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PLOUF TRICIA

Disclosed activity across 1 company

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117046
SEC CIK
0001673762

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRUPANION, INC.TRUP · Entity 4822EVP, PricingFebruary 08, 2023February 10, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUPANION, INC.

Report date February 08, 2023 · Filed February 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,023 Reported balance After 2023-02-08 transaction · row 1
1 source row

Row 1 · 2023-02-08 · Sale · Disposed 700 · Balance 41,023

F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $60.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $60.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2019 Filed Nov 26, 2019 19:21 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000237 · wf-form4_157481406038999.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 19:21 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000237 · wf-form4_157481406038999.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 17:27 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000199 · wf-form4_156694120619369.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 17:27 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000199 · wf-form4_156694120619369.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2019 Filed Aug 27, 2019 17:27 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000199 · wf-form4_156694120619369.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:48 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000177 · wf-form4_156357286405461.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,300

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:48 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 500 $33.05 $16,525.00
Disclosure

SEC source: 0001371285-19-000177 · wf-form4_156357286405461.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 17:48 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000177 · wf-form4_156357286405461.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 17:09 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000167 · wf-form4_156106496131249.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,800

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 17:09 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 500 $34.09 $17,045.00
Disclosure

SEC source: 0001371285-19-000167 · wf-form4_156106496131249.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 17:09 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000167 · wf-form4_156106496131249.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 25, 2019 Filed May 29, 2019 17:51 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000154 · wf-form4_155916667889269.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,415

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2019 Filed May 29, 2019 17:51 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000154 · wf-form4_155916667889269.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2019 Filed May 29, 2019 17:51 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000154 · wf-form4_155916667889269.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 24, 2019 19:10 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000145 · wf-form4_155873943946263.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,300

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
May 22, 2019 Filed May 24, 2019 19:10 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 500 $30.64 $15,320.00
Disclosure

SEC source: 0001371285-19-000145 · wf-form4_155873943946263.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 22, 2019 Filed May 24, 2019 19:10 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000145 · wf-form4_155873943946263.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 16:26 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000111 · wf-form4_155561919072367.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,800

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 16:26 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 500 $34.80 $17,400.00
Disclosure

SEC source: 0001371285-19-000111 · wf-form4_155561919072367.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 16:26 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000111 · wf-form4_155561919072367.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:35 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000084 · wf-form4_155329054499980.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

Underlying: Common Stock · 500 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:35 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 500 $30.51 $15,255.00
Disclosure

SEC source: 0001371285-19-000084 · wf-form4_155329054499980.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:35 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 500 $8.74 $4,370.00
Disclosure

SEC source: 0001371285-19-000084 · wf-form4_155329054499980.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 18:11 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,878 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,634

Underlying: Common Stock · 4,878 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 18:11 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691

F1 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 18:11 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 4,878 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 18:11 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 28,515 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000068 · wf-form4_155122266743512.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,515

Underlying: Common Stock · 28,515 shares

Expires 2023-02-25

F2 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:20 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 1,300 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000048 · wf-form4_155114044269636.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

Underlying: Common Stock · 1,300 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:20 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,300 $30.00 $39,000.00
Disclosure

SEC source: 0001371285-19-000048 · wf-form4_155114044269636.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 19:20 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,300 $8.74 $11,362.00
Disclosure

SEC source: 0001371285-19-000048 · wf-form4_155114044269636.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:34 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 2,600 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-19-000044 · wf-form4_155061567342360.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,100

Underlying: Common Stock · 2,600 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:34 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 2,600 $30.00 $78,000.00
Disclosure

SEC source: 0001371285-19-000044 · wf-form4_155061567342360.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 17:34 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,600 $8.74 $22,724.00
Disclosure

SEC source: 0001371285-19-000044 · wf-form4_155061567342360.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 19:12 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 1,300 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001371285-18-000241 · wf-form4_154396872101510.xml · derivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

Underlying: Common Stock · 1,300 shares

Expires 2024-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option grant is fully vested.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 19:12 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,300 $30.00 $39,000.00
Disclosure

SEC source: 0001371285-18-000241 · wf-form4_154396872101510.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 29, 2018, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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November 30, 2018 Filed Dec 4, 2018 19:12 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,300 $8.74 $11,362.00
Disclosure

SEC source: 0001371285-18-000241 · wf-form4_154396872101510.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 20, 2018 Filed Feb 22, 2018 18:41 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 19,512 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000034 · wf-form4_151934286976930.xml · derivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

Underlying: Common Stock · 19,512 shares

Expires 2022-02-25

F1 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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November 07, 2017 Filed Nov 8, 2017 17:37 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 14,000 $4.05 Strike: $4.05 $56,700.00
Disclosure

SEC source: 0001371285-17-000154 · wf-form4_151018062949736.xml · derivative · entry 4

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 14,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on October 8, 2013, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on October 8, 2016, subject to the reporting person's provision of service to the issuer on each vesting date.

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November 07, 2017 Filed Nov 8, 2017 17:37 UTC TRUPANION, INC. TRUP · Entity 4822 GrantCommon Stock 14,000 $31.32 $438,463.20
Disclosure

SEC source: 0001371285-17-000154 · wf-form4_151018062949736.xml · nonDerivative · entry 3

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.175 to $31.75 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 07, 2017 Filed Nov 8, 2017 17:37 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 14,000 $4.05 $56,700.00
Disclosure

SEC source: 0001371285-17-000154 · wf-form4_151018062949736.xml · nonDerivative · entry 2

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2017 Filed Nov 8, 2017 17:37 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,000 $32.11 $32,110.00
Disclosure

SEC source: 0001371285-17-000154 · wf-form4_151018062949736.xml · nonDerivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joseph Plouf

Disclosed balance after: 0

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May 04, 2017 Filed May 8, 2017 17:37 UTC TRUPANION, INC. TRUP · Entity 4822 GrantStock Option (right to buy) · Derivative 46,895 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-17-000089 · wf-form4_149427942311799.xml · derivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,895

Underlying: Common Stock · 46,895 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.