Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Natera, Inc.NTRA · Entity 2635 | CHIEF OPERATING OFFICER | January 27, 2023 | January 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Natera, Inc.
Report date January 27, 2023 · Filed January 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,091 |
Reported balance
After 2023-01-27 transaction · row 1
1 source rowRow 1 · 2023-01-27 · Grant · Acquired 19,865 · Balance 24,091 F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter. F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Robert A Schueren & Deborah A Schueren Rev Trust | 114,141 |
Reported balance
Holding disclosure · report date 2023-01-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 114,141 F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WaferGen Bio-systems, Inc.
Report date February 28, 2017 · Filed March 01, 2017
Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-02-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 8,368 · Balance 0 F1: Includes 3,049 restricted stock units ("RSUs"). F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest. F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,049 restricted stock units ("RSUs").
F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest.
F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2022 Filed Apr 25, 2022 21:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004246 · form4-04252022_090417.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 20:05 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,999 | $41.91 | $83,779.09 |
DisclosureSEC source: 0001415889-22-004000 · form4-04112022_080401.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,352 F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.91 to $41.9921 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 20:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004000 · form4-04112022_080401.xml · derivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,056 Underlying: Common Stock · 3,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 20:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-004000 · form4-04112022_080401.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 20:05 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,382 | $39.63 | $54,767.14 |
DisclosureSEC source: 0001415889-22-003458 · form4-03292022_080325.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367 F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1. Read SEC document |
| March 27, 2022 Filed Mar 29, 2022 20:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003458 · form4-03292022_080325.xml · derivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,996 Underlying: Common Stock · 2,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 27, 2022 Filed Mar 29, 2022 20:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003458 · form4-03292022_080325.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · balance_after: Excludes 4,070 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Unit · Derivative | 24,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000934 · form4-02012022_080228.xml · derivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,348 Underlying: Common Stock · 24,348 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F3 · derivative.exercise_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue. F3 · derivative.expiration_date: The RSUs shall vest when the Issuer has achieved a specified annual revenue. Read SEC document |
| January 28, 2022 Filed Feb 2, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Unit · Derivative | 24,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000934 · form4-02012022_080228.xml · derivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,348 Underlying: Common Stock · 24,348 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter. F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 20, 2023 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,378 | $59.95 | $142,549.21 |
DisclosureSEC source: 0001415889-22-000759 · form4-01252022_080116.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,955 F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.8550 to $59.9480 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2022 Filed Jan 26, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 4,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000759 · form4-01252022_080116.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,739 Underlying: Common Stock · 4,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 21, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| January 21, 2022 Filed Jan 26, 2022 01:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 4,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-000759 · form4-01252022_080116.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 00:01 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,116 | $74.45 | $157,544.88 |
DisclosureSEC source: 0001415889-22-000476 · form4-01112022_040132.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.0811 to $74.46 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 00:01 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000476 · form4-01112022_040132.xml · derivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,040 Underlying: Common Stock · 3,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 00:01 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-000476 · form4-01112022_040132.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 23:11 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,382 | $91.34 | $126,231.74 |
DisclosureSEC source: 0001415889-21-006283 · form4-12292021_031221.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,885 F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 23:11 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-006283 · form4-12292021_031221.xml · derivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,745 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 23:11 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-006283 · form4-12292021_031221.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| December 21, 2021 Filed Dec 24, 2021 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-006216 · form4-12232021_051259.xml · derivative · entry 6 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,477 Underlying: Common Stock · 5,000 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| December 21, 2021 Filed Dec 24, 2021 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 3,329 | $93.43 | $311,012.49 |
DisclosureSEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 5 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust Disclosed balance after: 62,283 F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.11 to $93.62 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 21, 2021 Filed Dec 24, 2021 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 3,671 | $92.58 | $339,847.60 |
DisclosureSEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust Disclosed balance after: 65,612 F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.09 to $93.06 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| December 21, 2021 Filed Dec 24, 2021 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,293 | $93.43 | $214,236.60 |
DisclosureSEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 3 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,517 F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.11 to $93.62 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2021 Filed Dec 24, 2021 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 2,707 | $92.59 | $250,635.17 |
DisclosureSEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 F1 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.10 to $93.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2021 Filed Dec 24, 2021 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | $13.01 | $65,050.00 |
