RUST EDWARD B JR

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 10

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 10

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 9

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,502

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 9

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,502

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-04-000330 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 78 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2004 at a price between $72.955 and $75.37 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2004 at a price between $72.955 and $75.37 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2004 at a price between $72.955 and $75.37 per share.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 8

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 8

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 7

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 7

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 6

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,460

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 6

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,460

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-04-000282 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 111 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2004 at a price between $78.04 and $82.775.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2004 at a price between $78.04 and $82.775.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2004 at a price between $78.04 and $82.775.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 5

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,422

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 5

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,422

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-04-000241 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common · 4,000 shares

Expires 2014-04-14

F1 · security: This option was granted with attached tax withholding rights.

F2 · kind: Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

F2 · price: Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

F2 · derivative.exercise_date: Grant to reporting person of option to buy 4000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

SEC source: 0000018230-04-000195 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 73 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2004 at a price of $79.36 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2004 at a price of $79.36 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2004 at a price of $79.36 per share.

SEC source: 0000018230-04-000143 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 120 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2004 at a price between $76.70 and $77.49 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2004 at a price between $76.70 and $77.49 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2004 at a price between $76.70 and $77.49 per share.

SEC source: 0000018230-04-000115 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 81 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2004 at a price of $77.73 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2004 at a price of $77.73 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2004 at a price of $77.73 per share.

SEC source: 0001196168-04-000028 · rus105.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734.7

Underlying: Common Stock · 1,888.16 shares

Expires not disclosed

F2 · price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2003 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F1 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F1 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 4

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 4

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,380

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 3

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 3

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 1

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,316

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 1

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,316

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.