Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153 | SENIOR VP AND CFO | February 14, 2023 | February 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCE RESOURCE PARTNERS LP
Report date February 14, 2023 · Filed February 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom unitSEC Table II · derivative / convertible security | Direct | 49,331 |
Reported balance
After 2023-02-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-14 · Grant · Acquired 1,543 · Balance 49,331 F1: 1 for 1 F3: Not applicable F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. |
| Common unitSEC Table I · non-derivative | Direct | 234,617 |
Reported balance
Holding disclosure · report date 2023-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 234,617 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 15, 2016 16:48 UTC | ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 | GrantPhantom unit · Derivative | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031575 · edgar.xml · derivative · entry 2 CANTRELL BRIAN L · CIK 0001267839 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,319 Underlying: Common Unit · 293 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: Not applicable F3 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. F2 · derivative.expiration_date: Not applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.