person · Reporting owner

BRUN LESLIE A

Disclosed activity across 6 companies

Tapewire entity: 11736
SEC CIK: 0001217068

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252	Director	October 03, 2024	October 07, 2024
CORNING INC /NYGLW · Entity 2883	Director	February 11, 2026	February 12, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984	Director	May 04, 2018	May 08, 2018
Merck & Co., Inc.MRK · Entity 2807	Director	May 28, 2021	June 02, 2021
Thoma Bravo AdvantageTBA · Entity 143669	Director	January 13, 2021	January 14, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Report date October 03, 2024 · Filed October 07, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	77,433	Reported balance After 2024-10-03 transaction · row 1 1 source row Row 1 · 2024-10-03 · Grant · Acquired 115 · Balance 77,433 F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

CORNING INC /NY

Report date February 11, 2026 · Filed February 12, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	44,218	Reported balance After 2026-02-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-02-11 · Grant · Acquired 1,806 · Balance 44,218 F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	977	Reported balance Holding disclosure · report date 2026-02-11 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 977 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	1,663	Reported balance Holding disclosure · report date 2026-02-11 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 1,663 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2026-02-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

Hewlett Packard Enterprise Co

Report date May 04, 2018 · Filed May 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	12,493	Reported balance After 2018-05-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-05-04 · Grant · Acquired 12,493 · Balance 12,493 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.
Common StockSEC Table I · non-derivative	Direct	18,847	Reported balance Holding disclosure · report date 2018-05-04 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 18,847 F1: There is no reportable change since the last filing. This is a reiteration of holdings only.
Common StockSEC Table I · non-derivative	IndirectBy Merrill Lynch	15,416.8193	Reported balance Holding disclosure · report date 2018-05-04 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 15,416.8193 F2: The reporting person elected to defer the receipt of these shares of common stock until termination of his service as a member of the Issuer's Board of Directors. Included in Column 5 are 65.81930 DEUs reflecting an adjustment in DEU incremental value.

Filing footnotes · ownership attribution and instrument terms

F1: There is no reportable change since the last filing. This is a reiteration of holdings only.

F2: The reporting person elected to defer the receipt of these shares of common stock until termination of his service as a member of the Issuer's Board of Directors. Included in Column 5 are 65.81930 DEUs reflecting an adjustment in DEU incremental value.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above.

Merck & Co., Inc.

Report date May 28, 2021 · Filed June 02, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security	Direct	49,719.0553	Reported balance After 2021-05-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-05-28 · Grant · Acquired 2,635.3933 · Balance 49,719.0553 F1: 1-for-1 F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3: Holdings include shares acquired in dividend reinvestment transactions.
Common StockSEC Table I · non-derivative	Direct	1,948	Reported balance Holding disclosure · report date 2021-05-28 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,948

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3: Holdings include shares acquired in dividend reinvestment transactions.

Thoma Bravo Advantage

Report date January 13, 2021 · Filed January 14, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2021-01-13 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-251772) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date. Includes 2,500,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional Class A ordinary shares.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-251772) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date. Includes 2,500,000 Class B ordinary shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional Class A ordinary shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CDK Global, Inc.

Report date July 06, 2022 · Filed July 06, 2022

Section 16 reporting ended · disclosed 2022-07-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-07-06 transaction · row 1 1 source row Row 1 · 2022-07-06 · Disposition to issuer · Disposed 61,762 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), among the Company, Central Parent LLC ("Parent") and Central Merger Sub Inc. ("Merger Sub"), on July 6, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), and, at the effective time of the Merger, each share of common stock, par value $0.01 per share (each, a "Share"), of the Company was canceled and converted into the right to receive $54.87 in cash without interest.
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.67	Direct	0	Reported balance After 2022-07-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-07-06 · Disposition to issuer · Disposed 15,384 · Balance 0 F2: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether then unvested or vested, by virtue of the Merger and without any action by the holder, was canceled and converted into only the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares issuable under such option and (y) the excess, if any, of (i) $54.87 over (ii) the exercise price payable in respect of each Share issuable under such option (the "Option Consideration"); provided, however, that the Option Consideration for each option with an exercise price equal to or greater than $54.87 was $0.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), among the Company, Central Parent LLC ("Parent") and Central Merger Sub Inc. ("Merger Sub"), on July 6, 2022, Merger Sub merged with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent (the "Merger"), and, at the effective time of the Merger, each share of common stock, par value $0.01 per share (each, a "Share"), of the Company was canceled and converted into the right to receive $54.87 in cash without interest.

