Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | SVP Gnrl Counsel & Secretary | February 17, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date February 17, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-02-17 | Direct | 6,300 |
Reported balance
After 2023-02-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-17 · Grant · Acquired 6,300 · Balance 6,300 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $42.93 · Expires 2033-02-17 | Direct | 21,250 |
Reported balance
After 2023-02-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-17 · Grant · Acquired 21,250 · Balance 21,250 F2: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $42.93 per share and no more than one-third of the grant can vest per year during the first three years. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.
F2: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $42.93 per share and no more than one-third of the grant can vest per year during the first three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2017 Filed Mar 8, 2017 21:06 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010813 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300 shares Expires 2017-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:06 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 103 | $34.00 | $3,502.00 |
DisclosureSEC source: 0001127602-17-010813 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,320 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:06 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010813 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 12,100 | $0.00 Strike: $34.10 | $0.00 |
DisclosureSEC source: 0001127602-17-006956 · form4.xml · derivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,100 Underlying: Common Stock · 12,100 shares Expires 2027-02-15 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006956 · form4.xml · derivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2020-02-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:55 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 2,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006105 · form4.xml · derivative · entry 4 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires 2017-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:55 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 976 | $34.59 | $33,759.84 |
DisclosureSEC source: 0001127602-17-006105 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,106 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:55 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 2,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006105 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 22:22 UTC | AVIENT CORP POL · Entity 4061 | SaleCommon Stock | 10,223 | $33.90 | $346,577.08 |
DisclosureSEC source: 0001127602-17-003157 · form4.xml · nonDerivative · entry 3 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,068 F1 · price: The sales price is a weighted average for the sales transactions. The sales prices range from a low of $33.63 per share to a high of $34.29 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:22 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 20,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001127602-17-003157 · form4.xml · derivative · entry 5 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning February 17, 2011. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:22 UTC | AVIENT CORP POL · Entity 4061 | Disposition to issuerCommon Stock | 9,777 | $34.10 | $333,395.70 |
DisclosureSEC source: 0001127602-17-003157 · form4.xml · nonDerivative · entry 2 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,291 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:22 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 20,000 | $7.99 | $159,800.00 |
DisclosureSEC source: 0001127602-17-003157 · form4.xml · nonDerivative · entry 1 Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.