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Murphy Thomas J.

Disclosed activity across 1 company

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117410
SEC CIK
0001463248

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARROW FINANCIAL CORPAROW · Entity 5233Director · President & CEOFebruary 01, 2023February 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARROW FINANCIAL CORP

Report date February 01, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.41 · Expires 2033-02-01Direct10,000 Reported balance After 2023-02-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-02-01 · Grant · Acquired 10,000 · Balance 10,000

F2: The option vests in four equal annual installments beginning February 01, 2024

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,014 Reported balance After 2023-02-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-01 · Grant · Acquired 5,014 · Balance 5,014

F3: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026

Common StockSEC Table I · non-derivativeDirect66,047 Reported balance Holding disclosure · report date 2023-02-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 66,047

F1: The information provided reflects 3074 shares acquired under the Company's DRIP, 566 shares acquired via a stock dividend and 1,006 shares related to the 2021 ESOP allocation since January 26, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The information provided reflects 3074 shares acquired under the Company's DRIP, 566 shares acquired via a stock dividend and 1,006 shares related to the 2021 ESOP allocation since January 26, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

F2: The option vests in four equal annual installments beginning February 01, 2024

F3: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2023 Filed Feb 3, 2023 00:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantRestricted Stock Units · Derivative 5,014 $0.00 $0.00
Disclosure

SEC source: 0000717538-23-000077 · wf-form4_167538323565640.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,014

Underlying: Common Stock · 5,014 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026

F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $32.41 $0.00
Disclosure

SEC source: 0000717538-23-000077 · wf-form4_167538323565640.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-02-01

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning February 01, 2024

Read SEC document
January 26, 2022 Filed Jan 27, 2022 15:44 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantRestricted Stock Units · Derivative 4,186 $0.00 $0.00
Disclosure

SEC source: 0000717538-22-000043 · wf-form4_164329823739499.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

Underlying: Common Stock · 4,186 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2025

F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2025

F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2025

Read SEC document
January 26, 2022 Filed Jan 27, 2022 15:44 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $35.83 $0.00
Disclosure

SEC source: 0000717538-22-000043 · wf-form4_164329823739499.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-01-26

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 26, 2023

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,256 $0.00 Strike: $33.06 $0.00
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 9

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,256 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,196 $0.00 Strike: $30.01 $0.00
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 8

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,196 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in four equal installments beginning January 31, 2019

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,304 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 7

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,304 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in four equal installments beginning January 30, 2020

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,575 $0.00 Strike: $34.25 $0.00
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires 2030-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 29, 2021

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 11,256 $33.06 $372,123.36
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 8,196 $30.01 $245,961.96
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 5,304 $29.89 $158,536.56
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,575 $34.25 $88,193.75
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 25,855 $35.56 $919,403.80
Disclosure

SEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,588

F1 · balance_after: The information provided reflects 906 shares acquired under the Company's DRIP and 499 shares related to the 2020 ESOP allocation since January 29, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 15:54 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantRestricted Stock Units · Derivative 4,738 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000063 · wf-form4_161219486710753.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738

Underlying: Common Stock · 4,738 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2024

F1 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2024

F1 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2024

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000044 · wf-form4_161186482834586.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-01-27

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022

Read SEC document
July 31, 2020 Filed Aug 3, 2020 19:49 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,813 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-20-000158 · wf-form4_159648414520672.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,813 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 27, 2017

Read SEC document
July 31, 2020 Filed Aug 3, 2020 19:49 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,813 $22.97 $64,614.61
Disclosure

SEC source: 0000717538-20-000158 · wf-form4_159648414520672.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 918 shares acquired under the Company's DRIP and 911 shares related to the 2019 ESOP allocation since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:56 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantRestricted Stock Units · Derivative 3,827 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000029 · wf-form4_158041776534861.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Underlying: Common Stock · 3,827 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023

F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023

F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:56 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000029 · wf-form4_158041776534861.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 GrantRestricted Stock Units · Derivative 3,827 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000064 · wf-form4a_158463779304899.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Underlying: Common Stock · 3,827 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023.

F4 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023.

F4 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023.

Read SEC document
January 29, 2020 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000064 · wf-form4a_158463779304899.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-29

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,732 $0.00 Strike: $23.66 $0.00
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · derivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,732 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,786 $0.00 Strike: $23.19 $0.00
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · derivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,786 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,290 $31.82 $72,867.80
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,036

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,732 $23.66 $64,639.12
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,309 $31.82 $73,472.38
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,594

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,786 $23.19 $64,607.34
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 799 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4 and 3,646 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,732 $0.00 Strike: $23.66 $0.00
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · derivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,732 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,786 $0.00 Strike: $23.19 $0.00
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · derivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,786 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,290 $31.82 $72,867.80
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,036

F2 · balance_after: This amendment is being file to correct an overstatement of 3,000 shares in Mr. Murphy's ESOP account.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,732 $23.66 $64,639.12
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,309 $31.82 $73,472.38
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,594

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,786 $23.19 $64,607.34
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 799 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4 and 646 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:37 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantRestricted Stock Units · Derivative 3,901 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000051 · wf-form4_154897064530712.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

Underlying: Common Stock · 3,901 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022

F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022

F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022

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January 30, 2019 Filed Jan 31, 2019 21:37 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000051 · wf-form4_154897064530712.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020

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June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,653 $0.00 Strike: $24.37 $0.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 9

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

Underlying: Common Stock · 2,653 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017

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June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,705 $0.00 Strike: $23.89 $0.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 8

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705

Underlying: Common Stock · 2,705 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016

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June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,759 $0.00 Strike: $22.65 $0.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 7

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,759 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 29, 2015

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June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,062 $37.70 $77,737.40
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,563

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,653 $24.37 $64,653.61
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,080 $37.70 $78,416.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,972

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,705 $23.89 $64,622.45
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,065 $37.70 $77,850.50
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,347

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 2,759 $22.65 $62,491.35
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 387 shares acquired under the Company's DRIP and 486 shares related to the 2017 ESOP allocation acquired since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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January 31, 2018 Filed Feb 1, 2018 22:30 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantRestricted Stock Units · Derivative 3,279 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000039 · wf-form4_151752420720505.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,279

Underlying: Common Stock · 3,279 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2021.

F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2021.

F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2021.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:30 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0000717538-18-000039 · wf-form4_151752420720505.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-01-31

F2 · derivative.exercise_date: The options vest in four equal annual installments beginning January 31, 2019

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,575 $0.00 Strike: $25.10 $0.00
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 9

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

Underlying: Common Stock · 2,575 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,626 $0.00 Strike: $24.61 $0.00
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 8

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,253

Underlying: Common Stock · 2,626 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,679 $0.00 Strike: $23.33 $0.00
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 7

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679

Underlying: Common Stock · 2,679 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 29, 2015

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,097 $35.60 $74,653.20
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,737

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.