Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Group President | February 06, 2023 | February 21, 2023 |
| TORO COTTC · Entity 2699 | Director | November 01, 2022 | November 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 06, 2023 · Filed February 21, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,781.5602 |
Reported balance
After 2023-02-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-02-06 · Tax withholding · Disposed 3,720 · Balance 70,781.5602 F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
TORO CO
Report date November 01, 2022 · Filed November 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 939 |
Reported balance
After 2022-11-01 transaction · row 1
1 source rowRow 1 · 2022-11-01 · Grant · Acquired 939 · Balance 939 F1: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan"). |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $105.12 · Expires 2032-11-01 | Direct | 1,670 |
Reported balance
After 2022-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-01 · Grant · Acquired 1,670 · Balance 1,670 F3: Annual option grant for service as a non-employee director issued under the 2022 Plan. F4: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date. |
| Common Stock UnitsSEC Table I · non-derivative | Direct | 3,539.791 |
Reported balance
Holding disclosure · report date 2022-11-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,539.791 F2: Includes 47.525 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan").
F2: Includes 47.525 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors.
F3: Annual option grant for service as a non-employee director issued under the 2022 Plan.
F4: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2017 Filed Feb 22, 2017 23:16 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 49,592 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007794 · form4a.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,592 Underlying: Common Stock · 49,592 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:16 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007794 · form4a.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,214.0383 F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:16 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007794 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,526.0383 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.