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BAKKEN A. CHRISTOPHER III

Disclosed activity across 1 company

Tapewire entity
117458
SEC CIK
0001670615

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENTERGY CORP /DE/ETR · Entity 221EVP, Entergy InfrastructureJanuary 30, 2023February 01, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENTERGY CORP /DE/

Report date January 30, 2023 · Filed February 01, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,586 Reported balance After 2023-01-30 transaction · row 1
1 source row

Row 1 · 2023-01-30 · Tax withholding · Disposed 338 · Balance 34,586

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2019 Filed Jul 8, 2019 22:41 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 12,533 $70.53 $883,952.49
Disclosure

SEC source: 0000065984-19-000241 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 155 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan and 84 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy's equity ownership plan.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 21:07 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000065984-19-000143 · edgar.xml · derivative · entry 3

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Entergy common stock.

F3 · derivative.exercise_date: On April 6, 2016, the reporting person was granted 30,000 restricted stock units; the restricted stock units vest in three equal installments on April 8, 2019, April 6, 2022 and April 6, 2025.

F3 · derivative.expiration_date: On April 6, 2016, the reporting person was granted 30,000 restricted stock units; the restricted stock units vest in three equal installments on April 8, 2019, April 6, 2022 and April 6, 2025.

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April 08, 2019 Filed Apr 10, 2019 21:07 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 4,435 $94.34 $418,397.90
Disclosure

SEC source: 0000065984-19-000143 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,639

Read SEC document
April 08, 2019 Filed Apr 10, 2019 21:07 UTC ENTERGY CORP /DE/ ETR · Entity 221 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000065984-19-000143 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Entergy common stock.

F2 · balance_after: Includes 106 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 88 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:40 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 36,421 $0.00 Strike: $89.19 $0.00
Disclosure

SEC source: 0000065984-19-000054 · edgar.xml · derivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,421

Underlying: Common Stock · 36,421 shares

Expires 2029-01-31

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 31, 2020.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:40 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 3,604 $0.00 $0.00
Disclosure

SEC source: 0000065984-19-000054 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,880

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 31, 2020.

Read SEC document
January 28, 2019 Filed Jan 31, 2019 00:07 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 710 $86.51 $61,422.10
Disclosure

SEC source: 0000065984-19-000041 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,276

Read SEC document
January 25, 2019 Filed Jan 29, 2019 23:51 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 511 $87.10 $44,508.10
Disclosure

SEC source: 0000065984-19-000028 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,986

Read SEC document
January 17, 2019 Filed Jan 22, 2019 23:59 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 2,686 $86.03 $231,076.58
Disclosure

SEC source: 0000065984-19-000013 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,497

Read SEC document
January 17, 2019 Filed Jan 22, 2019 23:59 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 8,998 $0.00 $0.00
Disclosure

SEC source: 0000065984-19-000013 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,183

F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan ("EOP").

F2 · balance_after: Includes 92 shares of Entergy common stock acquired through Entergy Corporation's dividend reinvestment plan and 383 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of the EOP.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:55 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 525 $78.29 $41,102.25
Disclosure

SEC source: 0000065984-18-000034 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710

Read SEC document
January 25, 2018 Filed Jan 29, 2018 23:20 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 40,500 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0000065984-18-000018 · edgar.xml · derivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2028-01-25

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 23:20 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000065984-18-000018 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,235

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 25, 2019.

Read SEC document
January 17, 2018 Filed Jan 19, 2018 23:56 UTC ENTERGY CORP /DE/ ETR · Entity 221 Tax withholdingCommon Stock 408 $78.51 $32,032.08
Disclosure

SEC source: 0000065984-18-000003 · edgar.xml · nonDerivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,235

Read SEC document
January 17, 2018 Filed Jan 19, 2018 23:56 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 1,212 $0.00 $0.00
Disclosure

SEC source: 0000065984-18-000003 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,643

F1 · kind: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan ("EOP").

F2 · balance_after: Includes 231 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of the EOP.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:41 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantEmployee Stock Option (Right to Buy) · Derivative 37,600 $0.00 Strike: $70.53 $0.00
Disclosure

SEC source: 0000065984-17-000023 · edgar.xml · derivative · entry 2

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,600

Underlying: Common Stock · 37,600 shares

Expires 2027-01-26

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 26, 2018.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:41 UTC ENTERGY CORP /DE/ ETR · Entity 221 GrantCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0000065984-17-000023 · edgar.xml · nonDerivative · entry 1

BAKKEN A. CHRISTOPHER III · CIK 0001670615 · EVP, Chief Nuclear Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

F1 · shares: The shares are subject to forfeiture. The risk of forfeiture lapses in three equal annual installments beginning on January 26, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.