Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H2O AMERICASJW · Entity 4308 | President of SJWC | February 28, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H2O AMERICA
Report date February 28, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,410 |
Reported balance
After 2023-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-28 · Tax withholding · Disposed 473 · Balance 25,410 F1: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 277 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023. F2: Represents 22,699 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Robert | 106 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 106 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 ROE RSUs reported on the Form 4 filed on February 27, 2023 and (ii) 277 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2020 TSR RSUs reported on the Form 4 filed on February 27, 2023.
F2: Represents 22,699 shares of the issuer's common stock and 2,711 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Jan 4, 2018 01:15 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000010 · wf-form4_151502850808172.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,853 F1 · shares: Represents 1,285 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 10,863 shares of the issuer's common stock and 4,990 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| July 31, 2017 Filed Aug 3, 2017 15:44 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 139 | $44.94 | $6,246.66 |
DisclosureSEC source: 0000766829-17-000097 · wf-form4_150177503360981.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,568 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 10,863 shares of the issuer's common stock and 3,705 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:03 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 62 | $48.94 | $3,034.28 |
DisclosureSEC source: 0000766829-17-000085 · wf-form4_149375900694324.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,429 F1 · shares: Represents 62 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on May 1, 2017 pursuant to the terms of the April 29, 2015 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 10,724 shares of the issuer's common stock and 3,705 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 23:13 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 660 | $48.53 | $32,029.80 |
DisclosureSEC source: 0000766829-17-000047 · wf-form4_148840997621797.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,491 F3 · shares: Represents 660 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the ROE RSU reported herein. F4 · balance_after: Represents 10,619 shares of the issuer's common stock and 3,872 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 23:13 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000047 · wf-form4_148840997621797.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,151 F1 · shares: Represents 1,785 shares of common stock that became issuable pursuant to the vesting of Restricted Stock Units ("RSU") upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2016 calendar year period and continued service by the reporting person through December 31, 2016. F2 · balance_after: Represents 9,494 shares of the issuer's common stock and 5,657 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 00:08 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 436 | $42.59 | $18,569.24 |
DisclosureSEC source: 0000766829-17-000036 · wf-form4_148608051516060.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,366 F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan. F2 · balance_after: Represents 9,494 shares of the issuer's common stock and 3,872 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 23:25 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 416 | $55.30 | $23,004.80 |
DisclosureSEC source: 0000766829-17-000018 · wf-form4_148365872318298.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930 F1 · shares: Represents 416 shares of Common Stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 4, 2017 pursuant to the terms of the January 4, 2016 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4. F2 · balance_after: Represents 9,058 shares of the issuer's common stock and 3,872 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:04 UTC | H2O AMERICA SJW · Entity 4308 | Tax withholdingCommon Stock | 191 | $55.14 | $10,531.74 |
DisclosureSEC source: 0000766829-17-000012 · wf-form4_148363583256679.xml · nonDerivative · entry 2 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,346 F3 · shares: Represents 191 shares of Common Stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of Common Stock that became issuable on January 3, 2017 pursuant to the terms of the January 2, 2014 and January 2, 2015 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities in the Form 3 and Form 4 filed on April 30, 2015, accordingly the issuance of those shares is not a reportable transaction on this Form 4. F4 · balance_after: Represents 8,522 shares of the issuer's common stock and 4,824 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:04 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,424 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000012 · wf-form4_148363583256679.xml · nonDerivative · entry 1 Gere Andrew · CIK 0001639963 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,537 F1 · shares: Represents 1,424 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the issue date of the units, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 8,275 shares of the issuer's common stock and 5,262 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.