organization · Reporting owner
Redpoint Omega Associates II, LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Root, Inc.ROOT · Entity 764 | 10% owner | June 14, 2021 | June 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Root, Inc.
Report date June 14, 2021 · Filed June 16, 2021
Jointly reported with Redpoint Omega II, L.P., Redpoint Omega II, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega II, L.P. | 0 |
Last balance in matching sequence
After 2021-06-14 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-06-14 · Conversion · Acquired 3,671,263 · Balance 3,671,263 F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Row 3 · 2021-06-14 · Other · Disposed 3,671,263 · Balance 0 F3: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC. F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega Associates II, LLC | 0 |
Last balance in matching sequence
After 2021-06-14 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2021-06-14 · Conversion · Acquired 113,541 · Balance 113,541 F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Row 4 · 2021-06-14 · Other · Disposed 113,541 · Balance 0 F4: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers. F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega II, LLC | 945,350 |
Reported balance
After 2021-06-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-06-14 · Other · Acquired 945,350 · Balance 945,350 F5: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote 3. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega II, LLC | 0 |
Reported balance
After 2021-06-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-06-14 · Other · Disposed 945,350 · Balance 0 F6: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Redpoint Omega II, L.P. | 11,013,790 |
Reported balance
After 2021-06-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-06-14 · Conversion · Disposed 3,671,263 · Balance 11,013,790 F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Redpoint Omega Associates II, LLC | 340,624 |
Reported balance
After 2021-06-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-06-14 · Conversion · Disposed 113,541 · Balance 340,624 F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F3: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC.
F4: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers.
F5: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote 3.
F6: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members.
F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HashiCorp, Inc.
Report date February 02, 2023 · Filed February 06, 2023
Jointly reported with Redpoint Omega II, LLC, Redpoint Omega II, L.P.
Section 16 reporting ended · disclosed 2023-02-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega II, L.P. | 0 |
Last balance in matching sequence
After 2023-02-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-02-02 · Conversion · Acquired 4,155,918 · Balance 4,155,918 F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Row 3 · 2023-02-02 · Other · Disposed 4,155,918 · Balance 0 F4: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration. F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega Associates II, LLC | 0 |
Last balance in matching sequence
After 2023-02-02 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2023-02-02 · Conversion · Acquired 128,532 · Balance 128,532 F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Row 4 · 2023-02-02 · Other · Disposed 128,532 · Balance 0 F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration. F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Redpoint Omega II, LLC | 0 |
Last balance in matching sequence
After 2023-02-02 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2023-02-02 · Other · Acquired 1,070,149 · Balance 1,070,149 F6: Represents receipt of shares in the distribution in kind described in footnote (4). F7: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Row 6 · 2023-02-02 · Other · Disposed 1,070,149 · Balance 0 F8: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration. F7: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Redpoint Omega II, L.P. | 8,311,834 |
Reported balance
After 2023-02-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-02 · Conversion · Disposed 4,155,918 · Balance 8,311,834 F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Redpoint Omega Associates II, LLC | 257,062 |
Reported balance
After 2023-02-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-02 · Conversion · Disposed 128,532 · Balance 257,062 F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.
F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.
F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.
F6: Represents receipt of shares in the distribution in kind described in footnote (4).
F7: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F8: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 128,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · derivative · entry 8 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 257,062 Underlying: Class A Common Stock · 128,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 4,155,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · derivative · entry 7 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 8,311,834 Underlying: Class A Common Stock · 4,155,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 1,070,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 6 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 0 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration. F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 1,070,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 5 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 1,070,149 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 128,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 4 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration. F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 4,155,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 3 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 128,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 2 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 128,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:16 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 4,155,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 1 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 4,155,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 128,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · derivative · entry 8 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 385,594 Underlying: Class A Common Stock · 128,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 4,155,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · derivative · entry 7 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 12,467,752 Underlying: Class A Common Stock · 4,155,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 1,070,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 6 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 0 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration. F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 1,070,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 5 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 1,070,149 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 128,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 4 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 4,155,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 3 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 128,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 2 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 128,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:07 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 4,155,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 1 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 4,155,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 31,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 20 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,120 Underlying: Class A Common Stock · 31,120 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 660,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 19 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 660,438 Underlying: Class A Common Stock · 660,438 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 514,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 18 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 514,126 Underlying: Class A Common Stock · 514,126 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 16,623,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 17 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,623,670 Underlying: Class A Common Stock · 16,623,670 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries E Convertible Stock Preferred · Derivative | 31,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 16 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 31,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries E Convertible Stock Preferred · Derivative | 660,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 15 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 660,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries D Convertible Stock Preferred · Derivative | 21,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 14 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 21,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 134,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 13 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 134,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries B Convertible Stock Preferred · Derivative | 258,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 12 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 258,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries D Convertible Stock Preferred · Derivative | 700,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 11 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 700,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 4,363,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 10 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,363,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries B Convertible Stock Preferred · Derivative | 8,350,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 9 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 8,350,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 31,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 8 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 660,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 7 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 514,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 6 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 16,623,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 5 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 31,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 4 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 660,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 3 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 660,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 414,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 2 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 514,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:31 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 13,413,642 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 1 Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,623,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 113,541 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · derivative · entry 8 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 340,624 Underlying: Class A Common Stock · 113,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 3,671,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · derivative · entry 7 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 11,013,790 Underlying: Class A Common Stock · 3,671,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 945,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 6 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 0 F6 · kind: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 945,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 5 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, LLC Disclosed balance after: 945,350 F5 · kind: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote 3. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 113,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 4 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 0 F4 · kind: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers. F2 · ownership.nature: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 3,671,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 3 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 0 F3 · kind: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC. F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 113,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 2 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega Associates II, LLC Disclosed balance after: 113,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:18 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 3,671,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 1 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Redpoint Omega II, L.P. Disclosed balance after: 3,671,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:50 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 15,139,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 6 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,139,218 Underlying: Class A Common Stock · 15,139,128 shares Expires not disclosed F6 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II"). F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:50 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 303,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 5 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 303,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F9 · ownership.nature: Includes 294,107 shares held by RO II and 9,096 shares held by ROA II. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:50 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries D Preferred Stock · Derivative | 966,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 4 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 966,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F8 · ownership.nature: Includes 937,976 shares held by RO II and 29,009 shares held by ROA II. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:50 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries C Preferred Stock · Derivative | 13,869,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 3 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,869,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F7 · ownership.nature: Includes 13,452,970 shares held by RO II and 416,060 shares held by ROA II. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:50 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 15,139,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056820 · doc4.xml · nonDerivative · entry 2 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II"). F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:50 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 15,139,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056820 · doc4.xml · nonDerivative · entry 1 Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner Redpoint Omega II, LLC · CIK 0001532951 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,139,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II"). F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.