Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Pres, Merrill Wealth Mgmt | March 01, 2023 | March 03, 2023 |
| CITIGROUP INCC · Entity 2837 | Head of Wealth | March 20, 2026 | March 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 391,831.1787 |
Ending reported balance
After 2023-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-01 · Exercise / conversion · Acquired 42,602 · Balance 413,580.1787 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2023-03-01 · Tax withholding · Disposed 21,749 · Balance 391,831.1787 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2020 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-01 · Exercise / conversion · Disposed 42,602 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 7.8539 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7.8539 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 12,618 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,618 |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.
CITIGROUP INC
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 243,491.62 |
Reported balance
After 2026-03-20 transaction · row 1
1 source rowRow 1 · 2026-03-20 · Tax withholding · Disposed 21,901.21 · Balance 243,491.62 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 37,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 3 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,993.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 14,478 | $33.37 | $483,130.86 |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,956.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:28 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 29,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,434.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 01:16 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2021 Restricted Stock Units · Derivative | 53,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005559 · form4.xml · derivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,456 Underlying: Common Stock · 53,456 shares Expires 2025-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2022. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 01:16 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2021 Performance Restricted Stock Units · Derivative | 53,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005559 · form4.xml · derivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,456 Underlying: Common Stock · 53,456 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document |
| December 15, 2020 Filed Feb 8, 2021 23:15 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004459 · form5.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,871.1787 F1 · kind: Represents a charitable gift by the reporting person. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2019 Restricted Stock Units · Derivative | 37,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · derivative · entry 11 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,075 Underlying: Common Stock · 37,037 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2018 Restricted Stock Units · Derivative | 29,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · derivative · entry 10 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,563 Underlying: Common Stock · 29,563 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2017 Restricted Stock Units · Derivative | 32,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · derivative · entry 9 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,203 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 18,138 | $34.85 | $632,109.30 |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · nonDerivative · entry 6 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,871.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 37,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · nonDerivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,009.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 14,478 | $34.85 | $504,558.30 |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · nonDerivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,972.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 29,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · nonDerivative · entry 3 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,450.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 15,770 | $34.85 | $549,584.50 |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,887.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:59 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 32,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006494 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,657.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 14, 2020 Filed Feb 15, 2020 02:14 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2020 Restricted Stock Units · Derivative | 47,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-005813 · form4.xml · derivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,868 Underlying: Common Stock · 47,868 shares Expires 2023-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2021. Read SEC document |
| February 14, 2020 Filed Feb 15, 2020 02:14 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2020 Performance Restricted Stock Units · Derivative | 47,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-005813 · form4.xml · derivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,868 Underlying: Common Stock · 47,868 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document |
| December 06, 2019 Filed Feb 7, 2020 23:24 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004428 · form5.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,454.1787 F1 · kind: Represents a charitable gift by the reporting person. Read SEC document |
| June 06, 2019 Filed Jun 14, 2019 20:05 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 1,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021636 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Indirect · Charitable Remainder Unitrust Disclosed balance after: 0 F1 · kind: Reflects the resignation of the reporting person as successor trustee of a charitable remainder trust. Read SEC document |
| February 15, 2019 Filed Feb 16, 2019 00:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2019 Restricted Stock Units · Derivative | 111,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006445 · form4.xml · derivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,112 Underlying: Common Stock · 111,112 shares Expires 2022-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2020. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2018 Restricted Stock Units · Derivative | 29,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · derivative · entry 11 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,126 Underlying: Common Stock · 29,563 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2017 Restricted Stock Units · Derivative | 32,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · derivative · entry 10 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,203 Underlying: Common Stock · 32,203 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2016 Restricted Stock Units · Derivative | 55,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · derivative · entry 9 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,556 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2017. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 14,478 | $29.11 | $421,454.58 |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · nonDerivative · entry 6 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,454.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 29,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · nonDerivative · entry 5 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,932.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 15,770 | $29.11 | $459,064.70 |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · nonDerivative · entry 4 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,369.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 32,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · nonDerivative · entry 3 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,139.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 27,206 | $29.11 | $791,966.66 |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · nonDerivative · entry 2 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,936.1787 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007195 · form4.xml · nonDerivative · entry 1 Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,142.1787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.