Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Senior Vice President | February 28, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,504 |
Ending reported balance
After 2023-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-02-28 · Exercise / conversion · Acquired 676 · Balance 16,404 F1: Represents the vesting of previously awarded restricted stock units. Row 2 · 2023-02-28 · Tax withholding · Disposed 214 · Balance 16,190 F2: Represents shares withheld for the payment of taxes. Row 3 · 2023-02-28 · Exercise / conversion · Acquired 453 · Balance 16,643 F1: Represents the vesting of previously awarded restricted stock units. Row 4 · 2023-02-28 · Tax withholding · Disposed 139 · Balance 16,504 F2: Represents shares withheld for the payment of taxes. |
| 2021 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 676 |
Reported balance
After 2023-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-02-28 · Exercise / conversion · Disposed 676 · Balance 676 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. |
| 2022 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 907 |
Reported balance
After 2023-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-28 · Exercise / conversion · Disposed 453 · Balance 907 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,688 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,688 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
F5: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2018 Filed Feb 15, 2018 21:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 166 | $106.89 | $17,743.74 |
DisclosureSEC source: 0001127602-18-006404 · form4.xml · nonDerivative · entry 2 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,427 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:36 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006404 · form4.xml · nonDerivative · entry 1 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 3 filed with the SEC on November 15, 2017, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 18:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2015 Restricted Stock Units · Derivative | 1,460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005405 · form4.xml · derivative · entry 4 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units vested on February 10, 2018. F5 · derivative.expiration_date: The Restricted Stock Units vested on February 10, 2018. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 18:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 485 | $106.04 | $51,429.40 |
DisclosureSEC source: 0001127602-18-005405 · form4.xml · nonDerivative · entry 2 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,055 F2 · shares: Represents shares withheld for the payment of taxes when restricted shares vested. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 18:45 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005405 · form4.xml · nonDerivative · entry 1 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.