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Schueren Robert Alan

Disclosed activity across 2 companies

Tapewire entity
117464
SEC CIK
0001597341

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Natera, Inc.NTRA · Entity 2635CHIEF OPERATING OFFICERJanuary 27, 2023January 31, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Natera, Inc.

Report date January 27, 2023 · Filed January 31, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,091 Reported balance After 2023-01-27 transaction · row 1
1 source row

Row 1 · 2023-01-27 · Grant · Acquired 19,865 · Balance 24,091

F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Common StockSEC Table I · non-derivativeIndirectBy Robert A Schueren & Deborah A Schueren Rev Trust114,141 Reported balance Holding disclosure · report date 2023-01-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 114,141

F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WaferGen Bio-systems, Inc.

Report date February 28, 2017 · Filed March 01, 2017

Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2017-02-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-02-28 · Disposition to issuer · Disposed 8,368 · Balance 0

F1: Includes 3,049 restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest.

F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 3,049 restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest.

F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2022 Filed Apr 25, 2022 21:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004246 · form4-04252022_090417.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
April 08, 2022 Filed Apr 11, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,999 $41.91 $83,779.09
Disclosure

SEC source: 0001415889-22-004000 · form4-04112022_080401.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,352

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.91 to $41.9921 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004000 · form4-04112022_080401.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,056

Underlying: Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-004000 · form4-04112022_080401.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,382 $39.63 $54,767.14
Disclosure

SEC source: 0001415889-22-003458 · form4-03292022_080325.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.

Read SEC document
March 27, 2022 Filed Mar 29, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003458 · form4-03292022_080325.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,996

Underlying: Common Stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
March 27, 2022 Filed Mar 29, 2022 20:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-003458 · form4-03292022_080325.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 4,070 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 01:05 UTC Natera, Inc. NTRA · Entity 2635 GrantRestricted Stock Unit · Derivative 24,348 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000934 · form4-02012022_080228.xml · derivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,348

Underlying: Common Stock · 24,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

F3 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 01:05 UTC Natera, Inc. NTRA · Entity 2635 GrantRestricted Stock Unit · Derivative 24,348 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000934 · form4-02012022_080228.xml · derivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,348

Underlying: Common Stock · 24,348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 01:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,378 $59.95 $142,549.21
Disclosure

SEC source: 0001415889-22-000759 · form4-01252022_080116.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,955

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.8550 to $59.9480 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 21, 2022 Filed Jan 26, 2022 01:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 4,579 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000759 · form4-01252022_080116.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,739

Underlying: Common Stock · 4,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 21, 2022 Filed Jan 26, 2022 01:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 4,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-000759 · form4-01252022_080116.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 00:01 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,116 $74.45 $157,544.88
Disclosure

SEC source: 0001415889-22-000476 · form4-01112022_040132.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,754

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.0811 to $74.46 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 07, 2022 Filed Jan 12, 2022 00:01 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,985 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000476 · form4-01112022_040132.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,040

Underlying: Common Stock · 3,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
January 07, 2022 Filed Jan 12, 2022 00:01 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-000476 · form4-01112022_040132.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 23:11 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,382 $91.34 $126,231.74
Disclosure

SEC source: 0001415889-21-006283 · form4-12292021_031221.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,885

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 23:11 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-006283 · form4-12292021_031221.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,745

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 23:11 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-006283 · form4-12292021_031221.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
December 21, 2021 Filed Dec 24, 2021 01:16 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-006216 · form4-12232021_051259.xml · derivative · entry 6

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,477

Underlying: Common Stock · 5,000 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 21, 2021 Filed Dec 24, 2021 01:16 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,329 $93.43 $311,012.49
Disclosure

SEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust

Disclosed balance after: 62,283

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.11 to $93.62 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
December 21, 2021 Filed Dec 24, 2021 01:16 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 3,671 $92.58 $339,847.60
Disclosure

SEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust

Disclosed balance after: 65,612

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.09 to $93.06 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
December 21, 2021 Filed Dec 24, 2021 01:16 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,293 $93.43 $214,236.60
Disclosure

SEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,517

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.11 to $93.62 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2021 Filed Dec 24, 2021 01:16 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 2,707 $92.59 $250,635.17
Disclosure

SEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.10 to $93.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2021 Filed Dec 24, 2021 01:16 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 5,000 $13.01 $65,050.00
Disclosure

SEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 14, 2021 00:06 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,281 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-005849 · form4-12132021_041241.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,477

Underlying: Common Stock · 1,281 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 08, 2021 Filed Dec 14, 2021 00:06 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,281 $13.01 $16,665.81
Disclosure

SEC source: 0001415889-21-005849 · form4-12132021_041241.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 02:11 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 4,411 $91.99 $405,776.71
Disclosure

SEC source: 0001415889-21-005765 · form4-12072021_061257.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,236

F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
December 04, 2021 Filed Dec 8, 2021 02:11 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-005765 · form4-12072021_061257.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On December 4, 2021, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSUs.

