Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | EVP | March 08, 2023 | March 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date March 08, 2023 · Filed March 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,717 |
Ending reported balance
After 2023-03-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-03-08 · Exercise / conversion · Acquired 4,526 · Balance 14,748 Row 2 · 2023-03-08 · Tax withholding · Disposed 1,566 · Balance 13,182 Row 3 · 2023-03-09 · Exercise / conversion · Acquired 2,347 · Balance 15,529 Row 4 · 2023-03-09 · Tax withholding · Disposed 812 · Balance 14,717 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,348 |
Reported balance
After 2023-03-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-09 · Exercise / conversion · Disposed 2,347 · Balance 2,348 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in three annual installments beginning on March 9, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,052 |
Reported balance
After 2023-03-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-03-08 · Exercise / conversion · Disposed 4,526 · Balance 9,052 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F3: This grant vests in three annual installments beginning on March 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in three annual installments beginning on March 9, 2022.
F3: This grant vests in three annual installments beginning on March 8, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Jan 2, 2018 23:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-18-000021 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,250 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 23:10 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $34.31 | $77,204.93 |
DisclosureSEC source: 0001593968-18-000021 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.2000 to $34.4500. Price and share details are available upon request. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 23:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-18-000021 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:49 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-17-001179 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:49 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $40.67 | $91,505.03 |
DisclosureSEC source: 0001593968-17-001179 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F1 · price: This price represents the weighted average of these sales. The prices ranged from $40.2000 to $41.2000. Price and share details are available upon request. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:49 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-17-001179 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:12 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-17-001098 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:12 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $37.72 | $84,874.95 |
DisclosureSEC source: 0001593968-17-001098 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.5500 to $37.9000. Price and share details are available upon request. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 21:12 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-17-001098 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:53 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-17-001025 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:53 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $37.56 | $84,502.80 |
DisclosureSEC source: 0001593968-17-001025 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F1 · price: This price represents the weighted average of these sales. The prices ranged from $37.2000 to $37.9500. Price and share details are available upon request. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 22:53 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-17-001025 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 21:45 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-17-000950 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,250 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 21:45 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,250 | $39.89 | $89,752.50 |
DisclosureSEC source: 0001593968-17-000950 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.6000 to $40.1000. Price and share details are available upon request. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 21:45 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-17-000950 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:48 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001593968-17-000869 · primary_01.xml · derivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: SMTC · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:48 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 500 | $35.72 | $17,860.00 |
DisclosureSEC source: 0001593968-17-000869 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F2 · price: This price represents the weighted average of these sales. The prices ranged from $35.6000 to $35.8500. Price and share details are available upon request. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:48 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,750 | $34.79 | $60,874.98 |
DisclosureSEC source: 0001593968-17-000869 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,155 F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.5500 to $35.3500. Price and share details are available upon request. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:48 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001593968-17-000869 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 23:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,250 | $0.00 Strike: $24.74 | $0.00 |
DisclosureSEC source: 0001413753-17-000039 · edgar.xml · derivative · entry 4 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,750 Underlying: Common Stock · 2,250 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in four annual installments beginning on February 25, 2015. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 23:25 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 200 | $37.10 | $7,420.00 |
DisclosureSEC source: 0001413753-17-000039 · edgar.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 23:25 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,050 | $36.42 | $74,655.06 |
DisclosureSEC source: 0001413753-17-000039 · edgar.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,855 F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.0500 to $37.0000. Price and share details are available upon request. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 23:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,250 | $24.74 | $55,665.00 |
DisclosureSEC source: 0001413753-17-000039 · edgar.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 27, 2017 22:30 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 14,286 | $34.20 | $488,578.34 |
DisclosureSEC source: 0001413753-17-000030 · edgar.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,655 F1 · price: This price represents the weighted average of these sales. The prices ranged from $34.1250 to $34.2750. Price and share details are available upon request. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · derivative · entry 9 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F4 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015. F4 · derivative.expiration_date: This grant vests in four annual installments beginning on February 25, 2015. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 3,758 | $34.40 | $129,275.20 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 6 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,941 Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 5 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · derivative · entry 8 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,253 | $34.75 | $43,541.75 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 4 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,699 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · derivative · entry 7 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 2,667 | $35.90 | $95,745.30 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,619 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:36 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000015 · edgar.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:35 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000004 · edgar.xml · derivative · entry 2 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F3 · derivative.exercise_date: This grant vests on the three year anniversary of the award, but is payable only six months after the reporting person's employment terminates. F3 · derivative.expiration_date: This grant vests on the three year anniversary of the award, but is payable only six months after the reporting person's employment terminates. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:35 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 12,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000004 · edgar.xml · derivative · entry 1 Ammann Charles B. · CIK 0001470518 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,361 Underlying: Common Stock · 12,361 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.