DisclosureSEC source: 0001415889-21-006216 · form4-12232021_051259.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 14, 2021 00:06 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 1,281 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-005849 · form4-12132021_041241.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,477 Underlying: Common Stock · 1,281 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| December 08, 2021 Filed Dec 14, 2021 00:06 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,281 | $13.01 | $16,665.81 |
DisclosureSEC source: 0001415889-21-005849 · form4-12132021_041241.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 02:11 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 4,411 | $91.99 | $405,776.71 |
DisclosureSEC source: 0001415889-21-005765 · form4-12072021_061257.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,236 F2 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. Read SEC document |
| December 04, 2021 Filed Dec 8, 2021 02:11 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005765 · form4-12072021_061257.xml · derivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On December 4, 2021, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSUs. F4 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On December 4, 2021, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSUs. Read SEC document |
| December 04, 2021 Filed Dec 8, 2021 02:11 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 8,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-005765 · form4-12072021_061257.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-005056 · form4-11032021_041157.xml · derivative · entry 5 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,758 Underlying: Common Stock · 6,000 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 6,000 | $120.00 | $720,009.60 |
DisclosureSEC source: 0001415889-21-005056 · form4-11032021_041157.xml · nonDerivative · entry 3 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,897 F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.09 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 6,000 | $120.00 | $720,000.00 |
DisclosureSEC source: 0001415889-21-005056 · form4-11032021_041157.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,897 F2 · shares: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:32 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 6,000 | $13.01 | $78,060.00 |
DisclosureSEC source: 0001415889-21-005056 · form4-11032021_041157.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Excludes 1,281 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. Read SEC document |
| October 22, 2021 Filed Oct 27, 2021 00:02 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004974 · form4-10262021_051034.xml · derivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs will vest on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. F2 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs will vest on October 22, 2022 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 23:29 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 1,281 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-004875 · form4-10142021_041018.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,758 Underlying: Common Stock · 1,281 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 23:29 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,281 | $13.01 | $16,665.81 |
DisclosureSEC source: 0001415889-21-004875 · form4-10142021_041018.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Excludes 3,316 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 23:05 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,986 | $117.08 | $232,520.88 |
DisclosureSEC source: 0001415889-21-004831 · form4-10122021_041007.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,213 F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 23:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004831 · form4-10122021_041007.xml · derivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,923 Underlying: Common Stock · 3,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 23:05 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-004831 · form4-10122021_041007.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 23:50 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,381 | $109.76 | $151,575.52 |
DisclosureSEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 3 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,215 F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. Read SEC document |
| September 28, 2021 Filed Sep 29, 2021 23:50 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 50 | $108.53 | $5,426.50 |
DisclosureSEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,596 F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 23:50 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 2,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004611 · form4-09292021_040944.xml · derivative · entry 5 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,495 Underlying: Common Stock · 2,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 23:50 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-004611 · form4-09292021_040944.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · balance_after: Excludes 6,222 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. Read SEC document |
| September 27, 2021 Filed Feb 12, 2022 02:35 UTC Amendment | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 2,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-001239 · form4a-02112022_090202.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock F2 · balance_after: The prior Form 4 incorrectly reported a transfer of 6,222 shares to the Robert A Schueren & Deborah A Schueren Rev Trust. The correct amount of shares transferred was 222. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 00:35 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 6,278 | $119.53 | $750,399.92 |
DisclosureSEC source: 0001415889-21-004377 · form4-09132021_050942.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,119 F3 · shares: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of these shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
| September 09, 2021 Filed Sep 14, 2021 00:35 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004377 · form4-09132021_050942.xml · derivative · entry 4 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of Common Stock which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of Common Stock. F6 · derivative.expiration_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of Common Stock which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. On September 9, 2021, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of Common Stock. Read SEC document |
| September 09, 2021 Filed Sep 14, 2021 00:35 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-004377 · form4-09132021_050942.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. F2 · balance_after: Excludes 4,601 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. Read SEC document |
| September 01, 2021 Filed Feb 15, 2022 01:04 UTC | Natera, Inc. NTRA · Entity 2635 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001341 · form5-02142022_050204.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A Schueren & Deborah A Schueren Rev Trust Disclosed balance after: 84,668 F1 · shares: Represents a charitable contribution by the Reporting Person. F2 · balance_after: Includes 28,885 shares previously reported as directly owned by the Reporting Person which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. F3 · ownership.nature: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:53 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock Option (right to buy) · Derivative | 1,281 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001415889-21-003919 · form4-08132021_020804.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,039 Underlying: Common Stock · 1,281 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 21:53 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 1,281 | $13.01 | $16,665.81 |
DisclosureSEC source: 0001415889-21-003919 · form4-08132021_020804.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement that expires on September 19, 2021. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement. F2 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.