Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SVB FINANCIAL GROUPSIVB · Entity 86203 | Chief Financial Officer | February 27, 2023 | March 01, 2023 |
| USBC, Inc.USBC · Entity 6370 | Chief Financial Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SVB FINANCIAL GROUP
Report date February 27, 2023 · Filed March 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,207 |
Reported balance
After 2023-02-27 transaction · row 1
1 source rowRow 1 · 2023-02-27 · Sale · Disposed 2,000 · Balance 4,207 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k)/ESOP | 35 |
Reported balance
Holding disclosure · report date 2023-02-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 35 |
USBC, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2036-10-01 | Direct | 2,500,000 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,500,000 · Balance 2,500,000 F1: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:51 UTC | USBC, Inc. USBC · Entity 6370 | GrantOption to Purchase Common Stock · Derivative | 2,500,000 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001161697-26-000232 · form4.xml · derivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Common Stock · 2,500,000 shares Expires 2036-10-01 F1 · security: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years. F1 · kind: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years. F1 · derivative.exercise_date: On October 1, 2026 (the "Grant Date"), the Reporting Person was granted an option to purchase 2,500,000 shares of the Issuer's common stock pursuant to the Issuer's 2021 Equity Incentive Plan. The option will vest as to 25% of the shares covered by the option on the one-year anniversary of the Grant Date and in quarterly installments thereafter over the next three years. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 17:18 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 2,000 | $287.59 | $575,180.00 |
DisclosureSEC source: 0001562180-23-002059 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,207 Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:20 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 801 | $302.44 | $242,254.44 |
DisclosureSEC source: 0001562180-23-000810 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,207 F1 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 15:54 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000527 · primarydocument.xml · derivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,257 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · shares: To the extent deemed earned on January 18, 2023, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2023. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 15:54 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 2,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-000527 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,008 F1 · shares: To the extent deemed earned on January 18, 2023, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2023. F2 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 15:04 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 580 | $231.69 | $134,380.20 |
DisclosureSEC source: 0001562180-22-008026 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,751 Read SEC document |
| June 30, 2022 Filed Dec 5, 2022 15:04 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 36 | $335.74 | $12,086.71 |
DisclosureSEC source: 0001562180-22-008026 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,331 F1 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 03, 2022 Filed May 5, 2022 18:21 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003829 · primarydocument.xml · derivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533 Underlying: Common Stock · 178 shares Expires 2028-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F3 · derivative.exercise_date: 25%/4yr beginning on 03-May-2021. Read SEC document |
| May 03, 2022 Filed May 5, 2022 18:21 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 85 | $512.62 | $43,572.70 |
DisclosureSEC source: 0001562180-22-003829 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,295 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 03, 2022 Filed May 5, 2022 18:21 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003829 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 2,875 | $0.00 Strike: $497.67 | $0.00 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · derivative · entry 16 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875 Underlying: Common Stock · 2,875 shares Expires 2029-05-02 F11 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 1,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · derivative · entry 15 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165 Underlying: Common Stock · 1,165 shares Expires 2029-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F10 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantPerformance Restricted Stock Unit · Derivative | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · derivative · entry 14 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495 Underlying: Common Stock · 3,495 shares Expires 2029-05-02 F8 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F9 · derivative.exercise_date: Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2025. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · derivative · entry 13 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902 Underlying: Common Stock · 452 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F7 · derivative.exercise_date: 25%/4yr beginning on 01-May-2020. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · derivative · entry 12 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 308 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · derivative · entry 11 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,028 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: Restricted stock units are subject to cliff vest on May 1, 2022. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · derivative · entry 10 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 184 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F4 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 153 | $497.67 | $76,143.51 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 8 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,202 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 510 | $497.67 | $253,811.70 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 7 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,355 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 225 | $497.67 | $111,975.75 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,865 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 92 | $497.67 | $45,785.64 |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 5 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,090 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 1,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 452 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2022 Filed May 4, 2022 21:22 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003807 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 13:18 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 2,900 | $595.08 | $1,725,732.00 |
DisclosureSEC source: 0001562180-22-002075 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,210 Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:38 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 1,469 | $583.90 | $857,749.10 |
DisclosureSEC source: 0001562180-22-000947 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,110 F1 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:38 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 1,282 | $583.90 | $748,559.80 |
DisclosureSEC source: 0001562180-22-000947 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,579 F1 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of performance restricted stock units. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 2,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000578 · primarydocument.xml · derivative · entry 5 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,962 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · shares: To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 3,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000578 · primarydocument.xml · derivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,085 shares Expires 2026-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F1 · shares: To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 2,962 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-000578 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,861 F1 · shares: To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022. F2 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 18:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 3,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-000578 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,899 F1 · shares: To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022. F2 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 12:11 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 550 | $702.49 | $386,369.50 |
DisclosureSEC source: 0001562180-21-007418 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,814 Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 575 | $597.60 | $343,620.00 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 11 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,364 Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 1,318 | $0.00 Strike: $184.86 | $0.00 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · derivative · entry 18 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,952 Underlying: Common Stock · 1,318 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 25%/4yr beginning on 01-May-2020. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 859 | $0.00 Strike: $250.43 | $0.00 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · derivative · entry 17 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,718 Underlying: Common Stock · 859 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 1,735 | $0.00 Strike: $305.46 | $0.00 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · derivative · entry 16 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578 Underlying: Common Stock · 1,735 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 734 | $0.00 Strike: $169.49 | $0.00 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · derivative · entry 15 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 734 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 27 | $598.32 | $16,154.62 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 10 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,939 F4 · price: This transaction was executed in multiple trades at prices ranging from $598.22 to $598.57; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 4,619 | $597.60 | $2,760,322.25 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 9 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,966 F3 · price: This transaction was executed in multiple trades at prices ranging from $597.18 to $598.08; the price reported above reflects the weighted average sale price. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 1,318 | $184.86 | $243,645.48 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 8 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 859 | $250.43 | $215,119.37 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 7 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 1,735 | $305.46 | $529,973.10 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 6 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 734 | $169.49 | $124,405.66 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 5 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 684 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · derivative · entry 14 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 684 shares Expires 2024-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · derivative · entry 13 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 421 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: 25%/4yr beginning on 05-Jun-2017. Read SEC document |
| June 05, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 340 | $602.38 | $204,809.20 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 4 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,939 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 209 | $602.38 | $125,897.42 |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 3 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,279 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| June 05, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 2 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 05, 2021 Filed Jun 9, 2021 11:30 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-004145 · primarydocument.xml · nonDerivative · entry 1 Beck Daniel J · CIK 0001708156 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.