Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Group President | February 06, 2023 | February 21, 2023 |
| TORO COTTC · Entity 2699 | Director | November 01, 2022 | November 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 06, 2023 · Filed February 21, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,781.5602 |
Reported balance
After 2023-02-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-02-06 · Tax withholding · Disposed 3,720 · Balance 70,781.5602 F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
TORO CO
Report date November 01, 2022 · Filed November 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 939 |
Reported balance
After 2022-11-01 transaction · row 1
1 source rowRow 1 · 2022-11-01 · Grant · Acquired 939 · Balance 939 F1: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan"). |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $105.12 · Expires 2032-11-01 | Direct | 1,670 |
Reported balance
After 2022-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-01 · Grant · Acquired 1,670 · Balance 1,670 F3: Annual option grant for service as a non-employee director issued under the 2022 Plan. F4: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date. |
| Common Stock UnitsSEC Table I · non-derivative | Direct | 3,539.791 |
Reported balance
Holding disclosure · report date 2022-11-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,539.791 F2: Includes 47.525 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan").
F2: Includes 47.525 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors.
F3: Annual option grant for service as a non-employee director issued under the 2022 Plan.
F4: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2020 Filed Mar 2, 2020 21:15 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 282.945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008562 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,780.9486 F1 · shares: The number of shares previously reported as being withheld for payment of taxes was incorrect. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 21:44 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 12,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033997 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting date. F2 · derivative.exercise_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014. F2 · derivative.expiration_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 21:44 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 5,767 | $169.77 | $979,063.59 |
DisclosureSEC source: 0001127602-19-033997 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,689.4617 Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 21:44 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 12,646 | $169.77 | $2,146,911.42 |
DisclosureSEC source: 0001127602-19-033997 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,456.4617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:14 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,521 | $0.00 Strike: $77.64 | $0.00 |
DisclosureSEC source: 0001127602-19-031818 · form4.xml · derivative · entry 2 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,521 Underlying: Common Stock · 3,521 shares Expires 2029-11-01 F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:14 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031818 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,914.619 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of his stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 13.619 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:29 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,906 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-19-004990 · form4.xml · derivative · entry 4 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,906 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010). Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:29 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 620 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004990 · form4.xml · nonDerivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,699.2179 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:29 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 8,906 | $199.29 | $1,774,918.60 |
DisclosureSEC source: 0001127602-19-004990 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,319.2179 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 14:29 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 8,906 | $78.72 | $701,080.32 |
DisclosureSEC source: 0001127602-19-004990 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,225.2179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 19:00 UTC | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 33,172 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-004500 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,172 Underlying: Common Stock · 33,172 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 19:00 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 234.716 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004500 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,319.2179 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 19:00 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 9,281.212 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004500 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,553.9339 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:44 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 33,172 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-007046 · form4a.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,172 Underlying: Common Stock · 33,172 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:44 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 294.344 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007046 · form4a.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,259.5899 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 17:44 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 9,281.212 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007046 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,553.9339 Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 18:55 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 4,482 | $0.00 Strike: $58.63 | $0.00 |
DisclosureSEC source: 0001127602-18-031803 · form4.xml · derivative · entry 2 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 Underlying: Common Stock · 4,482 shares Expires 2028-11-01 F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 18:55 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031803 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of his stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:21 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 27,273 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004655 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,273 Underlying: Common Stock · 27,273 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:21 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004655 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,338.3269 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:21 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,431.317 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004655 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,513.3269 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 21:59 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 27,273 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-007773 · form4a.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,273 Underlying: Common Stock · 27,273 shares Expires 2028-02-04 Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 21:59 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007773 · form4a.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,293.3269 F1 · shares: On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2015 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 06, 2018 Filed Feb 22, 2018 21:59 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,431.317 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007773 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,513.3269 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,201 | $0.00 Strike: $54.11 | $0.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · derivative · entry 12 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,201 shares Expires 2019-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,043 | $0.00 Strike: $54.11 | $0.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · derivative · entry 11 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,201 Underlying: Common Stock · 3,043 shares Expires 2019-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,200 | $0.00 Strike: $54.11 | $0.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · derivative · entry 10 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,244 Underlying: Common Stock · 3,200 shares Expires 2019-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009). Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 2,201 | $54.11 | $119,096.11 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 9 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,082.0099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F2 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 900 | $247.05 | $222,345.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 8 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,881.0099 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,500 | $247.04 | $370,552.50 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 7 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,781.0099 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $247.03 | $24,703.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 6 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,281.0099 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $246.90 | $24,690.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 5 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,381.0099 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 443 | $246.89 | $109,372.27 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 4 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,481.0099 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,043 | $54.11 | $164,656.73 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,924.0099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 3,200 | $246.98 | $790,336.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,881.0099 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 16:48 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,200 | $54.11 | $173,152.00 |
DisclosureSEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,081.0099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 8,440 | $0.00 Strike: $77.18 | $0.00 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · derivative · entry 8 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,440 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $181.71 | $18,171.00 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · nonDerivative · entry 7 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,295 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 8,240 | $181.71 | $1,497,283.81 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · nonDerivative · entry 6 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,395 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $181.70 | $18,170.01 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · nonDerivative · entry 5 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,635 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 8,440 | $77.18 | $651,399.20 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · nonDerivative · entry 4 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $181.67 | $36,333.00 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · nonDerivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,295 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,600 | $181.66 | $290,663.36 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,495 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:27 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $181.66 | $36,332.00 |
DisclosureSEC source: 0001127602-17-006227 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,095 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:24 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 49,592 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004882 · form4a.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,592 Underlying: Common Stock · 49,592 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:24 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 231.056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004882 · form4a.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,295 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:24 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004882 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,526 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:24 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 49,592 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004781 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,592 Underlying: Common Stock · 49,592 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:24 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 231.056 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004781 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,167 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/3/2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:24 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004781 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,167 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/3/2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.