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PLOUF TRICIA

Disclosed activity across 1 company

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117046
SEC CIK
0001673762

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRUPANION, INC.TRUP · Entity 4822EVP, PricingFebruary 08, 2023February 10, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUPANION, INC.

Report date February 08, 2023 · Filed February 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,023 Reported balance After 2023-02-08 transaction · row 1
1 source row

Row 1 · 2023-02-08 · Sale · Disposed 700 · Balance 41,023

F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $60.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $60.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2020 Filed Nov 30, 2020 18:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000308 · wf-form4_160677855225678.xml · derivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 18:22 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 701 $95.33 $66,826.33
Disclosure

SEC source: 0001371285-20-000308 · wf-form4_160677855225678.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,414

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 18:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000308 · wf-form4_160677855225678.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 18:22 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 479 $95.33 $45,663.07
Disclosure

SEC source: 0001371285-20-000308 · wf-form4_160677855225678.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,333

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 18:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000308 · wf-form4_160677855225678.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:21 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:21 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:21 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 6,000 $4.05 $24,300.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 19:21 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 10,000 $4.80 $48,000.00
Disclosure

SEC source: 0001371285-20-000297 · wf-form4_160635009504941.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 18:30 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 300 $95.10 $28,530.00
Disclosure

SEC source: 0001371285-20-000292 · wf-form4_160617423132377.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,593

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 18:17 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 300 $90.61 $27,183.00
Disclosure

SEC source: 0001371285-20-000252 · wf-form4_160314583808725.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 17:39 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 300 $70.98 $21,294.00
Disclosure

SEC source: 0001371285-20-000228 · wf-form4_160072434455337.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · derivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · derivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 701 $57.32 $40,181.32
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,493

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 480 $57.32 $27,513.60
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,412

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000216 · wf-form4_159856954522978.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 17:44 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 300 $58.81 $17,643.00
Disclosure

SEC source: 0001371285-20-000203 · wf-form4_159830545448480.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 17:36 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-20-000171 · wf-form4_159502175299060.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 17,000 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 17:36 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 17,000 $48.56 $825,457.10
Disclosure

SEC source: 0001371285-20-000171 · wf-form4_159502175299060.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.58 to $49.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
July 16, 2020 Filed Jul 17, 2020 17:36 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 17,000 $8.74 $148,580.00
Disclosure

SEC source: 0001371285-20-000171 · wf-form4_159502175299060.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:13 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-20-000145 · wf-form4_159364515642739.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 17,000 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:13 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 17,000 $42.43 $721,323.60
Disclosure

SEC source: 0001371285-20-000145 · wf-form4_159364515642739.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.47 to $42.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
June 29, 2020 Filed Jul 1, 2020 19:13 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 17,000 $8.74 $148,580.00
Disclosure

SEC source: 0001371285-20-000145 · wf-form4_159364515642739.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 26, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 956 $33.03 $31,575.82
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,972

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 25, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,782 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · derivative · entry 8

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604

Underlying: Common Stock · 1,782 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · derivative · entry 7

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 433 $33.21 $14,379.93
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 296 $33.21 $9,830.16
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 22, 2020 Filed May 27, 2020 19:06 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 7,044 $31.00 $218,364.00
Disclosure

SEC source: 0001371285-20-000121 · wf-form4_159062077120056.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656

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April 03, 2020 Filed Apr 7, 2020 19:07 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 34,741 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000062 · wf-form4_158630081884951.xml · derivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,741

Underlying: Common Stock · 34,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 3, 2020, the Reporting Person was granted 34,741 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F2 · derivative.expiration_date: On April 3, 2020, the Reporting Person was granted 34,741 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

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February 25, 2020 Filed Feb 27, 2020 17:57 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,129 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000042 · wf-form4_158284422102920.xml · derivative · entry 6

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,386

Underlying: Common Stock · 7,129 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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February 25, 2020 Filed Feb 27, 2020 17:57 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000042 · wf-form4_158284422102920.xml · derivative · entry 5

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,756

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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February 25, 2020 Filed Feb 27, 2020 17:57 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 1,748 $31.27 $54,659.96
Disclosure

SEC source: 0001371285-20-000042 · wf-form4_158284422102920.xml · nonDerivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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February 25, 2020 Filed Feb 27, 2020 17:57 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 7,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000042 · wf-form4_158284422102920.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 25, 2020 Filed Feb 27, 2020 17:57 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 361 $31.27 $11,288.47
Disclosure

SEC source: 0001371285-20-000042 · wf-form4_158284422102920.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,319

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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February 25, 2020 Filed Feb 27, 2020 17:57 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000042 · wf-form4_158284422102920.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 19:10 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-20-000018 · wf-form4_157870141873567.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 1,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

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January 08, 2020 Filed Jan 10, 2020 19:10 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,600 $37.07 $59,312.00
Disclosure

SEC source: 0001371285-20-000018 · wf-form4_157870141873567.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 19:10 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,600 $8.74 $13,984.00
Disclosure

SEC source: 0001371285-20-000018 · wf-form4_157870141873567.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 19:00 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000246 · wf-form4_157671360626768.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

Underlying: Common Stock · 1,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 19:00 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,600 $35.00 $56,000.00
Disclosure

SEC source: 0001371285-19-000246 · wf-form4_157671360626768.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
December 13, 2019 Filed Dec 18, 2019 19:00 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,600 $8.74 $13,984.00
Disclosure

SEC source: 0001371285-19-000246 · wf-form4_157671360626768.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:58 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 1,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000240 · wf-form4_157490270724610.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,700

Underlying: Common Stock · 1,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:58 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,600 $35.00 $56,000.00
Disclosure

SEC source: 0001371285-19-000240 · wf-form4_157490270724610.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 19:58 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,600 $8.74 $13,984.00
Disclosure

SEC source: 0001371285-19-000240 · wf-form4_157490270724610.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:21 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000237 · wf-form4_157481406038999.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.