Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP, Computing & Graphics | February 09, 2023 | February 13, 2023 |
| SYNAPTICS IncSYNA · Entity 4089 | Director · President and CEO | January 31, 2019 | February 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date February 09, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,232 |
Reported balance
After 2023-02-09 transaction · row 1
1 source rowRow 1 · 2023-02-09 · Sale · Disposed 3,000 · Balance 155,232 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022.
SYNAPTICS Inc
Report date January 31, 2019 · Filed February 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,280 |
Ending reported balance
After 2019-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-31 · Grant · Acquired 15,419 · Balance 166,351 F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017. Row 2 · 2019-01-31 · Tax withholding · Disposed 8,071 · Balance 158,280 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MAXWELL TECHNOLOGIES INC
Report date May 16, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-05-16 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-05-16 · Exercise / conversion · Acquired 19,785 · Balance 83,025 F1: These units do not carry a conversion price. Row 2 · 2019-05-16 · Exercise / conversion · Acquired 2,797 · Balance 85,822 F1: These units do not carry a conversion price. Row 3 · 2019-05-16 · Exercise / conversion · Acquired 2,882 · Balance 88,704 F1: These units do not carry a conversion price. Row 4 · 2019-05-16 · Exercise / conversion · Acquired 2,886 · Balance 91,590 F1: These units do not carry a conversion price. Row 5 · 2019-05-16 · Exercise / conversion · Acquired 2,866 · Balance 94,456 F1: These units do not carry a conversion price. Row 6 · 2019-05-16 · Exercise / conversion · Acquired 1,770 · Balance 96,226 F1: These units do not carry a conversion price. Row 7 · 2019-05-16 · Other · Disposed 96,226 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-16 · Exercise / conversion · Disposed 19,785 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-05-16 · Exercise / conversion · Disposed 2,797 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-05-16 · Exercise / conversion · Disposed 2,882 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-05-16 · Exercise / conversion · Disposed 2,886 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-05-16 · Exercise / conversion · Disposed 2,866 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-05-16 · Exercise / conversion · Disposed 1,770 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2028-05-15 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2027-05-22 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These units do not carry a conversion price.
F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock.
F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F5: These units do not expire.
F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.
F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 22, 2017 20:57 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 16,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013551 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These units do not carry a conversion price. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-17-010171 · doc4.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 10,000 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 10,000 | $56.26 | $562,632.00 |
DisclosureSEC source: 0001209191-17-010171 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,488 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.905 to $56.83, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 10,000 | $23.25 | $232,500.00 |
DisclosureSEC source: 0001209191-17-010171 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 00:37 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,925 | $0.00 Strike: $54.36 | $0.00 |
DisclosureSEC source: 0001209191-17-006246 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,925 Underlying: Common Stock · 17,925 shares Expires 2024-01-27 F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of January 27, 2017, with the remaining 2/3rds vesting quarterly until fully vested on January 27, 2020. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,011 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · derivative · entry 9 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,500 Underlying: Common Stock · 4,011 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 4,011 | $55.02 | $220,668.37 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 6 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,488 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.16 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 4,011 | $23.25 | $93,255.75 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 5 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,889 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · derivative · entry 8 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,511 Underlying: Common Stock · 4,889 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 4,889 | $55.03 | $269,021.14 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 4 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,488 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.16, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 4,889 | $23.25 | $113,669.25 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · derivative · entry 7 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,400 Underlying: Common Stock · 1,100 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 1,100 | $55.02 | $60,522.99 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,488 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.20, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 23:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 1,100 | $23.25 | $25,575.00 |
DisclosureSEC source: 0001209191-16-154241 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 22:02 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 1,010 | $55.02 | $55,567.98 |
DisclosureSEC source: 0001209191-16-152196 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,488 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.10, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:02 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 2,890 | $55.04 | $159,072.54 |
DisclosureSEC source: 0001209191-16-152196 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,498 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.19, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 00:51 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 100 | $55.00 | $5,500.00 |
DisclosureSEC source: 0001209191-16-151803 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,388 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F2 · balance_after: Includes 142 shares acquired under the Issuer's employee stock purchase plan in November 2016. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,588 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-16-150309 · doc4.xml · derivative · entry 6 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,500 Underlying: Common Stock · 1,588 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 1,588 | $55.06 | $87,432.58 |
DisclosureSEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 4 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,346 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.205, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 1,588 | $23.25 | $36,921.00 |
DisclosureSEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,412 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-16-150309 · doc4.xml · derivative · entry 5 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,088 Underlying: Common Stock · 8,412 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 8,412 | $55.06 | $463,146.21 |
DisclosureSEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,346 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.13, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 8,412 | $23.25 | $195,579.00 |
DisclosureSEC source: 0001209191-16-150309 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 2,764 | $52.12 | $144,059.68 |
DisclosureSEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 4 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,346 F4 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 4,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,110 F3 · shares: Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 3,875 | $52.12 | $201,965.00 |
DisclosureSEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,116 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 23:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,925 | $0.00 Strike: $52.57 | $0.00 |
DisclosureSEC source: 0001209191-16-147733 · doc4.xml · derivative · entry 5 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,925 Underlying: Common Stock · 17,925 shares Expires 2023-10-28 F5 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 23:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 28,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147733 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,991 F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:15 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-16-140992 · doc4.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,500 Underlying: Common Stock · 10,000 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:15 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 2,537 | $58.66 | $148,815.09 |
DisclosureSEC source: 0001209191-16-140992 · doc4.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,491 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 21, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.55 to $58.79, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:15 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 7,463 | $58.16 | $434,043.60 |
DisclosureSEC source: 0001209191-16-140992 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,028 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 21, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.55 to $58.54, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:15 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 10,000 | $23.25 | $232,500.00 |
DisclosureSEC source: 0001209191-16-140992 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2011 Filed Sep 1, 2011 22:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 20,000 | $6.77 | $135,400.00 |
DisclosureSEC source: 0000002488-11-000018 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,454 Read SEC document |
| August 09, 2011 Filed Aug 11, 2011 15:51 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000015 · edgar.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2015-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2011 Filed Aug 11, 2011 15:51 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 37,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000015 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,508 Underlying: Common Stock · 37,496 shares Expires 2016-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2011 Filed Aug 11, 2011 15:51 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 19,742 | $6.18 | $122,005.56 |
DisclosureSEC source: 0000002488-11-000015 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,454 Read SEC document |
| August 09, 2011 Filed Aug 11, 2011 15:51 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 54,163 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000015 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2011 Filed Jun 16, 2011 22:27 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 122,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000011 · edgar.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM Products Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,699 Underlying: Common Stock · 122,699 shares Expires 2018-06-15 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: This award vests 33 1/3% on 5/9/2012 then 33 1/3% annually for next two years. Read SEC document |
| June 15, 2011 Filed Jun 16, 2011 22:27 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 245,398 | $0.00 Strike: $8.15 | $0.00 |
DisclosureSEC source: 0000002488-11-000011 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM Products Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,398 Underlying: Common Stock · 245,398 shares Expires 2018-06-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2012 then 8.33% quarterly for the next two years. Read SEC document |
| June 15, 2011 Filed Jun 22, 2011 22:54 UTC Amendment | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 245,398 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0000002488-11-000013 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM Products Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,398 Underlying: Common Stock · 245,398 shares Expires 2018-06-15 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security. F2 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2012 then 8.33% quarterly for the next two years. Read SEC document |
| May 11, 2011 Filed May 11, 2011 22:29 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 41,662 | $8.90 | $370,791.80 |
DisclosureSEC source: 0000002488-11-000008 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,033 Read SEC document |
| May 09, 2011 Filed May 11, 2011 22:29 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 41,662 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000008 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,338 Underlying: Common Stock · 41,662 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2011 Filed May 11, 2011 22:29 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 41,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000008 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:51 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock · Derivative | 2,106 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0000002488-11-000002 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,106 shares Expires 2011-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:51 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 2,106 | $9.42 | $19,838.52 |
DisclosureSEC source: 0000002488-11-000002 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,033 Read SEC document |
| February 18, 2011 Filed Feb 22, 2011 18:51 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 2,106 | $3.80 | $8,002.80 |
DisclosureSEC source: 0000002488-11-000002 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2011 Filed Feb 17, 2011 20:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantStock Option Grant · Derivative | 62,500 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0000002488-11-000001 · edgar.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM Products Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2018-02-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2011 then 8.33% quarterly for the next two years. Read SEC document |
| November 18, 2010 Filed Nov 19, 2010 18:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock · Derivative | 4,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0000002488-10-000020 · edgar.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Common Stock · 4,000 shares Expires 2011-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2010 Filed Nov 19, 2010 18:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 4,000 | $7.37 | $29,480.00 |
DisclosureSEC source: 0000002488-10-000020 · edgar.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,033 Read SEC document |
| November 18, 2010 Filed Nov 19, 2010 18:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 4,000 | $3.80 | $15,200.00 |
DisclosureSEC source: 0000002488-10-000020 · edgar.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · SR VP & GM PG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.