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person · Reporting owner

RUST EDWARD B JR

Disclosed activity across 3 companies

Tapewire entity
11601
SEC CIK
0001196159

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CATERPILLAR INCCAT · Entity 2808DirectorJune 08, 2022June 10, 2022
Helmerich & Payne, Inc.HP · Entity 482DirectorMarch 02, 2022March 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CATERPILLAR INC

Report date June 08, 2022 · Filed June 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,382 Reported balance After 2022-06-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-06-08 · Grant · Acquired 816 · Balance 47,382

F1: Includes adjustments for dividends accrued.

Filing footnotes · ownership attribution and instrument terms

F1: Includes adjustments for dividends accrued.

Helmerich & Payne, Inc.

Report date March 02, 2022 · Filed March 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,267 Reported balance After 2022-03-02 transaction · row 1
1 source row

Row 1 · 2022-03-02 · Grant · Acquired 4,733 · Balance 61,267

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

S&P Global Inc.

Report date January 03, 2023 · Filed January 06, 2023

Section 16 reporting ended · disclosed 2023-01-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct77,249.25 Reported balance After 2023-01-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-01-03 · Grant · Acquired 1,235.05 · Balance 77,249.25

F1: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023, the first business day following the date the reporting person ceased to be a director of the S&P Global board.

F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022.

Common StockSEC Table I · non-derivativeDirect2,000 Reported balance Holding disclosure · report date 2023-01-03 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023, the first business day following the date the reporting person ceased to be a director of the S&P Global board.

F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. The reporting person's service as a director of the S&P Global board ceased on 12/30/2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2006 Filed Mar 1, 2006 19:05 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0000018230-06-000156 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2006 at a price between $72.23 and $72.88 per share.

Read SEC document
January 31, 2006 Filed Feb 1, 2006 19:42 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0000018230-06-000074 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 123 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2006 at a price of $67.405 per share.

Read SEC document
January 03, 2006 Filed Jan 5, 2006 19:34 UTC S&P Global Inc. MHP · Entity 2879 GrantPhantom Stock Units · Derivative 3,625.03 $0.00 $0.00
Disclosure

SEC source: 0001196168-06-000018 · rus257.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,574.19

Underlying: Common Stock · 3,625.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2005 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 30, 2005 Filed Jan 3, 2006 16:18 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 152 $0.00 $0.00
Disclosure

SEC source: 0000018230-06-000010 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 152 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2005 at a price between $57.835 and $58.61 per share.

Read SEC document
November 30, 2005 Filed Dec 1, 2005 16:42 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 117 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000760 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 117 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2005 at a price between $57.25 and $57.595 per share.

Read SEC document
October 31, 2005 Filed Oct 31, 2005 22:34 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 165 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000697 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 165 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $56.02 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2005 at a price between $52.415 and $56.02 per share.

Read SEC document
October 21, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 182 $48.84 $8,888.88
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 23

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,933

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
October 21, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon 182 $48.84 $8,888.88
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 23

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,933

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
September 30, 2005 Filed Oct 3, 2005 22:44 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 99 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000635 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share.

Read SEC document
September 15, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 85 $57.74 $4,907.90
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 22

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,115

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
September 15, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 85 $57.74 $4,907.90
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 22

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,115

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
August 31, 2005 Filed Sep 1, 2005 15:42 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000591 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 140 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share.

Read SEC document
August 17, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 86 $53.52 $4,602.72
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 21

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
August 17, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 86 $53.52 $4,602.72
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 21

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
July 29, 2005 Filed Aug 1, 2005 16:13 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000527 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 108 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2005 at a price of $53.845 per share.

Read SEC document
July 13, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 206 $49.70 $10,238.20
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 20

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,944

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
July 13, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 206 $49.70 $10,238.20
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 20

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,944

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
July 12, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 58 $49.64 $2,879.12
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 19

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
July 12, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 58 $49.64 $2,879.12
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 19

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
July 08, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 6 $49.67 $298.02
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 18

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
July 08, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 6 $49.67 $298.02
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 18

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
June 30, 2005 Filed Jul 1, 2005 19:19 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000470 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share.

Read SEC document
June 09, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 66 $48.67 $3,212.22
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 17

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
June 09, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 66 $48.67 $3,212.22
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 17

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
May 31, 2005 Filed Jun 2, 2005 15:08 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000418 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2005 at a price between $93.275 and $94.26 per share.

