Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP, Computing & Graphics | February 09, 2023 | February 13, 2023 |
| SYNAPTICS IncSYNA · Entity 4089 | Director · President and CEO | January 31, 2019 | February 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date February 09, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,232 |
Reported balance
After 2023-02-09 transaction · row 1
1 source rowRow 1 · 2023-02-09 · Sale · Disposed 3,000 · Balance 155,232 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2022.
SYNAPTICS Inc
Report date January 31, 2019 · Filed February 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,280 |
Ending reported balance
After 2019-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-31 · Grant · Acquired 15,419 · Balance 166,351 F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017. Row 2 · 2019-01-31 · Tax withholding · Disposed 8,071 · Balance 158,280 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MAXWELL TECHNOLOGIES INC
Report date May 16, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-05-16 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-05-16 · Exercise / conversion · Acquired 19,785 · Balance 83,025 F1: These units do not carry a conversion price. Row 2 · 2019-05-16 · Exercise / conversion · Acquired 2,797 · Balance 85,822 F1: These units do not carry a conversion price. Row 3 · 2019-05-16 · Exercise / conversion · Acquired 2,882 · Balance 88,704 F1: These units do not carry a conversion price. Row 4 · 2019-05-16 · Exercise / conversion · Acquired 2,886 · Balance 91,590 F1: These units do not carry a conversion price. Row 5 · 2019-05-16 · Exercise / conversion · Acquired 2,866 · Balance 94,456 F1: These units do not carry a conversion price. Row 6 · 2019-05-16 · Exercise / conversion · Acquired 1,770 · Balance 96,226 F1: These units do not carry a conversion price. Row 7 · 2019-05-16 · Other · Disposed 96,226 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-16 · Exercise / conversion · Disposed 19,785 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-05-16 · Exercise / conversion · Disposed 2,797 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-05-16 · Exercise / conversion · Disposed 2,882 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-05-16 · Exercise / conversion · Disposed 2,886 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-05-16 · Exercise / conversion · Disposed 2,866 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-05-16 · Exercise / conversion · Disposed 1,770 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2028-05-15 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2027-05-22 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These units do not carry a conversion price.
F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock.
F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F5: These units do not expire.
F6: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees, per the reporting person's election. Shares are being delivered to the reporting in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F7: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.
F8: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | OtherCommon Stock | 96,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · nonDerivative · entry 7 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 1,857 shares of Tesla common stock and $39.79 in lieu of fractional shares of Tesla common stock. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 1,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · nonDerivative · entry 6 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These units do not carry a conversion price. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 2,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · nonDerivative · entry 5 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These units do not carry a conversion price. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 2,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · nonDerivative · entry 4 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These units do not carry a conversion price. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 2,882 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These units do not carry a conversion price. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 2,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These units do not carry a conversion price. Read SEC document |
| May 16, 2019 Filed May 16, 2019 16:48 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 19,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030426 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These units do not carry a conversion price. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 17:46 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantCommon Stock | 3,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022698 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,240 F1 · shares: These shares have been awarded in lieu of cash consideration for non-employee director fees of $15,750, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2022, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 22:59 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 8,071 | $39.80 | $321,225.80 |
DisclosureSEC source: 0001209191-19-006917 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,280 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 22:59 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 15,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006917 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,351 F1 · shares: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 20:24 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantCommon Stock | 8,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000538 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,717 F1 · shares: These shares have been awarded in lieu of cash consideration for non-employee director fees of $17,000, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2021, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 23:31 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 46,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058804 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,932 F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/18, until fully vested on 10/31/2021. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:39 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 24,589 | $37.54 | $923,071.06 |
DisclosureSEC source: 0001209191-18-057016 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,371 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 19:25 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantCommon Stock | 4,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052897 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,505 F1 · shares: These shares have been awarded in lieu of cash consideration for non-employee director fees of $17,000, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2021, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 22:25 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-18-045910 · doc4.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 22:25 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 1,700 | $48.70 | $82,788.98 |
DisclosureSEC source: 0001209191-18-045910 · doc4.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,960 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.75 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 22:25 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 18,300 | $48.32 | $884,307.24 |
DisclosureSEC source: 0001209191-18-045910 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,660 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.65, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 22:25 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 20,000 | $23.25 | $465,000.00 |
DisclosureSEC source: 0001209191-18-045910 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 15:15 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantCommon Stock | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040857 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,634 F1 · shares: These shares have been awarded in lieu of cash consideration for non-employee director fees of $17,000, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2021, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-18-039308 · doc4.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 17,500 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 17,500 | $53.35 | $933,625.00 |
DisclosureSEC source: 0001209191-18-039308 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,960 F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 17,500 | $23.25 | $406,875.00 |
DisclosureSEC source: 0001209191-18-039308 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 437 shares acquired under the Issuer's employee stock purchase plan in May 2018. Read SEC document |
