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Redpoint Omega II, LLC

Disclosed activity across 2 companies

Tapewire entity
117219
SEC CIK
0001532951

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Root, Inc.ROOT · Entity 76410% ownerJune 14, 2021June 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Root, Inc.

Report date June 14, 2021 · Filed June 16, 2021

Jointly reported with Redpoint Omega II, L.P., Redpoint Omega Associates II, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Redpoint Omega II, L.P.0 Last balance in matching sequence After 2021-06-14 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-06-14 · Conversion · Acquired 3,671,263 · Balance 3,671,263

F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Row 3 · 2021-06-14 · Other · Disposed 3,671,263 · Balance 0

F3: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC.

F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Redpoint Omega Associates II, LLC0 Last balance in matching sequence After 2021-06-14 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2021-06-14 · Conversion · Acquired 113,541 · Balance 113,541

F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Row 4 · 2021-06-14 · Other · Disposed 113,541 · Balance 0

F4: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers.

F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Redpoint Omega II, LLC945,350 Reported balance After 2021-06-14 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-06-14 · Other · Acquired 945,350 · Balance 945,350

F5: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote 3.

Class A Common StockSEC Table I · non-derivativeIndirectBy Redpoint Omega II, LLC0 Reported balance After 2021-06-14 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-06-14 · Other · Disposed 945,350 · Balance 0

F6: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Redpoint Omega II, L.P.11,013,790 Reported balance After 2021-06-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-06-14 · Conversion · Disposed 3,671,263 · Balance 11,013,790

F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Redpoint Omega Associates II, LLC340,624 Reported balance After 2021-06-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-06-14 · Conversion · Disposed 113,541 · Balance 340,624

F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F2: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F3: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC.

F4: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers.

F5: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote 3.

F6: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members.

F7: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HashiCorp, Inc.

Report date February 02, 2023 · Filed February 06, 2023

Jointly reported with Redpoint Omega II, L.P., Redpoint Omega Associates II, LLC

Section 16 reporting ended · disclosed 2023-02-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Redpoint Omega II, L.P.0 Last balance in matching sequence After 2023-02-02 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2023-02-02 · Conversion · Acquired 4,155,918 · Balance 4,155,918

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Row 3 · 2023-02-02 · Other · Disposed 4,155,918 · Balance 0

F4: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.

F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Redpoint Omega Associates II, LLC0 Last balance in matching sequence After 2023-02-02 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2023-02-02 · Conversion · Acquired 128,532 · Balance 128,532

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Row 4 · 2023-02-02 · Other · Disposed 128,532 · Balance 0

F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.

F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Redpoint Omega II, LLC0 Last balance in matching sequence After 2023-02-02 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2023-02-02 · Other · Acquired 1,070,149 · Balance 1,070,149

F6: Represents receipt of shares in the distribution in kind described in footnote (4).

F7: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Row 6 · 2023-02-02 · Other · Disposed 1,070,149 · Balance 0

F8: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.

F7: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Redpoint Omega II, L.P.8,311,834 Reported balance After 2023-02-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-02-02 · Conversion · Disposed 4,155,918 · Balance 8,311,834

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Redpoint Omega Associates II, LLC257,062 Reported balance After 2023-02-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-02-02 · Conversion · Disposed 128,532 · Balance 257,062

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F2: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F3: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F4: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.

F5: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.

F6: Represents receipt of shares in the distribution in kind described in footnote (4).

F7: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F8: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 128,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · derivative · entry 8

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 257,062

Underlying: Class A Common Stock · 128,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 4,155,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · derivative · entry 7

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 8,311,834

Underlying: Class A Common Stock · 4,155,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 1,070,149 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 6

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, LLC

Disclosed balance after: 0

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.

F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 1,070,149 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 5

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, LLC

Disclosed balance after: 1,070,149

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 128,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 4

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.

F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 4,155,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 3

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.

F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 128,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 2

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 128,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:16 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 4,155,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-007399 · doc4.xml · nonDerivative · entry 1

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 4,155,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 128,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · derivative · entry 8

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 385,594

Underlying: Class A Common Stock · 128,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 4,155,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · derivative · entry 7

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 12,467,752

Underlying: Class A Common Stock · 4,155,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 1,070,149 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 6

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, LLC

Disclosed balance after: 0

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.

F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 1,070,149 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 5

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, LLC

Disclosed balance after: 1,070,149

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F7 · ownership.nature: The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 128,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 4

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.

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June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 4,155,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 3

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.