F2: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Merger, whether then unvested or vested, by virtue of the Merger and without any action by the holder, was canceled and converted into only the right to receive an amount in cash, without interest, equal to the product of (x) the number of Shares issuable under such option and (y) the excess, if any, of (i) $54.87 over (ii) the exercise price payable in respect of each Share issuable under such option (the "Option Consideration"); provided, however, that the Option Consideration for each option with an exercise price equal to or greater than $54.87 was $0.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 05, 2021 Filed Jan 7, 2021 09:59 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	92	$0.00	$0.00	Disclosure SEC source: 0001225208-21-000616 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,051 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 19, 2020 Filed Nov 23, 2020 11:54 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	3,984	$0.00 Strike: $146.60	$0.00	Disclosure SEC source: 0001225208-20-013787 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,984 Underlying: Common Stock · 3,984 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document
November 19, 2020 Filed Nov 23, 2020 11:54 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	768	$0.00	$0.00	Disclosure SEC source: 0001225208-20-013787 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,959 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 12, 2020 Filed Nov 16, 2020 18:32 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	3,166	$0.00	$0.00	Disclosure SEC source: 0000950142-20-002547 · es200113377_4-brun.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,216 F2 · shares: The reported transaction reflects the grant of Deferred Stock Units under the Issuer's 2014 Omnibus Award and represents a like number of shares of the Issuer's common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of the Issuer's common stock. Read SEC document
November 12, 2020 Filed Nov 16, 2020 18:32 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	4,005	$0.00	$0.00	Disclosure SEC source: 0000950142-20-002547 · es200113377_4-brun.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,050 F1 · shares: The reported transaction reflects the grant of Restricted Stock Units under the Issuer's 2014 Omnibus Award Plan and represents a like number of shares of the Issuer's common stock. These Restricted Stock Units vest in full at the earlier of November 12, 2021 and the Issuer's next annual meeting of stockholders. Upon vesting these Restricted Stock Units will be deferred and settled in shares of the Issuer's common stock 180 days after the date the Reporting Person ceases to be a member of the Issuer's board of directors. Read SEC document
October 05, 2020 Filed Oct 7, 2020 09:57 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	98	$0.00	$0.00	Disclosure SEC source: 0001225208-20-012292 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,191 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
July 02, 2020 Filed Jul 7, 2020 16:12 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	98	$0.00	$0.00	Disclosure SEC source: 0001225208-20-009631 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,093 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:07 UTC	Merck & Co., Inc. MRK · Entity 2807	GrantPhantom Stock · Derivative	2,477.7007	$80.72	$200,000.00	Disclosure SEC source: 0001127602-20-018484 · form4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,618.5197 Underlying: Common Stock · 2,477.7007 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document
May 15, 2020 Filed May 19, 2020 20:21 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	1,663	$0.00	$0.00	Disclosure SEC source: 0001127602-20-017165 · form4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,663 Underlying: Common Stock · 1,663 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of 40% of cash fees payable for service on the board of directors and any committees thereof for the period of June 1, 2020 through December 31 2020. F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
May 07, 2020 Filed May 7, 2020 20:48 UTC	Merck & Co., Inc. MRK · Entity 2807	Exercise / conversionStock Option (Right to Buy) · Derivative	5,000	$0.00 Strike: $35.19	$0.00	Disclosure SEC source: 0001127602-20-015779 · form4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable in equal installments on 8/4/2011, 8/4/2012 and 8/4/2013. Read SEC document
May 07, 2020 Filed May 7, 2020 20:48 UTC	Merck & Co., Inc. MRK · Entity 2807	SaleCommon Stock	5,000	$75.46	$377,300.00	Disclosure SEC source: 0001127602-20-015779 · form4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948 Read SEC document
