Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SVB FINANCIAL GROUPSIVB · Entity 86203 | Chief Financial Officer | February 27, 2023 | March 01, 2023 |
| USBC, Inc.USBC · Entity 6370 | Chief Financial Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SVB FINANCIAL GROUP
Report date February 27, 2023 · Filed March 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,207 |
Reported balance
After 2023-02-27 transaction · row 1
1 source rowRow 1 · 2023-02-27 · Sale · Disposed 2,000 · Balance 4,207 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k)/ESOP | 35 |
Reported balance
Holding disclosure · report date 2023-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 35 |
USBC, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2036-10-01 | Direct | 2,500,000 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,500,000 · Balance 2,500,000 F1: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantPerformance Restricted Stock Unit · Derivative | 2,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · derivative · entry 13 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134 Underlying: Common Stock · 2,134 shares Expires 2028-05-03 F9 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F10 · derivative.exercise_date: Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2024. Read SEC document |
| May 03, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 711 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · derivative · entry 12 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711 Underlying: Common Stock · 711 shares Expires 2028-05-03 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F8 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 03, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 2,136 | $0.00 Strike: $564.63 | $0.00 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · derivative · entry 11 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,136 Underlying: Common Stock · 2,136 shares Expires 2028-05-03 F7 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · derivative · entry 10 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354 Underlying: Common Stock · 452 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2020. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · derivative · entry 9 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616 Underlying: Common Stock · 309 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · derivative · entry 8 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184 Underlying: Common Stock · 184 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F4 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 225 | $564.63 | $127,041.75 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · nonDerivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 154 | $564.63 | $86,953.02 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · nonDerivative · entry 5 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,608 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 92 | $564.63 | $51,945.96 |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,762 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003262 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 15:14 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 859 | $0.00 Strike: $250.43 | $0.00 |
DisclosureSEC source: 0001562180-21-000721 · primarydocument.xml · derivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,577 Underlying: Common Stock · 859 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 15:14 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 630 | $444.66 | $280,135.80 |
DisclosureSEC source: 0001562180-21-000721 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,909 Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 15:14 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 859 | $444.66 | $381,962.94 |
DisclosureSEC source: 0001562180-21-000721 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539 Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 15:14 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 859 | $250.43 | $215,119.37 |
DisclosureSEC source: 0001562180-21-000721 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 15:14 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 1,292 | $437.78 | $565,611.76 |
DisclosureSEC source: 0001562180-21-000721 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539 F1 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 13:02 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 3,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000465 · primarydocument.xml · derivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,271 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · shares: To the extent deemed earned on January 20, 2021, these awards are scheduled to complete their time-based vesting, and cliff vest on January 29, 2021. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 13:02 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 3,271 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-000465 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,831 F1 · shares: To the extent deemed earned on January 20, 2021, these awards are scheduled to complete their time-based vesting, and cliff vest on January 29, 2021. F2 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 1,103 | $0.00 Strike: $169.49 | $0.00 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · derivative · entry 13 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Underlying: Common Stock · 1,103 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2020. F4 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 1,102 | $0.00 Strike: $169.49 | $0.00 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · derivative · entry 12 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837 Underlying: Common Stock · 1,102 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2020. F4 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · derivative · entry 11 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684 Underlying: Common Stock · 684 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F4 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · derivative · entry 10 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421 Underlying: Common Stock · 421 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F4 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 1,102 | $240.15 | $264,645.30 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 8 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560 F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2020. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 1,103 | $240.15 | $264,885.45 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 7 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2020. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 1,103 | $169.49 | $186,947.47 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2020. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 1,102 | $169.49 | $186,777.98 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 5 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 25, 2020. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 237 | $235.20 | $55,742.40 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 199 | $235.20 | $46,804.80 |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-004392 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · derivative · entry 10 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925 Underlying: Common Stock · 309 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F9 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · derivative · entry 9 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368 Underlying: Common Stock · 185 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F8 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · derivative · entry 8 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,806 Underlying: Common Stock · 1,806 shares Expires 2027-05-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F7 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantPerformance Restricted Stock Unit · Derivative | 5,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · derivative · entry 7 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,418 Underlying: Common Stock · 5,418 shares Expires 2027-05-01 F5 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2023. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 5,270 | $0.00 Strike: $184.86 | $0.00 |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · derivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,270 Underlying: Common Stock · 5,270 shares Expires 2027-05-01 F4 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 107 | $184.86 | $19,780.02 |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,891 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 64 | $184.86 | $11,831.04 |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:33 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003409 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 12:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 421 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-003413 · primarydocument.xml · derivative · entry 7 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842 Underlying: Common Stock · 421 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F3 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 12:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 685 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-003413 · primarydocument.xml · derivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Underlying: Common Stock · 685 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F3 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 12:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 146 | $212.27 | $30,991.42 |
DisclosureSEC source: 0001562180-19-003413 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 12:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 237 | $212.27 | $50,307.99 |
DisclosureSEC source: 0001562180-19-003413 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,714 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 12:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-003413 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 12:26 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-003413 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 3,436 | $0.00 Strike: $250.43 | $0.00 |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · derivative · entry 10 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,436 Underlying: Common Stock · 3,436 shares Expires 2026-05-01 F10 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 2,863 | $0.00 Strike: $250.43 | $0.00 |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · derivative · entry 9 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,863 Underlying: Common Stock · 2,863 shares Expires 2026-05-01 F9 · derivative.exercise_date: Stock options are subject to cliff vest on May 1, 2022. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 1,234 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · derivative · entry 8 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234 Underlying: Common Stock · 1,234 shares Expires 2026-05-01 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F8 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 1,028 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · derivative · entry 7 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028 Underlying: Common Stock · 1,028 shares Expires 2026-05-01 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F7 · derivative.exercise_date: Restricted stock units are subject to cliff vest on May 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.