Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | EVP | March 08, 2023 | March 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date March 08, 2023 · Filed March 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,717 |
Ending reported balance
After 2023-03-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-03-08 · Exercise / conversion · Acquired 4,526 · Balance 14,748 Row 2 · 2023-03-08 · Tax withholding · Disposed 1,566 · Balance 13,182 Row 3 · 2023-03-09 · Exercise / conversion · Acquired 2,347 · Balance 15,529 Row 4 · 2023-03-09 · Tax withholding · Disposed 812 · Balance 14,717 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,348 |
Reported balance
After 2023-03-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-09 · Exercise / conversion · Disposed 2,347 · Balance 2,348 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in three annual installments beginning on March 9, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,052 |
Reported balance
After 2023-03-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-03-08 · Exercise / conversion · Disposed 4,526 · Balance 9,052 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F3: This grant vests in three annual installments beginning on March 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in three annual installments beginning on March 9, 2022.
F3: This grant vests in three annual installments beginning on March 8, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2019 Filed Jun 28, 2019 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 20,000 | $48.52 | $970,402.00 |
DisclosureSEC source: 0001593968-19-001520 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,309 F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.9300 to $48.7950. Price and share details are available upon request. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:59 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000725 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,371 Underlying: SMTC · 4,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:59 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 2,075 | $55.04 | $114,208.00 |
DisclosureSEC source: 0001593968-19-000725 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,309 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:59 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000725 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:57 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000703 · primary_01.xml · derivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: SMTC · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:57 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 20,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000703 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,199 Read SEC document |
| February 23, 2019 Filed Feb 25, 2019 23:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000552 · primary_01.xml · derivative · entry 5 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| February 23, 2019 Filed Feb 25, 2019 23:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 2,421 | $56.09 | $135,793.89 |
DisclosureSEC source: 0001593968-19-000552 · primary_01.xml · nonDerivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,596 Read SEC document |
| February 23, 2019 Filed Feb 25, 2019 23:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000552 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000552 · primary_01.xml · derivative · entry 6 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,121 Underlying: SMTC · 4,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,500 | $54.38 | $81,570.00 |
DisclosureSEC source: 0001593968-19-000552 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,017 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000552 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 23:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,394 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001593968-18-000873 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: SMTC · 5,394 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 23:09 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 5,394 | $50.50 | $272,420.19 |
DisclosureSEC source: 0001593968-18-000873 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,397 F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.5000 to $50.5500. Price and share details are available upon request. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 23:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,394 | $17.51 | $94,448.94 |
DisclosureSEC source: 0001593968-18-000873 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 1,272 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · derivative · entry 9 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,728 Underlying: SMTC · 1,272 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.60 | $0.00 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · derivative · entry 8 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 10,000 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 7,500 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · derivative · entry 7 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 7,500 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 7,500 | $50.01 | $375,101.25 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 6 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,397 F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,272 | $50.01 | $63,617.17 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 5 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,897 F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 10,000 | $50.01 | $500,135.00 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,169 F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,272 | $17.51 | $22,272.72 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 10,000 | $28.60 | $286,000.00 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 7,500 | $24.74 | $185,550.00 |
DisclosureSEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:49 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,200 | $40.41 | $48,495.00 |
DisclosureSEC source: 0001593968-18-000610 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,397 F2 · price: This price represents the weighted average of these sales. The prices ranged from $40.3000 to $40.6500. Price and share details are available upon request. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:49 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 11,455 | $39.67 | $454,465.67 |
DisclosureSEC source: 0001593968-18-000610 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,597 F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.2000 to $40.1250. Price and share details are available upon request. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:55 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-18-000580 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:55 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $38.55 | $86,737.50 |
DisclosureSEC source: 0001593968-18-000580 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,052 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:55 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-18-000580 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 23:51 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 12,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000525 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,556 Underlying: SMTC · 12,556 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019. F5 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 23:51 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000525 · primary_01.xml · derivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025 Underlying: SMTC · 1,025 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests on the two year anniversary of the award, but is payable only six months after the reporting person's employment terminates. F2 · derivative.expiration_date: This grant vests on the two year anniversary of the award, but is payable only six months after the reporting person's employment terminates. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 23:51 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000525 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,052 Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 23:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-18-000438 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,750 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 23:25 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $34.33 | $77,233.73 |
DisclosureSEC source: 0001593968-18-000438 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,588 F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.1000 to $34.7000. Price and share details are available upon request. Read SEC document |
| February 28, 2018 Filed Feb 28, 2018 23:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-18-000438 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $34.05 | $340,500.00 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · derivative · entry 7 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 3,458 | $34.05 | $117,744.90 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · nonDerivative · entry 6 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,588 Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · nonDerivative · entry 5 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,334 | $34.05 | $113,522.70 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · derivative · entry 8 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016. F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,153 | $34.05 | $39,259.65 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · nonDerivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,046 Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 7,000 | $33.55 | $234,850.00 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · derivative · entry 9 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F5 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. F5 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 2,421 | $33.55 | $81,224.55 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,865 Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000411 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,120 | $33.80 | $139,256.00 |
DisclosureSEC source: 0001593968-18-000401 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,241 Underlying: SMTC · 4,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,489 | $33.80 | $50,328.20 |
DisclosureSEC source: 0001593968-18-000401 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,286 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000401 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:18 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-18-000144 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:18 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $37.00 | $83,250.00 |
DisclosureSEC source: 0001593968-18-000144 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:18 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-18-000144 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.