May 07, 2020 Filed May 7, 2020 20:48 UTC	Merck & Co., Inc. MRK · Entity 2807	Exercise / conversionCommon Stock	5,000	$0.00	$0.00	Disclosure SEC source: 0001127602-20-015779 · form4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 03, 2020 Filed Apr 6, 2020 13:01 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	135	$0.00	$0.00	Disclosure SEC source: 0001225208-20-006116 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,995 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
March 03, 2020 Filed Mar 3, 2020 13:44 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	6,000	$104.77	$628,618.20	Disclosure SEC source: 0001225208-20-004053 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,860 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.7684 - $104.7950, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
March 02, 2020 Filed Mar 2, 2020 15:48 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	15,100	$0.00 Strike: $21.94	$0.00	Disclosure SEC source: 0001225208-20-003861 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 02, 2020 Filed Mar 2, 2020 15:48 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	4,500	$105.92	$476,629.20	Disclosure SEC source: 0001225208-20-003861 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,860 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.89 - $106.01, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
March 02, 2020 Filed Mar 2, 2020 15:48 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	15,100	$21.94	$331,294.00	Disclosure SEC source: 0001225208-20-003861 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 05, 2020 Filed Feb 7, 2020 20:15 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	6,539	$0.00	$0.00	Disclosure SEC source: 0001127602-20-004296 · form4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,533 Underlying: Common Stock · 6,539 shares Expires not disclosed F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
January 03, 2020 Filed Jan 6, 2020 14:34 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	100	$0.00	$0.00	Disclosure SEC source: 0001225208-20-000452 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,260 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 20, 2019 Filed Nov 22, 2019 19:02 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	1,423	$0.00	$0.00	Disclosure SEC source: 0000950142-19-002339 · es1901269_4-brun.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,045 F2 · shares: The reported transaction reflects the grant of Deferred Stock Units under the Issuer's 2014 Omnibus Award and represents a like number of shares of the Issuer's common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of the Issuer's common stock. Read SEC document
November 20, 2019 Filed Nov 22, 2019 19:02 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	3,511	$0.00	$0.00	Disclosure SEC source: 0000950142-19-002339 · es1901269_4-brun.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,622 F1 · shares: The reported transaction reflects the grant of Restricted Stock Units under the Issuer's 2014 Omnibus Award Plan and represents a like number of shares of the Issuer's common stock. These Restricted Stock Units vest in full at the earlier of November 20, 2020 and the Issuer's next annual meeting of stockholders. Upon vesting these Restricted Stock Units will be deferred and settled in shares of the Issuer's common stock 180 days after the date the Reporting Person ceases to be a member of the Issuer's board of directors. Read SEC document
November 14, 2019 Filed Nov 18, 2019 11:10 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	3,612	$0.00 Strike: $119.37	$0.00	Disclosure SEC source: 0001225208-19-014603 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612 Underlying: Common Stock · 3,612 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document
November 14, 2019 Filed Nov 18, 2019 11:10 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	880	$0.00	$0.00	Disclosure SEC source: 0001225208-19-014603 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,160 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
October 03, 2019 Filed Oct 7, 2019 11:19 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	98	$0.00	$0.00	Disclosure SEC source: 0001225208-19-013219 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,280 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
July 03, 2019 Filed Jul 8, 2019 10:41 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	81	$0.00	$0.00	Disclosure SEC source: 0001225208-19-010081 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,182 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:18 UTC	Merck & Co., Inc. MRK · Entity 2807	GrantPhantom Stock · Derivative	2,335.5637	$79.21	$185,000.00	Disclosure SEC source: 0001104659-19-033846 · a4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,965.7657 Underlying: Common Stock · 2,335.5637 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document
