Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SVB FINANCIAL GROUPSIVB · Entity 86203 | Chief Financial Officer | February 27, 2023 | March 01, 2023 |
| USBC, Inc.USBC · Entity 6370 | Chief Financial Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SVB FINANCIAL GROUP
Report date February 27, 2023 · Filed March 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,207 |
Reported balance
After 2023-02-27 transaction · row 1
1 source rowRow 1 · 2023-02-27 · Sale · Disposed 2,000 · Balance 4,207 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k)/ESOP | 35 |
Reported balance
Holding disclosure · report date 2023-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 35 |
USBC, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2036-10-01 | Direct | 2,500,000 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,500,000 · Balance 2,500,000 F1: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 185 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · derivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 Underlying: Common Stock · 185 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantPerformance Restricted Stock Unit · Derivative | 3,703 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · derivative · entry 5 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,788 Underlying: Common Stock · 3,703 shares Expires 2026-05-01 F4 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2022. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantPerformance Restricted Stock Unit · Derivative | 3,085 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · derivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,085 Underlying: Common Stock · 3,085 shares Expires 2026-05-01 F4 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2022. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 64 | $250.43 | $16,027.52 |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2019 Filed May 3, 2019 14:52 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002533 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 19:05 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 422 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-002911 · primarydocument.xml · derivative · entry 7 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263 Underlying: Common Stock · 422 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F3 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2018. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 19:05 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 685 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-002911 · primarydocument.xml · derivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,053 Underlying: Common Stock · 685 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F3 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2018. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 19:05 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 237 | $318.70 | $75,531.90 |
DisclosureSEC source: 0001562180-18-002911 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 19:05 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 146 | $318.70 | $46,530.20 |
DisclosureSEC source: 0001562180-18-002911 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 19:05 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-002911 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 19:05 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-002911 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:36 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 2,313 | $0.00 Strike: $305.46 | $0.00 |
DisclosureSEC source: 0001562180-18-002223 · primarydocument.xml · derivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,313 Underlying: Common Stock · 2,313 shares Expires 2025-05-01 F6 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:36 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 738 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-002223 · primarydocument.xml · derivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738 Underlying: Common Stock · 738 shares Expires 2025-05-01 F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:36 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantPerformance Restricted Stock Unit · Derivative | 5,166 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-002223 · primarydocument.xml · derivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,166 Underlying: Common Stock · 5,166 shares Expires 2025-05-01 F2 · shares: Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting. Subject to the approval of the Compensation Committee (or Board), the amount of RSUs that will be deemed earned will be based: (i) 21.42857% on the Company's achievement of total shareholder return for calendar years 2018, 2019 and 2020, as compared against the Company's designated Peer Group, subject to the discretion of the Compensation Committee (or Board); and (ii) 78.57143% on Compensation Committee (or Board) discretionary assessment of management execution of strategic objectives relating to the Company's Transformation Office and other initiatives for calendar years 2018, 2019, and 2020. To the extent deemed earned at the end of the three-year performance period, these PRSUs will be subject to additional time-based vesting and will vest on January 29, 2021. F3 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 13:11 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 2,939 | $169.49 Strike: $169.49 | $498,131.11 |
DisclosureSEC source: 0001562180-17-002223 · primarydocument.xml · derivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,939 Underlying: Common Stock · 2,939 shares Expires 2024-06-05 F3 · derivative.exercise_date: The grant of stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. The exercise price of the stock options is determined based on the closing price of SVB's common stock on the date of grant. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 13:11 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 2,738 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-002223 · primarydocument.xml · derivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,423 Underlying: Common Stock · 2,738 shares Expires 2024-06-05 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 13:11 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 1,685 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-002223 · primarydocument.xml · derivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685 Underlying: Common Stock · 1,685 shares Expires 2024-06-05 F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F2 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.