Read SEC document
May 16, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 60 $44.70 $2,682.00
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 16

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,608

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
May 16, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 60 $44.70 $2,682.00
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 16

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,608

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
April 29, 2005 Filed May 2, 2005 15:14 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000368 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $87.14 and $90.33 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2005 at a price between $87.14 and $90.33 per share.

Read SEC document
April 13, 2005 Filed Apr 15, 2005 15:38 UTC CATERPILLAR INC CAT · Entity 2808 OtherOption (NQ) · Derivative 4,000 $0.00 Strike: $89.79 $0.00
Disclosure

SEC source: 0000018230-05-000339 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common · 4,000 shares

Expires 2015-04-13

F1 · security: This option was granted with attached tax withholding rights.

F2 · kind: Grant to reporting person of option to buy 4,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately.

F2 · price: Grant to reporting person of option to buy 4,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately.

F2 · derivative.exercise_date: Grant to reporting person of option to buy 4,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately.

Read SEC document
April 11, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon 76 $45.31 $3,443.56
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 15

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,548

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
April 11, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon 76 $45.31 $3,443.56
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 15

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,548

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
March 31, 2005 Filed Apr 4, 2005 15:18 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000311 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2005 at a price of $91.355 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2005 at a price of $91.355 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2005 at a price of $91.355 per share.

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March 03, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon 96 $48.39 $4,645.44
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 14

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,624

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

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March 03, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon 96 $48.39 $4,645.44
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 14

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,624

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
February 28, 2005 Filed Mar 1, 2005 20:09 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 99 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000237 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2005 at a price between $90.415 and $95.055 per share.

Read SEC document
February 03, 2005 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 188 $45.55 $8,563.40
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 13

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,720

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
February 03, 2005 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 188 $45.55 $8,563.40
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 13

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,720

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
January 31, 2005 Filed Feb 1, 2005 21:10 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 77 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000059 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2005 at a price of $88.655 per share.

Read SEC document
January 03, 2005 Filed Jan 4, 2005 20:03 UTC S&P Global Inc. MHP · Entity 2879 GrantPhantom Stock Units · Derivative 1,739.88 $0.00 $0.00
Disclosure

SEC source: 0001196168-05-000014 · rus181.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,474.58

Underlying: Common Stock · 1,739.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2004 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 14:51 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 103 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-05-000010 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2004 at a price between $90.54 and $97.585 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2004 at a price between $90.54 and $97.585 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2004 at a price between $90.54 and $97.585 per share.

Read SEC document
November 30, 2004 Filed Dec 2, 2004 14:56 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000682 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2004 at a price between $90.27 and $90.99 per share.

Read SEC document
October 29, 2004 Filed Nov 1, 2004 16:16 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000598 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 123 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2004 at a price between $78.90 and $80.91 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2004 at a price between $78.90 and $80.91 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2004 at a price between $78.90 and $80.91 per share.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 13:58 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000551 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2004 at a price of $80.575 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2004 at a price of $80.575 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2004 at a price of $80.575 per share.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 17:47 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000505 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 111 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2004 at a price between $70.585 and $72.51 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2004 at a price between $70.585 and $72.51 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2004 at a price between $70.585 and $72.51 per share.

Read SEC document
July 30, 2004 Filed Aug 2, 2004 14:35 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000480 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2004 at a price between $73.61 and $77.87 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2004 at a price between $73.61 and $77.87 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2004 at a price between $73.61 and $77.87 per share.

Read SEC document
June 30, 2004 Filed Jul 1, 2004 17:51 UTC CATERPILLAR INC CAT · Entity 2808 GrantPhantom Stock Units · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000018230-04-000447 · edgar.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 100 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · price: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2004 at a price between $76.24 and $78.80 per share.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2004 at a price between $76.24 and $78.80 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2004 at a price between $76.24 and $78.80 per share.

Read SEC document
June 30, 2004 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 28 $39.75 $1,113.00
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 12

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
June 30, 2004 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 28 $39.75 $1,113.00
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 12

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
June 16, 2004 Filed Mar 22, 2006 20:50 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 48 $37.08 $1,779.84
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 11

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,504

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
June 16, 2004 Filed Mar 22, 2006 20:52 UTC CATERPILLAR INC CAT · Entity 2808 PurchaseCommon 48 $37.08 $1,779.84
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 11

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,504

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.