May 20, 2019 Filed May 21, 2019 09:53 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	7,500	$121.71	$912,795.00	Disclosure SEC source: 0001225208-19-008266 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,101 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.7050 - $121.7200, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
April 03, 2019 Filed Apr 5, 2019 09:50 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	98	$0.00	$0.00	Disclosure SEC source: 0001225208-19-006487 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,601 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document
February 21, 2019 Filed Feb 21, 2019 15:19 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	11,200	$0.00 Strike: $17.66	$0.00	Disclosure SEC source: 0001225208-19-003212 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,200 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 21, 2019 Filed Feb 21, 2019 15:19 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	SaleCommon Stock	5,670	$100.05	$567,296.54	Disclosure SEC source: 0001225208-19-003212 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,503 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.000 - $100.125, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document
February 21, 2019 Filed Feb 21, 2019 15:19 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	11,200	$17.66	$197,792.00	Disclosure SEC source: 0001225208-19-003212 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:33 UTC	Merck & Co., Inc. MRK · Entity 2807	Exercise / conversionStock Option (right to buy) · Derivative	5,000	$0.00 Strike: $24.30	$0.00	Disclosure SEC source: 0001225208-19-002157 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable in equal installments on 05/01/2010, 05/01/2011 and 05/01/2012. Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:33 UTC	Merck & Co., Inc. MRK · Entity 2807	SaleCommon Stock	3,052	$77.22	$235,680.63	Disclosure SEC source: 0001225208-19-002157 · doc4.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,948 Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:33 UTC	Merck & Co., Inc. MRK · Entity 2807	Exercise / conversionCommon Stock	5,000	$24.30	$121,500.00	Disclosure SEC source: 0001225208-19-002157 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 06, 2019 Filed Feb 9, 2019 02:13 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	5,182	$0.00	$0.00	Disclosure SEC source: 0001127602-19-004940 · form4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,994 Underlying: Common Stock · 5,182 shares Expires not disclosed F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units granted under the 2010 Equity Plan For Non-Employee Directors. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
January 03, 2019 Filed Jan 4, 2019 15:44 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	112	$0.00	$0.00	Disclosure SEC source: 0001225208-19-000565 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,973 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:37 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	1,484	$0.00	$0.00	Disclosure SEC source: 0000950142-18-002251 · ownership.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,111 F2 · shares: The reported transaction reflects the grant of Deferred Stock Units under the Issuer's 2014 Omnibus Award and represents a like number of shares of the Issuer's common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of the Issuer's common stock. Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:37 UTC	CDK Global, Inc. CDK · Entity 125554	GrantCommon Stock	3,266	$0.00	$0.00	Disclosure SEC source: 0000950142-18-002251 · ownership.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,627 F1 · shares: The reported transaction reflects the grant of Restricted Stock Units under the Issuer's 2014 Omnibus Award Plan and represents a like number of shares of the Issuer's common stock. These Restricted Stock Units vest in full at the earlier of November 13, 2019 and the Issuer's next annual meeting of stockholders. Upon vesting these Restricted Stock Units will be deferred and settled in shares of the Issuer's common stock 180 days after the date the Reporting Person ceases to be a member of the Issuer's board of directors. Read SEC document
November 08, 2018 Filed Nov 13, 2018 10:28 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	3,840	$0.00 Strike: $107.52	$0.00	Disclosure SEC source: 0001225208-18-015415 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,840 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document
November 08, 2018 Filed Nov 13, 2018 10:28 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	863	$0.00	$0.00	Disclosure SEC source: 0001225208-18-015415 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,861 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
October 03, 2018 Filed Oct 4, 2018 14:40 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	78	$0.00	$0.00	Disclosure SEC source: 0001225208-18-014421 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,998 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
