Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Chief Supply Chain Officer | March 14, 2023 | March 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date March 14, 2023 · Filed March 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 416,773 |
Reported balance
After 2023-03-14 transaction · row 1
1 source rowRow 1 · 2023-03-14 · Sale · Disposed 3,551 · Balance 416,773 F1: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,049 | $33.13 | $67,884.60 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,776 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F3 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 16,615 | $31.67 | $526,118.96 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,825 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 19, 2020 02:35 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034586 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,440 F1 · kind: Represents a restricted stock award ("RSA") of common stock issued under the Issuer's 2018 Equity Incentive Plan. All of the shares subject to the RSA shall vest in full on December 15, 2021. Read SEC document |
| October 23, 2020 Filed Dec 19, 2020 02:41 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 641 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034596 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,440 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of December 15, 2020, January 2, 2021 and July 1, 2021. Read SEC document |
| May 09, 2020 Filed Dec 19, 2020 02:38 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 12,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034591 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,799 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 00:56 UTC | Aterian, Inc. MWK · Entity 8078 | Disposition to issuerCommon Stock | 58,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008738 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,730 Read SEC document |
| November 27, 2019 Filed Nov 30, 2019 00:02 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 4,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028315 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,524 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to a forfeiture of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised of 4,703 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. F2 · price: Comprised of 4,703 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.