · form4-10252022_091023.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 1,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010792 · form4-10252022_091023.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,306

Underlying: Common Stock · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-010792 · form4-10252022_091023.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,922 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-22-010732 · form4-10192022_091001.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,072

Underlying: Common Stock · 1,922 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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October 18, 2022 Filed Oct 19, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,922 $13.01 $25,005.22
Disclosure

SEC source: 0001415889-22-010732 · form4-10192022_091001.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 3,916 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

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October 10, 2022 Filed Oct 11, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,008 $42.12 $84,571.34
Disclosure

SEC source: 0001415889-22-010439 · form4-10112022_091001.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.8350 to $42.12 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 07, 2022 Filed Oct 11, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010439 · form4-10112022_091001.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,985

Underlying: Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-010439 · form4-10112022_091001.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 28, 2022 Filed Sep 29, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,382 $44.04 $60,862.04
Disclosure

SEC source: 0001415889-22-010033 · form4-09292022_090916.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010033 · form4-09292022_090916.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497

Underlying: Common Stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-010033 · form4-09292022_090916.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
July 22, 2022 Filed Jul 25, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 572 $46.26 $26,460.72
Disclosure

SEC source: 0001415889-22-007952 · form4-07252022_080720.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007952 · form4-07252022_080720.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,451

Underlying: Common Stock · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 GrantCommon Stock 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007952 · form4-07252022_080720.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 4,607 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,281 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-22-007933 · form4-07222022_080701.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,994

Underlying: Common Stock · 1,281 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,281 $13.01 $16,665.81
Disclosure

SEC source: 0001415889-22-007933 · form4-07222022_080701.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,019 $39.51 $79,778.16
Disclosure

SEC source: 0001415889-22-007635 · form4-07112022_080701.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.52 to $39.1104 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,985 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007635 · form4-07112022_080701.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,969

Underlying: Common Stock · 3,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
July 07, 2022 Filed Jul 11, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007635 · form4-07112022_080701.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 28, 2022 Filed Jun 29, 2022 21:30 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,390 $39.02 $54,230.99
Disclosure

SEC source: 0001415889-22-007068 · form4-06292022_090620.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $39.02 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:30 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007068 · form4-06292022_090620.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,246

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F6 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:30 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007068 · form4-06292022_090620.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 3,202 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 3,202 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-22-005455 · form4-05202022_080501.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,275

Underlying: Common Stock · 3,202 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,202 $13.01 $41,658.02
Disclosure

SEC source: 0001415889-22-005455 · form4-05202022_080501.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 3,919 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
May 13, 2022 Filed May 17, 2022 21:30 UTC Natera, Inc. NTRA · Entity 2635 GrantRestricted Stock Unit · Derivative 9,634 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005197 · form4-05172022_090513.xml · derivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,634

Underlying: Common Stock · 9,634 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSU shall vest in full on December 31, 2022.

F2 · derivative.expiration_date: The RSU shall vest in full on December 31, 2022.

Read SEC document
April 22, 2022 Filed Apr 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 577 $36.14 $20,852.84
Disclosure

SEC source: 0001415889-22-004246 · form4-04252022_090417.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,919

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.14 to $36.1501 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004246 · form4-04252022_090417.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,595

Underlying: Common Stock · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.