Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | EVP | March 08, 2023 | March 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date March 08, 2023 · Filed March 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,717 |
Ending reported balance
After 2023-03-09 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-03-08 · Exercise / conversion · Acquired 4,526 · Balance 14,748 Row 2 · 2023-03-08 · Tax withholding · Disposed 1,566 · Balance 13,182 Row 3 · 2023-03-09 · Exercise / conversion · Acquired 2,347 · Balance 15,529 Row 4 · 2023-03-09 · Tax withholding · Disposed 812 · Balance 14,717 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,348 |
Reported balance
After 2023-03-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-09 · Exercise / conversion · Disposed 2,347 · Balance 2,348 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in three annual installments beginning on March 9, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,052 |
Reported balance
After 2023-03-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-03-08 · Exercise / conversion · Disposed 4,526 · Balance 9,052 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F3: This grant vests in three annual installments beginning on March 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in three annual installments beginning on March 9, 2022.
F3: This grant vests in three annual installments beginning on March 8, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2023 Filed Mar 11, 2023 01:50 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 2,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000464 · primary_01.xml · derivative · entry 5 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,348 Underlying: SMTC · 2,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022. Read SEC document |
| March 09, 2023 Filed Mar 11, 2023 01:50 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 812 | $30.81 | $25,017.72 |
DisclosureSEC source: 0001593968-23-000464 · primary_01.xml · nonDerivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,717 Read SEC document |
| March 09, 2023 Filed Mar 11, 2023 01:50 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000464 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:50 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000464 · primary_01.xml · derivative · entry 6 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,052 Underlying: SMTC · 4,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on March 8, 2023. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 8, 2023. Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:50 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,566 | $30.21 | $47,308.86 |
DisclosureSEC source: 0001593968-23-000464 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,182 Read SEC document |
| March 08, 2023 Filed Mar 11, 2023 01:50 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000464 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2023 Filed Mar 10, 2023 01:53 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 27,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000444 · primary_01.xml · derivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,308 Underlying: SMTC · 27,308 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 7, 2024. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 7, 2024. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000435 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 4,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,689 | $31.51 | $53,220.39 |
DisclosureSEC source: 0001593968-23-000435 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,222 Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000435 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:46 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 2,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000735 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,695 Underlying: SMTC · 2,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:46 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 812 | $62.60 | $50,831.20 |
DisclosureSEC source: 0001593968-22-000735 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,466 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:46 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000735 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:31 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 13,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000716 · primary_01.xml · derivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,578 Underlying: SMTC · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on March 8, 2023. F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 8, 2023. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:31 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000716 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,931 F1 · security: The reporting person was granted performance stock units by Semtech in Semtech's fiscal year 2022 that are eligible to vest based on Semtech's relative total stockholder return over a period of one, two and three years. This transaction represents the payment and vesting of the awards with respect to the first year in the performance period. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:41 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000695 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:41 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,153 | $64.67 | $74,564.51 |
DisclosureSEC source: 0001593968-22-000695 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,029 Read SEC document |
| March 05, 2022 Filed Mar 8, 2022 23:41 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000695 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000640 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,445 Underlying: SMTC · 4,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,596 | $68.53 | $109,373.88 |
DisclosureSEC source: 0001593968-22-000640 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,848 Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 21:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000640 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 20:51 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 8,958 | $75.76 | $678,686.75 |
DisclosureSEC source: 0001593968-21-002104 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This price represents the weighted average of these sales. The prices ranged from $75.5000 to $76.3600. Price and share details are available upon request. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:08 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantMarket-based RSU · Derivative | 4,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000888 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,225 Underlying: SMTC · 4,225 shares Expires 2024-03-05 F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F4 · derivative.exercise_date: The award vests fully if the 30-trading day average closing price equals or exceeds $95. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:08 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000888 · primary_01.xml · derivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 Underlying: SMTC · 7,042 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:08 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000888 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,958 Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000845 · primary_01.xml · derivative · entry 5 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 4,186 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,448 | $68.00 | $98,464.00 |
DisclosureSEC source: 0001593968-21-000845 · primary_01.xml · nonDerivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 Read SEC document |
| March 06, 2021 Filed Mar 8, 2021 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000845 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000845 · primary_01.xml · derivative · entry 6 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: SMTC · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020. F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,153 | $65.64 | $75,682.92 |
DisclosureSEC source: 0001593968-21-000845 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,033 Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 21:10 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000845 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000810 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: SMTC · 4,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,591 | $72.05 | $114,631.55 |
DisclosureSEC source: 0001593968-21-000810 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000810 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 00:34 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 25,070 | $52.76 | $1,322,788.47 |
DisclosureSEC source: 0001593968-20-001302 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.4850 to $52.9950. Price and share details are available upon request. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000688 · primary_01.xml · derivative · entry 5 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,186 Underlying: SMTC · 4,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 6, 2019. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,448 | $39.08 | $56,587.84 |
DisclosureSEC source: 0001593968-20-000688 · primary_01.xml · nonDerivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,070 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000688 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000688 · primary_01.xml · derivative · entry 6 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: SMTC · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F4 · derivative.exercise_date: This grant vests in three annual installments beginning on March 5, 2020. F4 · derivative.expiration_date: This grant vests in three annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,153 | $40.52 | $46,719.56 |
DisclosureSEC source: 0001593968-20-000688 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,333 Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000688 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:43 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 13,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000646 · primary_01.xml · derivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: SMTC · 13,333 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:43 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 3,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000646 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,153 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:11 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 4,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000501 · primary_01.xml · derivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 4,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:11 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,515 | $48.77 | $73,886.55 |
DisclosureSEC source: 0001593968-20-000501 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,982 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:11 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 4,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000501 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 23:21 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 3,334 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001593968-19-002311 · primary_01.xml · derivative · entry 4 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 3,334 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 23:21 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 15,933 | $47.18 | $751,723.72 |
DisclosureSEC source: 0001593968-19-002311 · primary_01.xml · nonDerivative · entry 3 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,376 F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.0500 to $47.2905. Price and share details are available upon request. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 23:21 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 3,334 | $47.31 | $157,734.21 |
DisclosureSEC source: 0001593968-19-002311 · primary_01.xml · nonDerivative · entry 2 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,309 Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 23:21 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,334 | $17.51 | $58,378.34 |
DisclosureSEC source: 0001593968-19-002311 · primary_01.xml · nonDerivative · entry 1 Ammann Charles B. · CIK 0001470518 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.