Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Group President | February 06, 2023 | February 21, 2023 |
| TORO COTTC · Entity 2699 | Director | November 01, 2022 | November 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 06, 2023 · Filed February 21, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,781.5602 |
Reported balance
After 2023-02-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-02-06 · Tax withholding · Disposed 3,720 · Balance 70,781.5602 F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
TORO CO
Report date November 01, 2022 · Filed November 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 939 |
Reported balance
After 2022-11-01 transaction · row 1
1 source rowRow 1 · 2022-11-01 · Grant · Acquired 939 · Balance 939 F1: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan"). |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $105.12 · Expires 2032-11-01 | Direct | 1,670 |
Reported balance
After 2022-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-01 · Grant · Acquired 1,670 · Balance 1,670 F3: Annual option grant for service as a non-employee director issued under the 2022 Plan. F4: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date. |
| Common Stock UnitsSEC Table I · non-derivative | Direct | 3,539.791 |
Reported balance
Holding disclosure · report date 2022-11-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,539.791 F2: Includes 47.525 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan").
F2: Includes 47.525 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors.
F3: Annual option grant for service as a non-employee director issued under the 2022 Plan.
F4: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2023 Filed Feb 8, 2023 22:14 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 13,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004050 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,431 Underlying: Common Stock · 13,431 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F7 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. F7 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 22:14 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004050 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,811.5602 F5 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 22:14 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,002.485 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004050 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,501.5602 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F3 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. F4 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 06, 2023 Filed Feb 21, 2023 14:03 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006076 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,781.5602 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 19:01 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 1,670 | $0.00 Strike: $105.12 | $0.00 |
DisclosureSEC source: 0001127602-22-024865 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670 Underlying: Common Stock · 1,670 shares Expires 2032-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the 2022 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 19:01 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024865 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan"). Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 18:25 UTC | 3M CO MMM · Entity 1275 | Disposition to issuerCommon Stock | 491 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-022089 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,830.108 F1 · shares: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer. F1 · price: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. F3 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. Read SEC document |
| September 01, 2022 Filed Sep 12, 2022 12:13 UTC Amendment | 3M CO MMM · Entity 1275 | Disposition to issuerCommon Stock | 36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-022266 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,285.108 F1 · shares: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M. 36 shares were accepted based on the final proration factor of 7.346065% for the exchange offer. F1 · price: The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M. 36 shares were accepted based on the final proration factor of 7.346065% for the exchange offer. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 43,705 | $0.00 Strike: $101.49 | $0.00 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · derivative · entry 17 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,705 shares Expires 2023-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 117 | $143.35 | $16,771.37 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 16 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,321.108 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F2 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 38 | $143.34 | $5,446.92 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 15 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,438.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 419 | $143.33 | $60,055.27 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 14 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,476.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $143.32 | $28,664.00 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 13 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,895.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 731 | $143.31 | $104,759.61 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 12 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,095.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 32 | $143.30 | $4,585.63 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 11 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,826.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 41 | $143.30 | $5,875.30 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 10 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,858.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 3,491 | $143.29 | $500,225.39 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 9 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,899.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,314 | $143.28 | $188,269.92 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 8 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,390.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 70 | $143.27 | $10,028.97 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 7 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,704.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 9,442 | $143.27 | $1,352,755.34 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 6 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,774.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 5,317 | $143.26 | $761,713.42 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 5 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,216.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 519 | $143.25 | $74,346.75 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 4 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,533.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 635 | $143.24 | $90,957.40 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 3 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,052.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 14,405 | $143.23 | $2,063,228.15 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,687.108 Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 14:31 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 43,705 | $101.49 | $4,435,620.45 |
DisclosureSEC source: 0001127602-22-020317 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,092.108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 23:47 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 59,600 | $0.00 Strike: $162.41 | $0.00 |
DisclosureSEC source: 0001127602-22-004051 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,600 Underlying: Common Stock · 59,600 shares Expires 2032-02-06 F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:47 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,447.706 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004051 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,077.4472 F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:47 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,315.06 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004051 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,525.1532 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 07, 2022 Filed Feb 22, 2022 14:39 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005846 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,076.1532 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 14:12 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 2,435 | $0.00 Strike: $97.52 | $0.00 |
DisclosureSEC source: 0001127602-21-028229 · form4.xml · derivative · entry 2 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435 Underlying: Common Stock · 2,435 shares Expires 2031-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 14:12 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028229 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,492.266 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of his stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 27.436 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:25 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 53,411 | $0.00 Strike: $175.02 | $0.00 |
DisclosureSEC source: 0001127602-21-003874 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,411 Underlying: Common Stock · 53,411 shares Expires 2031-02-01 F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:25 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 99.581 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003874 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,435.145 F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:25 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 4,237.475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003874 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,534.726 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 01, 2021 Filed Feb 16, 2021 19:23 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 134.387 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005780 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,400.339 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 18:30 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 30,875 | $0.00 Strike: $87.89 | $0.00 |
DisclosureSEC source: 0001127602-21-003205 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,875 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 18:30 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 30,875 | $175.53 | $5,419,519.63 |
DisclosureSEC source: 0001127602-21-003205 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,280.3799 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.47 to $175.71, inclusive. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. F3 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 18:30 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 30,875 | $87.89 | $2,713,603.75 |
DisclosureSEC source: 0001127602-21-003205 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,155.3799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:22 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,201 | $0.00 Strike: $83.12 | $0.00 |
DisclosureSEC source: 0001127602-20-028154 · form4.xml · derivative · entry 2 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 Underlying: Common Stock · 3,201 shares Expires 2030-11-02 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:22 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028154 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747.83 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of his stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 26.211 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| May 08, 2020 Filed May 11, 2020 14:54 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 7,812 | $0.00 Strike: $89.47 | $0.00 |
DisclosureSEC source: 0001127602-20-015994 · form4.xml · derivative · entry 4 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,812 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 11, 2020 14:54 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 7,812 | $148.36 | $1,158,988.32 |
DisclosureSEC source: 0001127602-20-015994 · form4.xml · nonDerivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,899.5551 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| May 08, 2020 Filed May 11, 2020 14:54 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 7,812 | $89.47 | $698,939.64 |
DisclosureSEC source: 0001127602-20-015994 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,711.5551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 11, 2020 14:54 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 6,250 | $148.32 | $927,000.00 |
DisclosureSEC source: 0001127602-20-015994 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,899.5551 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 18:11 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,200 | $159.19 | $191,022.00 |
DisclosureSEC source: 0001127602-20-006316 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,604.2336 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 18:11 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 5,050 | $159.16 | $803,780.73 |
DisclosureSEC source: 0001127602-20-006316 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,804.2336 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:47 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 52,572 | $0.00 Strike: $157.24 | $0.00 |
DisclosureSEC source: 0001127602-20-004090 · form4.xml · derivative · entry 3 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,572 Underlying: Common Stock · 52,572 shares Expires 2030-02-03 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:47 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 209.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004090 · form4.xml · nonDerivative · entry 2 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,854.2336 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:47 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,978.874 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004090 · form4.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,063.8936 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017 The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 04, 2020 Filed Feb 21, 2020 20:59 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 90.712 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006937 · form4a.xml · nonDerivative · entry 1 Vale Michael G. · CIK 0001527527 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,973.1816 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.