Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aspira Women's Health Inc.AWH · Entity 7871 | Director | February 09, 2023 | February 14, 2023 |
| COOPER COMPANIES, INC.COO · Entity 3395 | Special Advisor to the CEO | February 01, 2021 | February 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aspira Women's Health Inc.
Report date February 09, 2023 · Filed February 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 160,030 |
Reported balance
After 2023-02-09 transaction · row 1
1 source rowRow 1 · 2023-02-09 · Grant · Acquired 38,538 · Balance 160,030 F1: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $0.57 · Expires 2033-02-09 | Direct | 215,432 |
Reported balance
After 2023-02-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-09 · Grant · Acquired 215,432 · Balance 215,432 F2: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023.
F2: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023.
COOPER COMPANIES, INC.
Report date February 01, 2021 · Filed February 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,758.677 |
Ending reported balance
After 2021-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-01 · Exercise / conversion · Acquired 592 · Balance 3,048.677 Row 2 · 2021-02-01 · Tax withholding · Disposed 290 · Balance 2,758.677 F1: 2/1/2021 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/2021) of $365.11 was used. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-12-12 | Direct | 0 |
Reported balance
After 2021-02-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-01 · Exercise / conversion · Disposed 592 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: 2/1/2021 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/2021) of $365.11 was used.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 5 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 4 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,001 F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 3 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 2 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818 F1 · shares: 1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:15 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 554 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000342 · primarydocument.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:26 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantRestricted Stock Units · Derivative | 3,776 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-006047 · primarydocument.xml · derivative · entry 2 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,776 Underlying: Common Stock · 3,776 shares Expires not disclosed F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F2 · derivative.exercise_date: 12-10-19 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/21, 1/8/22, 1/8/23, 1/8/24 and 1/8/25. F3 · derivative.expiration_date: RSU Expiration Date - This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:24 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 864 | $0.00 Strike: $229.66 | $0.00 |
DisclosureSEC source: 0001127602-19-014154 · form4.xml · derivative · entry 7 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454 Underlying: Common Stock · 864 shares Expires 2027-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 12/12/17 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:24 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,046 | $0.00 Strike: $175.31 | $0.00 |
DisclosureSEC source: 0001127602-19-014154 · form4.xml · derivative · entry 6 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,067 Underlying: Common Stock · 2,046 shares Expires 2026-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 12/13/16 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/17; 1/5 shall vest on 12/13/18; 1/5 shall vest on 12/13/19; 1/5 shall vest on 12/13/20 and 1/5 shall vest on 12/13/21. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:24 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,416 | $0.00 Strike: $131.60 | $0.00 |
DisclosureSEC source: 0001127602-19-014154 · form4.xml · derivative · entry 5 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416 Underlying: Common Stock · 2,416 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 12/9/15 NQ Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/9/16; 1/5 shall vest on 12/9/17; 1/5 shall vest on 12/9/18; 1/5 shall vest on 12/9/19 and 1/5 shall vest on 12/9/20. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:24 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 5,326 | $300.00 | $1,597,800.00 |
DisclosureSEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 4 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,538 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:24 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 864 | $229.66 | $198,426.24 |
DisclosureSEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 3 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:24 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 2,046 | $175.31 | $358,684.26 |
DisclosureSEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 2 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:24 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 2,416 | $131.60 | $317,945.60 |
DisclosureSEC source: 0001127602-19-014154 · form4.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:03 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | SaleCommon Stock | 2,272 | $292.22 | $663,926.11 |
DisclosureSEC source: 0001127602-19-011349 · form4.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,538 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.00 to $292.68. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:19 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004186 · form4.xml · nonDerivative · entry 2 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,810 F2 · shares: 2/1/2019 PSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/19) of $277.72 was used. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:19 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantCommon Stock | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004186 · form4.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,684 F1 · shares: 2/1/2019 PSU Release: Shares awarded on achievement of target level of performance under Performance Share Awards granted January 29, 2016. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · derivative · entry 21 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348 Underlying: Common Stock · 87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F8 · derivative.exercise_date: 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · derivative · entry 20 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871 Underlying: Common Stock · 218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F8 · derivative.exercise_date: 12/12/17 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · derivative · entry 19 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712 Underlying: Common Stock · 257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F7 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · derivative · entry 18 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969 Underlying: Common Stock · 57 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F7 · derivative.exercise_date: 12/13/16 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · derivative · entry 17 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684 Underlying: Common Stock · 342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F6 · derivative.exercise_date: 12/9/15 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · derivative · entry 16 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554 Underlying: Common Stock · 555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F5 · derivative.exercise_date: 12/9/14 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · derivative · entry 15 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.exercise_date: Grant Date 12/11/13 RSU Vesting Date: The grant vests in equal portions on the following dates: 1/8/15, 1/8/16, 1/8/17, 1/8/18 and 1/8/19. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 14 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 13 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 12 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,740 F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 11 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 10 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,591 F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 9 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 8 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,415 F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 7 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 6 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,376 F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 5 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 4 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,142 F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 3 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Tax withholdingCommon Stock | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 2 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761 F1 · shares: 1/8/2019 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2019) of $253.83 was used. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 00:57 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | Exercise / conversionCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001724 · form4.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:51 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantRestricted Stock Units · Derivative | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036219 · form4.xml · derivative · entry 3 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963 Underlying: Common Stock · 1,963 shares Expires not disclosed F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. F3 · derivative.exercise_date: 12/11/18 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24. F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 21:51 UTC | COOPER COMPANIES, INC. COO · Entity 3395 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,236 | $0.00 Strike: $254.77 | $0.00 |
DisclosureSEC source: 0001127602-18-036219 · form4.xml · derivative · entry 2 Auerbach Robert D · CIK 0001745856 · President, CSI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,236 Underlying: Common Stock · 8,236 shares Expires 2028-12-11 F1 · derivative.exercise_date: 12/11/18 NQ Grant: The options will vest in equal increments on the first through the fifth anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.