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person · Reporting owner

Bollesen Michael

Disclosed activity across 1 company

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116676
SEC CIK
0001747650

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXLINEAR, INCMXL · Entity 3882Vice President of SalesFebruary 20, 2023February 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXLINEAR, INC

Report date February 20, 2023 · Filed February 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect115,305 Reported balance After 2023-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-02-20 · Exercise / conversion · Acquired 1,006 · Balance 115,305

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Common StockSEC Table I · non-derivativeDirect114,299 Reported balance After 2023-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-02-20 · Tax withholding · Disposed 1,006 · Balance 114,299

F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,088 Reported balance After 2023-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-20 · Exercise / conversion · Disposed 1,006 · Balance 6,088

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,118 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,118 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2021 Filed Aug 24, 2021 17:46 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 579 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000211 · wf-form4_162984159638681.xml · derivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,522

Underlying: Common Stock · 579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 17:46 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000211 · wf-form4_162984159638681.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,725

Underlying: Common Stock · 1,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 17:46 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,404 $49.47 $118,925.88
Disclosure

SEC source: 0001288469-21-000211 · wf-form4_162984159638681.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,257

Read SEC document
August 20, 2021 Filed Aug 24, 2021 17:46 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 2,404 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000211 · wf-form4_162984159638681.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2021 Filed May 24, 2021 19:16 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 888 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000139 · wf-form4_162189820124252.xml · derivative · entry 5

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,136

Underlying: Common Stock · 888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed May 24, 2021 19:16 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,339 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000139 · wf-form4_162189820124252.xml · derivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,456

Underlying: Common Stock · 1,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 13,507 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 13,507 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

Read SEC document
May 20, 2021 Filed May 24, 2021 19:16 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,455 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000139 · wf-form4_162189820124252.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,407

Underlying: Common Stock · 1,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
May 20, 2021 Filed May 24, 2021 19:16 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,682 $35.80 $131,815.60
Disclosure

SEC source: 0001288469-21-000139 · wf-form4_162189820124252.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,810

Read SEC document
May 20, 2021 Filed May 24, 2021 19:16 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 3,682 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000139 · wf-form4_162189820124252.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 915 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 17, 2021.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 16:54 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 10,474 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000169 · wf-form4_162266724342208.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

Underlying: Common Stock · 10,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,066 $39.77 $42,394.82
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 10

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,625

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 3,084 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 9

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,691

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,600 $39.77 $63,632.00
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 8

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,607

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,627 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 7

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,207

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 436 $39.77 $17,339.72
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 6

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,580

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,261 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 5

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,016

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 930 $39.77 $36,986.10
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,755

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 2,701 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,685

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,864 $39.77 $74,131.28
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,984

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:52 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 5,392 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000048 · wf-form4_161472915607559.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,848

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 26, 2021.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:59 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,445 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000030 · wf-form4_161411756083088.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,088

Underlying: Common Stock · 1,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:59 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,445 $38.33 $55,386.85
Disclosure

SEC source: 0001288469-21-000030 · wf-form4_161411756083088.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,456

F2 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:59 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,445 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000030 · wf-form4_161411756083088.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:55 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,272 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000235 · wf-form4_160617929855404.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,769

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:55 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,272 $29.22 $37,167.84
Disclosure

SEC source: 0001288469-20-000235 · wf-form4_160617929855404.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,220

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:55 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000235 · wf-form4_160617929855404.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:43 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000183 · wf-form4_159830180938390.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,450

Underlying: Common Stock · 1,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:43 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,273 $25.48 $32,436.04
Disclosure

SEC source: 0001288469-20-000183 · wf-form4_159830180938390.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,811

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:43 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,273 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000183 · wf-form4_159830180938390.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:58 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 11,691 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000168 · wf-form4_159735229240203.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,691

Underlying: Common Stock · 11,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:18 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 466 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000105 · wf-form4_159017871070458.xml · derivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,157

Underlying: Common Stock · 466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 13,507 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 13,507 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:18 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,272 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000105 · wf-form4_159017871070458.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,132

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:18 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,738 $17.37 $30,189.06
Disclosure

SEC source: 0001288469-20-000105 · wf-form4_159017871070458.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,402

Read SEC document
May 20, 2020 Filed May 22, 2020 16:18 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,738 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000105 · wf-form4_159017871070458.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 1,247 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 25,706 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · derivative · entry 5

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,706

Underlying: Common Stock · 25,706 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,479 $11.67 $28,929.93
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,862

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 7,290 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,341

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 181 $11.67 $2,112.27
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,051

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,232

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:11 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,504 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000022 · wf-form4_158258944324475.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,813

Underlying: Common Stock · 1,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:11 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,504 $18.66 $28,064.64
Disclosure

SEC source: 0001288469-20-000022 · wf-form4_158258944324475.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,692

Read SEC document
February 20, 2020 Filed Feb 24, 2020 19:11 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,504 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000022 · wf-form4_158258944324475.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:08 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,272 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000185 · wf-form4_157445691034737.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,494

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:08 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,272 $19.99 $25,427.28
Disclosure

SEC source: 0001288469-19-000185 · wf-form4_157445691034737.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,515

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:08 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000185 · wf-form4_157445691034737.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 1,012 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 19:52 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 5,091 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000131 · wf-form4_156651793790249.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,175

Underlying: Common Stock · 5,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 19:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 5,091 $20.66 $105,180.06
Disclosure

SEC source: 0001288469-19-000131 · wf-form4_156651793790249.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,094

Read SEC document
August 20, 2019 Filed Aug 22, 2019 19:52 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 5,091 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000131 · wf-form4_156651793790249.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 1,249 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:35 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 13,507 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000090 · wf-form4_155856813112607.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,507

Underlying: Common Stock · 13,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:16 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 837 $23.63 $19,778.31
Disclosure

SEC source: 0001288469-19-000036 · wf-form4_155121575839403.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.