July 19, 2018 Filed Jul 23, 2018 20:11 UTC	CORNING INC /NY GLW · Entity 2883	GrantRestricted Stock Unit · Derivative	2,812	$0.00	$0.00	Disclosure SEC source: 0001127602-18-023698 · form4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812 Underlying: Common Stock · 2,812 shares Expires not disclosed F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units granted under the 2010 Equity Plan For Non-Employee Directors. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document
July 03, 2018 Filed Jul 5, 2018 10:03 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	62	$0.00	$0.00	Disclosure SEC source: 0001225208-18-011424 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,920 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
May 25, 2018 Filed May 29, 2018 21:25 UTC	Merck & Co., Inc. MRK · Entity 2807	GrantPhantom Stock · Derivative	3,130.8174	$59.09	$185,000.00	Disclosure SEC source: 0001225208-18-009918 · doc4.xml · derivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,520.1094 Underlying: Common Stock · 3,130.8174 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation. F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. Read SEC document
May 04, 2018 Filed May 8, 2018 22:17 UTC	Hewlett Packard Enterprise Co HPE · Entity 2984	GrantRestricted Stock Units · Derivative	12,493	Not disclosed	Not disclosed	Disclosure SEC source: 0001179706-18-000095 · edgar.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,493 Underlying: Common Stock · 12,493 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · price: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.exercise_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. F4 · derivative.expiration_date: On 05/04/18, the reporting person was granted 12,493 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/04/19 or the date of Issuer's 2019 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The RSUs that cliff vest will be deferred as noted in footnote (2) above. Read SEC document
April 04, 2018 Filed Apr 6, 2018 01:05 UTC	Hewlett Packard Enterprise Co HPE · Entity 2984	Exercise / conversionRestricted Stock Units · Derivative	15,351	Not disclosed	Not disclosed	Disclosure SEC source: 0001179706-18-000063 · edgar.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights.The RSUs that cliff vested were deferred as noted in footnote (2) above.The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F4 · price: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights.The RSUs that cliff vested were deferred as noted in footnote (2) above.The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F4 · derivative.exercise_date: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights.The RSUs that cliff vested were deferred as noted in footnote (2) above.The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F4 · derivative.expiration_date: As previously reported, on 04/21/17 the reporting person was granted 11,853 restricted stock units ("RSUs"), all of which cliff vested on the earlier of 04/21/18 or the date of Issuer's 2018 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 201.9541 vested dividend equivalent rights and a de minimus adjustment of 0.0459 due to fractional rounding of the dividend equivalent rights.The RSUs that cliff vested were deferred as noted in footnote (2) above.The RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document
April 04, 2018 Filed Apr 6, 2018 01:05 UTC	Hewlett Packard Enterprise Co HPE · Entity 2984	Exercise / conversionCommon Stock	15,351	$0.00	$0.00	Disclosure SEC source: 0001179706-18-000063 · edgar.xml · nonDerivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Merrill Lynch Disclosed balance after: 15,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The reporting person elected to defer the receipt of these shares of common stock until termination of his service as a member of the Issuer's Board of Directors. Read SEC document
April 03, 2018 Filed Apr 4, 2018 11:04 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	70	$0.00	$0.00	Disclosure SEC source: 0001225208-18-007296 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,858 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document
March 29, 2018 Filed Apr 2, 2018 23:36 UTC	Hewlett Packard Enterprise Co HPE · Entity 2984	GrantCommon Stock	228	$17.54	$3,999.12	Disclosure SEC source: 0001179706-18-000037 · edgar.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,847 F1 · price: These shares were issued to the reporting person pursuant to the Issuer's 2015 Stock Incentive Plan in lieu of additional meeting fees of $4,000 for Issuer's Board Year 2017. Read SEC document
February 13, 2018 Filed Feb 15, 2018 09:38 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionStock Option (Right to Buy) · Derivative	12,600	$0.00 Strike: $18.96	$0.00	Disclosure SEC source: 0001225208-18-002969 · doc4.xml · derivative · entry 3 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.