Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPWORK, INCUPWK · Entity 4876 | Chief Sales Officer | February 18, 2023 | February 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPWORK, INC
Report date February 18, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,188 |
Ending reported balance
After 2023-02-21 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2023-02-18 · Exercise / conversion · Acquired 6,735 · Balance 45,973 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 2 · 2023-02-18 · Exercise / conversion · Acquired 263 · Balance 46,236 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 3 · 2023-02-18 · Exercise / conversion · Acquired 526 · Balance 46,762 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 4 · 2023-02-18 · Exercise / conversion · Acquired 8,790 · Balance 55,552 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 5 · 2023-02-18 · Exercise / conversion · Acquired 3,924 · Balance 59,476 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 6 · 2023-02-18 · Exercise / conversion · Acquired 3,043 · Balance 62,519 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Row 7 · 2023-02-21 · Sale · Disposed 11,331 · Balance 51,188 F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 35,159 |
Reported balance
After 2023-02-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-18 · Grant · Acquired 35,159 · Balance 35,159 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 40,000 |
Reported balance
After 2023-02-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-02-18 · Grant · Acquired 40,000 · Balance 40,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 26,940 |
Reported balance
After 2023-02-18 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-18 · Exercise / conversion · Disposed 6,735 · Balance 26,940 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 2,090 |
Reported balance
After 2023-02-18 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-02-18 · Exercise / conversion · Disposed 263 · Balance 2,090 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F7: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 4,205 |
Reported balance
After 2023-02-18 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-02-18 · Exercise / conversion · Disposed 526 · Balance 4,205 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 26,369 |
Reported balance
After 2023-02-18 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-02-18 · Exercise / conversion · Disposed 8,790 · Balance 26,369 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 47,089 |
Reported balance
After 2023-02-18 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-02-18 · Exercise / conversion · Disposed 3,924 · Balance 47,089 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F9: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 6,086 |
Reported balance
After 2023-02-18 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2023-02-18 · Exercise / conversion · Disposed 3,043 · Balance 6,086 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F10: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.
F5: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
F6: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
F7: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.
F8: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
F9: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
F10: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2022 Filed Feb 23, 2022 19:03 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 1,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012390 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 19:03 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 6,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012390 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 24, 2022 19:04 UTC Amendment | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 62,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012812 · doc4a.xml · derivative · entry 1 Gilpin Eric · CIK 0001809355 · Chief Sales Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,785 Underlying: Common Stock · 62,785 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 19:08 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007843 · doc4.xml · derivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,183 Underlying: Common Stock · 4,183 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 15:22 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,744 | $39.12 | $68,225.28 |
DisclosureSEC source: 0001209191-21-066918 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,055 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 20:22 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066258 · doc4.xml · derivative · entry 5 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,834 Underlying: Common Stock · 525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 20:22 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066258 · doc4.xml · derivative · entry 4 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,614 Underlying: Common Stock · 6,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 20:22 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 3,501 | $42.21 | $147,769.51 |
DisclosureSEC source: 0001209191-21-066258 · doc4.xml · nonDerivative · entry 3 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,799 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $42.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 20:22 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066258 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 20:22 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 6,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066258 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 997 shares acquired under the Issuer's employee stock purchase plan on November 12, 2021. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 19:04 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 943 | $48.15 | $45,406.86 |
DisclosureSEC source: 0001209191-21-062509 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,043 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.95 to $48.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 19:04 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 2,994 | $47.33 | $141,704.82 |
DisclosureSEC source: 0001209191-21-062509 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,986 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.94 to $47.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:16 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052855 · doc4.xml · derivative · entry 6 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,359 Underlying: Common Stock · 526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:16 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052855 · doc4.xml · derivative · entry 5 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,349 Underlying: Common Stock · 6,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:16 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 193 | $41.38 | $7,986.71 |
DisclosureSEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 4 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,980 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.3711 to $41.395 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:16 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 3,131 | $40.73 | $127,537.53 |
DisclosureSEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 3 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,173 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.37 to $41.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:16 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:16 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 6,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052855 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2021 Filed May 20, 2021 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034617 · doc4.xml · derivative · entry 6 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,885 Underlying: Common Stock · 525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| May 18, 2021 Filed May 20, 2021 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034617 · doc4.xml · derivative · entry 5 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,084 Underlying: Common Stock · 6,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| May 18, 2021 Filed May 20, 2021 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 240 | $40.32 | $9,676.80 |
DisclosureSEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 4 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,043 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2021 Filed May 20, 2021 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 3,075 | $40.27 | $123,830.25 |
DisclosureSEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 3 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,283 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2021 Filed May 20, 2021 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2021 Filed May 20, 2021 19:12 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 6,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-034617 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 1,065 shares acquired under the Issuer's employee stock purchase plan on May 14, 2021. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 19:17 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 36 | $55.22 | $1,987.92 |
DisclosureSEC source: 0001209191-21-012556 · doc4.xml · nonDerivative · entry 4 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,033 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.21 to $55.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 19:17 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 540 | $54.64 | $29,503.60 |
DisclosureSEC source: 0001209191-21-012556 · doc4.xml · nonDerivative · entry 3 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,069 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.21 to $55.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 19:17 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 2,813 | $53.60 | $150,773.42 |
DisclosureSEC source: 0001209191-21-012556 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,609 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.21 to $54.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 19:17 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012556 · doc4.xml · derivative · entry 6 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,819 Underlying: Common Stock · 6,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 19:17 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 6,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-012556 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:17 UTC | UPWORK, INC UPWK · Entity 4876 | GrantRestricted Stock Units (RSU) · Derivative | 8,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012556 · doc4.xml · derivative · entry 5 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,410 Underlying: Common Stock · 8,410 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 969 | $36.04 | $34,921.79 |
DisclosureSEC source: 0001209191-20-059803 · doc4.xml · nonDerivative · entry 4 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.88 to $36.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 2,622 | $35.48 | $93,034.07 |
DisclosureSEC source: 0001209191-20-059803 · doc4.xml · nonDerivative · entry 3 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,656 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.87 to $35.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059803 · doc4.xml · derivative · entry 5 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,554 Underlying: Common Stock · 6,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 3,144 | $34.10 | $107,208.51 |
DisclosureSEC source: 0001209191-20-059803 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,278 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.59 to $34.535 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 19:46 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 6,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-059803 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 1,081 shares acquired under the Issuer's employee stock purchase plan on November 13, 2020. Read SEC document |
| November 10, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · derivative · entry 12 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 10,000 shares Expires 2026-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The stock option vested with respect to 1/5th of the total shares on April 20, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| November 10, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 500 | $27.91 | $13,956.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 9 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.61 to $28.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 8,500 | $27.26 | $231,721.90 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 8 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,106 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.60 to $27.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 1,000 | $25.98 | $25,975.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 7 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,606 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 10,000 | $3.23 | $32,300.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 6 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.04 | $0.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · derivative · entry 11 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The stock option vested with respect to 1/60th of the total shares on March 6, 2018, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · derivative · entry 10 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 40,000 shares Expires 2026-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The stock option vested with respect to 1/5th of the total shares on April 20, 2017, and then 1/60th of the total shares vest monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 10,223 | $29.26 | $299,127.02 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 5 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 64,853 | $28.54 | $1,850,593.33 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 4 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,829 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.19 to $29.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 14,924 | $27.79 | $414,799.15 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 3 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,682 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.17 to $28.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 50,000 | $4.04 | $202,000.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 18:58 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionCommon Stock | 40,000 | $3.23 | $129,200.00 |
DisclosureSEC source: 0001209191-20-057763 · doc4.xml · nonDerivative · entry 1 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 20:06 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 3,754 | $15.01 | $56,350.17 |
DisclosureSEC source: 0001209191-20-047838 · doc4.xml · nonDerivative · entry 3 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:06 UTC | UPWORK, INC UPWK · Entity 4876 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 6,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047838 · doc4.xml · derivative · entry 4 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,289 Underlying: Common Stock · 6,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:06 UTC | UPWORK, INC UPWK · Entity 4876 | SaleCommon Stock | 2,981 | $15.03 | $44,814.86 |
DisclosureSEC source: 0001209191-20-047838 · doc4.xml · nonDerivative · entry 2 Gilpin Eric · CIK 0001809355 · Senior VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,360 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.95 to $15.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.