F4 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On December 4, 2021, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSUs.

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December 04, 2021 Filed Dec 8, 2021 02:11 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-005765 · form4-12072021_061257.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

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November 01, 2021 Filed Nov 3, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-005056 · form4-11032021_041157.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,758

Underlying: Common Stock · 6,000 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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November 01, 2021 Filed Nov 3, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 6,000 $120.00 $720,009.60
Disclosure

SEC source: 0001415889-21-005056 · form4-11032021_041157.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,897

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.09 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 3, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 6,000 $120.00 $720,000.00
Disclosure

SEC source: 0001415889-21-005056 · form4-11032021_041157.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,897

F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021.

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November 01, 2021 Filed Nov 3, 2021 23:32 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 6,000 $13.01 $78,060.00
Disclosure

SEC source: 0001415889-21-005056 · form4-11032021_041157.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 1,281 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

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October 22, 2021 Filed Oct 27, 2021 00:02 UTC Natera, Inc. NTRA · Entity 2635 GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004974 · form4-10262021_051034.xml · derivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs will vest on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs will vest on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter.

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October 12, 2021 Filed Oct 14, 2021 23:29 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,281 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-004875 · form4-10142021_041018.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,758

Underlying: Common Stock · 1,281 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

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October 12, 2021 Filed Oct 14, 2021 23:29 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,281 $13.01 $16,665.81
Disclosure

SEC source: 0001415889-21-004875 · form4-10142021_041018.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 3,316 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

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October 08, 2021 Filed Oct 12, 2021 23:05 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,986 $117.08 $232,520.88
Disclosure

SEC source: 0001415889-21-004831 · form4-10122021_041007.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,213

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 23:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004831 · form4-10122021_041007.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,923

Underlying: Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 23:05 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 3,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004831 · form4-10122021_041007.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 1,381 $109.76 $151,575.52
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,215

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 28, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 50 $108.53 $5,426.50
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,596

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 2,749 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · derivative · entry 5

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,495

Underlying: Common Stock · 2,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 23:50 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 6,222 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

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September 27, 2021 Filed Feb 12, 2022 02:35 UTC Amendment Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 2,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001239 · form4a-02112022_090202.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock

F2 · balance_after: The prior Form 4 incorrectly reported a transfer of 6,222 shares to the Robert A Schueren & Deborah A Schueren Rev Trust. The correct amount of shares transferred was 222.

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September 10, 2021 Filed Sep 14, 2021 00:35 UTC Natera, Inc. NTRA · Entity 2635 SaleCommon Stock 6,278 $119.53 $750,399.92
Disclosure

SEC source: 0001415889-21-004377 · form4-09132021_050942.xml · nonDerivative · entry 2

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,119

F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of these shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

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September 09, 2021 Filed Sep 14, 2021 00:35 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004377 · form4-09132021_050942.xml · derivative · entry 4

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of Common Stock which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of Common Stock.

F6 · derivative.expiration_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of Common Stock which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of Common Stock.

Read SEC document
September 09, 2021 Filed Sep 14, 2021 00:35 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-21-004377 · form4-09132021_050942.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Excludes 4,601 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

Read SEC document
September 01, 2021 Filed Feb 15, 2022 01:04 UTC Natera, Inc. NTRA · Entity 2635 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001341 · form5-02142022_050204.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust

Disclosed balance after: 84,668

F1 · shares: Represents a charitable contribution by the Reporting Person.

F2 · balance_after: Includes 28,885 shares previously reported as directly owned by the Reporting Person which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust.

F3 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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August 11, 2021 Filed Aug 13, 2021 21:53 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionStock Option (right to buy) · Derivative 1,281 $0.00 Strike: $13.01 $0.00
Disclosure

SEC source: 0001415889-21-003919 · form4-08132021_020804.xml · derivative · entry 3

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,039

Underlying: Common Stock · 1,281 shares

Expires 2029-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 21:53 UTC Natera, Inc. NTRA · Entity 2635 Exercise / conversionCommon Stock 1,281 $13.01 $16,665.81
Disclosure

SEC source: 0001415889-21-003919 · form4-08132021_020804.xml · nonDerivative · entry 1

Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement that expires on September 19, 2021. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement.

F2 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.