Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUPANION, INC.TRUP · Entity 4822 | EVP, Pricing | February 08, 2023 | February 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUPANION, INC.
Report date February 08, 2023 · Filed February 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,023 |
Reported balance
After 2023-02-08 transaction · row 1
1 source rowRow 1 · 2023-02-08 · Sale · Disposed 700 · Balance 41,023 F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $60.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 29, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.66 to $60.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2021 Filed Aug 23, 2021 18:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,500 | $14.40 | $21,600.00 |
DisclosureSEC source: 0001371285-21-000241 · wf-form4_162975680009047.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 18:22 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001371285-21-000216 · wf-form4_162673336326679.xml · derivative · entry 3 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,549 Underlying: Common Stock · 1,500 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F3 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 18:22 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 1,500 | $104.79 | $157,178.70 |
DisclosureSEC source: 0001371285-21-000216 · wf-form4_162673336326679.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,825 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.53 to $106.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 18:22 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,500 | $14.40 | $21,600.00 |
DisclosureSEC source: 0001371285-21-000216 · wf-form4_162673336326679.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 16:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 151 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001371285-21-000190 · wf-form4_162439416925481.xml · derivative · entry 4 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,049 Underlying: Common Stock · 151 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 16:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 1,349 | $99.01 | $133,564.49 |
DisclosureSEC source: 0001371285-21-000190 · wf-form4_162439416925481.xml · nonDerivative · entry 3 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,825 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 16:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 151 | $99.01 | $14,950.51 |
DisclosureSEC source: 0001371285-21-000190 · wf-form4_162439416925481.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,174 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 16:36 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 151 | $14.40 | $2,174.40 |
DisclosureSEC source: 0001371285-21-000190 · wf-form4_162439416925481.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · Co-President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · derivative · entry 9 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,884 Underlying: Common Stock · 2,171 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · derivative · entry 8 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,476 Underlying: Common Stock · 1,782 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · derivative · entry 7 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,659 Underlying: Common Stock · 1,219 shares Expires 2022-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 854 | $83.41 | $71,232.14 |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 6 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,174 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 2,171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 5 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 701 | $83.41 | $58,470.41 |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 4 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,857 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 3 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 479 | $83.41 | $39,953.39 |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,776 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| May 25, 2021 Filed May 27, 2021 18:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000170 · wf-form4_162215561940095.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 20, 2021 Filed May 24, 2021 18:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001371285-21-000162 · wf-form4_162189436937482.xml · derivative · entry 3 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,200 Underlying: Common Stock · 1,500 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F3 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020. Read SEC document |
| May 20, 2021 Filed May 24, 2021 18:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 1,500 | $75.71 | $113,570.85 |
DisclosureSEC source: 0001371285-21-000162 · wf-form4_162189436937482.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,036 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.16 to $76.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2021 Filed May 24, 2021 18:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,500 | $14.40 | $21,600.00 |
DisclosureSEC source: 0001371285-21-000162 · wf-form4_162189436937482.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 1,069 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · derivative · entry 4 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,700 Underlying: Common Stock · 1,069 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 431 | $77.86 | $33,557.66 |
DisclosureSEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · nonDerivative · entry 3 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,036 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 1,069 | $77.86 | $83,232.34 |
DisclosureSEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,467 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,069 | $14.40 | $15,393.60 |
DisclosureSEC source: 0001371285-21-000127 · wf-form4_161887887717271.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:11 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 1,500 | $87.41 | $131,107.50 |
DisclosureSEC source: 0001371285-21-000104 · wf-form4_161619545701387.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,467 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.33 to $89.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · derivative · entry 9 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,055 Underlying: Common Stock · 8,686 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · derivative · entry 8 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,258 Underlying: Common Stock · 1,782 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · derivative · entry 7 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,878 Underlying: Common Stock · 1,220 shares Expires 2022-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 2,393 | $94.72 | $226,664.96 |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 6 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,967 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 8,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 5 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 433 | $94.72 | $41,013.76 |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 4 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,674 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 3 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 294 | $94.72 | $27,847.68 |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,325 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000089 · wf-form4_161464063125527.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:49 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 231 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · derivative · entry 4 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,769 Underlying: Common Stock · 231 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 25% of the total shares on May 6, 2017, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 6, 2020. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:49 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 231 | $100.41 | $23,194.71 |
DisclosureSEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · nonDerivative · entry 3 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:49 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 231 | $14.40 | $3,326.40 |
DisclosureSEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 18:49 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 1,269 | $100.41 | $127,420.29 |
DisclosureSEC source: 0001371285-21-000078 · wf-form4_161429697466905.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · derivative · entry 9 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: This RSU is fully vested on grant date. F4 · derivative.expiration_date: This RSU is fully vested on grant date. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · derivative · entry 8 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: This RSU is fully vested on grant date. F4 · derivative.expiration_date: This RSU is fully vested on grant date. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · derivative · entry 7 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: This RSU is fully vested on grant date. F4 · derivative.expiration_date: This RSU is fully vested on grant date. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · derivative · entry 6 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: This RSU is fully vested on grant date. F4 · derivative.expiration_date: This RSU is fully vested on grant date. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 46,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · derivative · entry 5 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,312 Underlying: Common Stock · 46,312 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. F3 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 46,312 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 4 | $105.42 | $421.68 |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · nonDerivative · entry 4 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,668 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · nonDerivative · entry 3 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 17 | $105.42 | $1,792.14 |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · nonDerivative · entry 2 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,657 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stockunits, and does not represent a sale by the reporting person. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 06:08 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 60 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-21-000071 · wf-form4_161407852602664.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:11 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 1,500 | $118.99 | $178,478.25 |
DisclosureSEC source: 0001371285-21-000026 · wf-form4_161110509426999.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,614 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.36 to $120.72 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 18:23 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 300 | $119.57 | $35,871.00 |
DisclosureSEC source: 0001371285-21-000002 · wf-form4_160980261410510.xml · nonDerivative · entry 1 PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,114 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on May 27, 2020 and amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:22 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-20-000308 · wf-form4_160677855225678.xml · derivative · entry 6 PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,040 Underlying: Common Stock · 1,782 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.