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June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 128,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 2

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 128,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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June 07, 2022 Filed Jun 9, 2022 16:07 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 4,155,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035353 · doc4.xml · nonDerivative · entry 1

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 4,155,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 31,120 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 20

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,120

Underlying: Class A Common Stock · 31,120 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 660,438 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 19

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 660,438

Underlying: Class A Common Stock · 660,438 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 514,126 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 18

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 514,126

Underlying: Class A Common Stock · 514,126 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 16,623,670 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 17

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,623,670

Underlying: Class A Common Stock · 16,623,670 shares

Expires not disclosed

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries E Convertible Stock Preferred · Derivative 31,120 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 16

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 31,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries E Convertible Stock Preferred · Derivative 660,438 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 15

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 660,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries D Convertible Stock Preferred · Derivative 21,654 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 14

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries C Convertible Stock Preferred · Derivative 134,936 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 13

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 134,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries B Convertible Stock Preferred · Derivative 258,260 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 12

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 258,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries D Convertible Stock Preferred · Derivative 700,150 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 11

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 700,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries C Convertible Stock Preferred · Derivative 4,363,022 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 10

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,363,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries B Convertible Stock Preferred · Derivative 8,350,470 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · derivative · entry 9

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 8,350,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 31,120 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 8

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 660,438 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 7

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 514,126 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 6

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 16,623,670 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 5

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F9 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 31,120 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 4

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Redpoint Omega Associates III, LLC (ROA III). ROA III is under common control with RO III LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 660,438 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 3

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 660,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Redpoint Omega III, L.P. (RO III). Redpoint Omega III, LLC (RO III LLC) is the sole general partner of RO III. As such, RO III LLC has sole voting and investment control over the shares owned by RO III and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 414,850 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 2

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 514,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by Redpoint Omega Associates II, LLC (ROA II). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 13,413,642 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048450 · doc4.xml · nonDerivative · entry 1

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

REDPOINT OMEGA III, LLC · CIK 0001717860 · 10% owner

REDPOINT OMEGA III, L.P. · CIK 0001717862 · 10% owner

REDPOINT OMEGA ASSOCIATES III, LLC · CIK 0001717842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,623,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by Redpoint Omega II, L.P. (RO II). Redpoint Omega II, LLC (RO II LLC) is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 113,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · derivative · entry 8

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 340,624

Underlying: Class A Common Stock · 113,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 3,671,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · derivative · entry 7

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 11,013,790

Underlying: Class A Common Stock · 3,671,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 945,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 6

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, LLC

Disclosed balance after: 0

F6 · kind: Represents a pro rata in kind distribution of Class A Common Stock of the Issuer by RO II LLC without consideration to its members.

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June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 945,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 5

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, LLC

Disclosed balance after: 945,350

F5 · kind: Represents the receipt of shares in the pro rata in kind distribution of Class A Common Stock of the Issuer by RO II described in footnote 3.

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June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 113,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 4

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 0

F4 · kind: Represents a pro rata in kind distribution without consideration by ROA LLC to its members and managers.

F2 · ownership.nature: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 3,671,263 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 3

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 0

F3 · kind: Represents a pro rata in kind distribution without consideration by RO II to its partners, including its general partner, RO II LLC.

F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 113,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 2

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega Associates II, LLC

Disclosed balance after: 113,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are owned directly by ROA LLC. RO II and ROA LLC are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:18 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 3,671,263 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041169 · doc4.xml · nonDerivative · entry 1

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Redpoint Omega II, L.P.

Disclosed balance after: 3,671,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are owned directly by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. RO II and Redpoint Omega Associates II, LLC ("ROA LLC") are under common control. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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October 30, 2020 Filed Nov 3, 2020 21:50 UTC Root, Inc. ROOT · Entity 764 OtherClass B Common Stock · Derivative 15,139,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 6

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,139,218

Underlying: Class A Common Stock · 15,139,128 shares

Expires not disclosed

F6 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II").

F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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October 30, 2020 Filed Nov 3, 2020 21:50 UTC Root, Inc. ROOT · Entity 764 ConversionSeries E Preferred Stock · Derivative 303,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 5

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 303,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F3 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F9 · ownership.nature: Includes 294,107 shares held by RO II and 9,096 shares held by ROA II.

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October 30, 2020 Filed Nov 3, 2020 21:50 UTC Root, Inc. ROOT · Entity 764 ConversionSeries D Preferred Stock · Derivative 966,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 4

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 966,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F8 · ownership.nature: Includes 937,976 shares held by RO II and 29,009 shares held by ROA II.

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October 30, 2020 Filed Nov 3, 2020 21:50 UTC Root, Inc. ROOT · Entity 764 ConversionSeries C Preferred Stock · Derivative 13,869,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056820 · doc4.xml · derivative · entry 3

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 13,869,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

F7 · ownership.nature: Includes 13,452,970 shares held by RO II and 416,060 shares held by ROA II.

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October 30, 2020 Filed Nov 3, 2020 21:50 UTC Root, Inc. ROOT · Entity 764 OtherCommon Stock 15,139,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056820 · doc4.xml · nonDerivative · entry 2

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F6 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II").

F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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October 30, 2020 Filed Nov 3, 2020 21:50 UTC Root, Inc. ROOT · Entity 764 ConversionCommon Stock 15,139,218 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056820 · doc4.xml · nonDerivative · entry 1

Redpoint Omega II, L.P. · CIK 0001532952 · 10% owner

Redpoint Omega Associates II, LLC · CIK 0001697708 · 10% owner

Redpoint Omega II, LLC · CIK 0001532951 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,139,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F3 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II").

F5 · ownership.nature: Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.