| May 20, 2018 Filed May 22, 2018 19:19 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 15,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032453 · doc4.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units do not carry a conversion price. F2 · price: These units do not carry a conversion price. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| May 20, 2018 Filed May 22, 2018 19:19 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionCommon Stock | 15,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032453 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F2 · price: These units do not carry a conversion price. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:23 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001209191-18-030906 · doc4.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-05-15 F5 · derivative.exercise_date: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as holder remains in service to the Company. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:23 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 19,785 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030906 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,785 Underlying: Common Stock · 19,785 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F2 · shares: This RSU grant represents the holder's annual non-employee director award, including an additional prorated amount to account for a change in the grant date of such annual award to be made in connection with the Company's annual meeting date. F3 · derivative.exercise_date: The RSUs vest in full on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. Vested shares will be delivered to the reporting person on the earlier of February 20, 2021, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F4 · derivative.expiration_date: These units do not expire. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:07 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 1,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022601 · doc4.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,770 Underlying: Common Stock · 1,770 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $10,500, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:07 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022601 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866 Underlying: Common Stock · 2,866 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $17,000, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2021, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 16:43 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 2,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011961 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,886 Underlying: Common Stock · 2,886 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $17,000, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 22:41 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 2,000 | $45.58 | $91,160.00 |
DisclosureSEC source: 0001209191-18-012046 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,523 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:04 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-18-003660 · doc4.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 20,000 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:04 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 20,000 | $50.00 | $1,000,000.00 |
DisclosureSEC source: 0001209191-18-003660 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,523 F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:04 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 20,000 | $23.25 | $465,000.00 |
DisclosureSEC source: 0001209191-18-003660 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 216 shares acquired under the Issuer's employee stock purchase plan in November 2017. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 22:52 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 2,000 | $40.00 | $80,000.00 |
DisclosureSEC source: 0001209191-17-062392 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,307 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 17:41 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 2,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061840 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,882 Underlying: Common Stock · 2,882 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $16,802, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 45,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058956 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,307 F2 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2017, until fully vested on 10/31/2020. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 9,132 | $37.12 | $338,979.84 |
DisclosureSEC source: 0001209191-17-058956 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,596 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 17:10 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049838 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 Underlying: Common Stock · 2,797 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: These RSUs are fully vested upon grant and have been awarded in lieu of cash consideration for non-employee director fees of $15,500, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 23:16 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,925 | $0.00 Strike: $45.32 | $0.00 |
DisclosureSEC source: 0001209191-17-047987 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,925 Underlying: Common Stock · 17,925 shares Expires 2024-08-04 F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of August 4, 2017, with the remaining 2/3rds vesting quarterly until fully vested on August 4, 2020. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 23:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-17-036937 · doc4.xml · derivative · entry 4 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 10,000 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 23:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 800 | $56.49 | $45,193.04 |
DisclosureSEC source: 0001209191-17-036937 · doc4.xml · nonDerivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,728 F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.09 to $56.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 23:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 9,200 | $55.53 | $510,907.28 |
DisclosureSEC source: 0001209191-17-036937 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,528 F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.04 to $56.02, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 23:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 10,000 | $23.25 | $232,500.00 |
DisclosureSEC source: 0001209191-17-036937 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 240 shares acquired under the Issuer's employee stock purchase plan in May 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 19:51 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001209191-17-035143 · doc4.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-22 F4 · derivative.exercise_date: Option becomes exercisable in one year as long as holder remains in service to the Company. Read SEC document |
| May 22, 2017 Filed May 24, 2017 19:51 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 15,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035143 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,370 Underlying: Common Stock · 15,370 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest in full on May 20, 2018 as long as the holder remains in service to the Company. Vested shares will be delivered to the reporting person on the earlier of February 20, 2020, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| May 08, 2017 Filed May 10, 2017 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001209191-17-031390 · doc4.xml · derivative · entry 3 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 Underlying: Common Stock · 20,000 shares Expires 2018-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015. Read SEC document |
| May 08, 2017 Filed May 10, 2017 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 20,000 | $55.03 | $1,100,690.00 |
DisclosureSEC source: 0001209191-17-031390 · doc4.xml · nonDerivative · entry 2 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,488 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated August 22, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.32, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 08, 2017 Filed May 10, 2017 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Exercise / conversionCommon Stock | 20,000 | $23.25 | $465,000.00 |
DisclosureSEC source: 0001209191-17-031390 · doc4.xml · nonDerivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 21:59 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,925 | $0.00 Strike: $54.77 | $0.00 |
DisclosureSEC source: 0001209191-17-029345 · doc4.xml · derivative · entry 1 Bergman Rick · CIK 0001321224 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,925 Underlying: Common Stock · 17,925 shares Expires 2024-04-28 F1 · derivative.exercise_date: 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of April 28, 2017, with the remaining 2/3rds vesting quarterly until fully vested on April 28, 2020. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:57 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | Exercise / conversionRestricted Stock Units · Derivative | 16,732 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013551 · doc4.xml · derivative · entry 2 Bergman Rick · CIK 0001321224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units do not carry a conversion price. F1 · price: These units do not carry a conversion price. F2 · derivative.expiration_date: These units do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.