Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOODYS CORP /DE/MCO · Entity 386 | EVP and General Counsel | March 06, 2023 | March 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOODYS CORP /DE/
Report date March 06, 2023 · Filed March 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,587 |
Reported balance
After 2023-03-06 transaction · row 1
1 source rowRow 1 · 2023-03-06 · Sale · Disposed 8,400 · Balance 8,587 F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $302.52 to $302.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $302.52 to $302.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 864 | $280.42 | $242,282.88 |
DisclosureSEC source: 0001209191-20-011930 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,442 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:27 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 7,673 | $259.88 | $1,994,059.24 |
DisclosureSEC source: 0001209191-20-005768 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,578 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 300 | $239.05 | $71,715.60 |
DisclosureSEC source: 0001209191-19-061117 · doc4.xml · nonDerivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,251 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $238.98 to $239.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,337 | $238.40 | $318,743.47 |
DisclosureSEC source: 0001209191-19-061117 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,551 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $237.93 to $238.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,046 | $237.19 | $722,471.60 |
DisclosureSEC source: 0001209191-19-061117 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,888 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $236.92 to $237.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 21:24 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,825 | $236.37 | $904,107.60 |
DisclosureSEC source: 0001209191-19-061117 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,934 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $235.89 to $236.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,784 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-19-056131 · doc4.xml · derivative · entry 7 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,784 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,013 | $219.00 | $659,834.95 |
DisclosureSEC source: 0001209191-19-056131 · doc4.xml · nonDerivative · entry 5 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $218.78 to $219.14. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 14,171 | $218.25 | $3,092,820.75 |
DisclosureSEC source: 0001209191-19-056131 · doc4.xml · nonDerivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,772 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $217.78 to $218.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 1,600 | $217.08 | $347,334.40 |
DisclosureSEC source: 0001209191-19-056131 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,943 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $216.74 to $217.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,000 | $216.07 | $432,140.00 |
DisclosureSEC source: 0001209191-19-056131 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,543 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $215.72 to $216.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:42 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 20,784 | $30.01 | $623,727.84 |
DisclosureSEC source: 0001209191-19-056131 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 21,593 | $0.00 Strike: $26.78 | $0.00 |
DisclosureSEC source: 0001209191-19-028867 · doc4.xml · derivative · entry 7 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,593 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F7 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 200 | $190.45 | $38,090.00 |
DisclosureSEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 5 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $190.43 to $190.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,093 | $189.87 | $397,391.63 |
DisclosureSEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,959 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.43 to $190.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 2,909 | $188.85 | $549,358.83 |
DisclosureSEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,052 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.29 to $189.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 16,391 | $187.91 | $3,080,098.37 |
DisclosureSEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,961 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $187.29 to $188.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 21,593 | $26.78 | $578,260.54 |
DisclosureSEC source: 0001209191-19-028867 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 4,310 | $175.32 | $755,629.20 |
DisclosureSEC source: 0001209191-19-016386 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,759 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 9,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016386 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,069 F1 · shares: Receipt of shares acquired upon settlement of 2016-2018 Performance Shares. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 5,624 | $0.00 Strike: $173.58 | $0.00 |
DisclosureSEC source: 0001209191-19-014195 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,624 Underlying: Common Stock · 5,624 shares Expires 2029-02-25 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:17 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,396 | $173.58 | $242,317.68 |
DisclosureSEC source: 0001209191-19-014195 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,015 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:52 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,254 | $0.00 Strike: $25.37 | $0.00 |
DisclosureSEC source: 0001209191-18-034802 · doc4.xml · derivative · entry 6 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,254 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:52 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,500 | $173.04 | $1,989,971.50 |
DisclosureSEC source: 0001209191-18-034802 · doc4.xml · nonDerivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,919 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $172.90 to $173.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:52 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 11,654 | $172.30 | $2,008,007.51 |
DisclosureSEC source: 0001209191-18-034802 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,419 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $171.89 to $172.88. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:52 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 3,100 | $171.66 | $532,133.60 |
DisclosureSEC source: 0001209191-18-034802 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,073 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $170.88 to $171.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:52 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 26,254 | $25.37 | $666,063.98 |
DisclosureSEC source: 0001209191-18-034802 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,255 | $0.00 Strike: $25.37 | $0.00 |
DisclosureSEC source: 0001209191-18-031387 · doc4.xml · derivative · entry 5 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,255 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 22,200 | $172.48 | $3,828,945.00 |
DisclosureSEC source: 0001209191-18-031387 · doc4.xml · nonDerivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,919 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $172.29 to $173.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 4,055 | $171.48 | $695,335.18 |
DisclosureSEC source: 0001209191-18-031387 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,119 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $171.12 to $171.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 26,255 | $25.37 | $666,089.35 |
DisclosureSEC source: 0001209191-18-031387 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 14, 2018 Filed Feb 8, 2019 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008468 · doc5.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,619 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 2,322 | $166.82 | $387,356.04 |
DisclosureSEC source: 0001209191-18-016376 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,919 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016376 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,241 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:11 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 4,665 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-012006 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 Underlying: Common Stock · 4,665 shares Expires 2028-02-16 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:11 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,278 | $167.50 | $214,065.00 |
DisclosureSEC source: 0001209191-18-012006 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,499 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-17-036865 · doc4.xml · derivative · entry 4 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | SaleCommon Stock | 50,000 | $116.79 | $5,839,550.00 |
DisclosureSEC source: 0001209191-17-036865 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,221 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $116.55 to $117.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:28 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Exercise / conversionCommon Stock | 50,000 | $38.07 | $1,903,500.00 |
DisclosureSEC source: 0001209191-17-036865 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | Tax withholdingCommon Stock | 2,435 | $112.91 | $274,935.85 |
DisclosureSEC source: 0001209191-17-016508 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,221 F2 · shares: Disposition of vested performance shares. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5,824 | $112.91 | $657,587.84 |
DisclosureSEC source: 0001209191-17-016508 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,656 F1 · shares: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantEmployee Stock Option (right to buy) · Derivative | 6,794 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-17-014747 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,794 Underlying: Common Stock · 6,794 shares Expires 2027-02-23 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:22 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,791 | $113.34 | $202,991.94 |
DisclosureSEC source: 0001209191-17-014747 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,832 F1 · shares: Exempt grant of performance accelerated restricted stock Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.