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Gilpin Eric

Disclosed activity across 1 company

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116617
SEC CIK
0001809355

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UPWORK, INCUPWK · Entity 4876Chief Sales OfficerFebruary 18, 2023February 22, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UPWORK, INC

Report date February 18, 2023 · Filed February 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,188 Ending reported balance After 2023-02-21 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2023-02-18 · Exercise / conversion · Acquired 6,735 · Balance 45,973

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 2 · 2023-02-18 · Exercise / conversion · Acquired 263 · Balance 46,236

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 3 · 2023-02-18 · Exercise / conversion · Acquired 526 · Balance 46,762

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 4 · 2023-02-18 · Exercise / conversion · Acquired 8,790 · Balance 55,552

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 5 · 2023-02-18 · Exercise / conversion · Acquired 3,924 · Balance 59,476

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 6 · 2023-02-18 · Exercise / conversion · Acquired 3,043 · Balance 62,519

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Row 7 · 2023-02-21 · Sale · Disposed 11,331 · Balance 51,188

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect35,159 Reported balance After 2023-02-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-02-18 · Grant · Acquired 35,159 · Balance 35,159

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect40,000 Reported balance After 2023-02-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-02-18 · Grant · Acquired 40,000 · Balance 40,000

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect26,940 Reported balance After 2023-02-18 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-02-18 · Exercise / conversion · Disposed 6,735 · Balance 26,940

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect2,090 Reported balance After 2023-02-18 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-02-18 · Exercise / conversion · Disposed 263 · Balance 2,090

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect4,205 Reported balance After 2023-02-18 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-02-18 · Exercise / conversion · Disposed 526 · Balance 4,205

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect26,369 Reported balance After 2023-02-18 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2023-02-18 · Exercise / conversion · Disposed 8,790 · Balance 26,369

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect47,089 Reported balance After 2023-02-18 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2023-02-18 · Exercise / conversion · Disposed 3,924 · Balance 47,089

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F9: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect6,086 Reported balance After 2023-02-18 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2023-02-18 · Exercise / conversion · Disposed 3,043 · Balance 6,086

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F10: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F8: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F9: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F10: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 11,331 $11.47 $129,928.04
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · nonDerivative · entry 7

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,188

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.38 to $11.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,043 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 15

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,086

Underlying: Common Stock · 3,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F10 · derivative.exercise_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F10 · derivative.expiration_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 14

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,089

Underlying: Common Stock · 3,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F9 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F9 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 8,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 13

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,369

Underlying: Common Stock · 8,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 12

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,205

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 11

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090

Underlying: Common Stock · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 10

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,940

Underlying: Common Stock · 6,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 GrantRestricted Stock Units (RSU) · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 9

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2023, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 GrantRestricted Stock Units (RSU) · Derivative 35,159 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · derivative · entry 8

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,159

Underlying: Common Stock · 35,159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest 25% on February 18, 2023, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · nonDerivative · entry 6

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · nonDerivative · entry 5

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 8,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 263 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:35 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-012018 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 7,179 $12.06 $86,613.92
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · nonDerivative · entry 6

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,238

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.67 to $12.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · derivative · entry 11

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,129

Underlying: Common Stock · 3,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · derivative · entry 10

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,013

Underlying: Common Stock · 3,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · derivative · entry 9

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 261 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · derivative · entry 8

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · derivative · entry 7

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675

Underlying: Common Stock · 6,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · nonDerivative · entry 5

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 20:05 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058540 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · derivative · entry 10

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,937

Underlying: Common Stock · 3,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 525 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · derivative · entry 9

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

Underlying: Common Stock · 525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 263 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · derivative · entry 8

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · derivative · entry 7

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,410

Underlying: Common Stock · 6,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 GrantRestricted Stock Units (RSU) · Derivative 12,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · derivative · entry 6

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,171

Underlying: Common Stock · 12,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments on each quarterly anniversary, beginning on November 18, 2022 over four quarters of continuous service, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 5,351 $18.54 $99,212.89
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · nonDerivative · entry 5

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,929

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.43 to $18.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 525 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 263 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 19:27 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047086 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 3,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 9

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,861

Underlying: Common Stock · 3,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F8 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2022, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 8

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F7 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 261 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 7

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,877

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · derivative · entry 6

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,145

Underlying: Common Stock · 6,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 5,509 $16.07 $88,512.00
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 5

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,833

F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.94 to $16.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 3,924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 2

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 6,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031154 · doc4.xml · nonDerivative · entry 1

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 555 shares acquired under the Issuer's employee stock purchase plan on May 13, 2022.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 526 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012390 · doc4.xml · derivative · entry 7

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,308

Underlying: Common Stock · 526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2021, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012390 · doc4.xml · derivative · entry 6

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138

Underlying: Common Stock · 1,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: The RSUs vest 25% on February 18, 2022, and then 6.25% of the total shares vest on each quarterly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionRestricted Stock Units (RSU) · Derivative 6,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012390 · doc4.xml · derivative · entry 5

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,879

Underlying: Common Stock · 6,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal quarterly installments over four years beginning on May 18, 2020, subject to the continuing employment of the Reporting Person with the Issuer on each vesting date.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 SaleCommon Stock 4,019 $24.42 $98,123.89
Disclosure

SEC source: 0001209191-22-012390 · doc4.xml · nonDerivative · entry 4

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,342

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.17 to $24.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 19:03 UTC UPWORK, INC UPWK · Entity 4876 Exercise / conversionCommon Stock 526 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012390 · doc4.xml · nonDerivative · entry 3

Gilpin Eric · CIK 0001809355 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.