Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Chief Financial Officer | March 21, 2023 | March 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date March 21, 2023 · Filed March 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 41,692.245 |
Reported balance
After 2023-03-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-21 · Grant · Acquired 233.955 · Balance 41,692.245 F1: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 106,986.366 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 106,986.366 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 251.355 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 251.355 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.33 · Expires 2025-11-14 | Direct | 16,934 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 16,934 F2: The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $18.97 · Expires 2024-11-15 | Direct | 17,307 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 17,307 F3: The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $23.64 · Expires 2023-11-02 | Direct | 18,062 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 18,062 F4: The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.
F2: The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015.
F3: The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014
F4: The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2021 Filed Mar 8, 2022 00:26 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 37.019 | $21.10 | $781.10 |
DisclosureSEC source: 0000926282-22-000021 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,847.899 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 17:30 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 89.76 | $20.89 | $1,875.09 |
DisclosureSEC source: 0000926282-21-000074 · primary_doc.xml · derivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,921.665 Underlying: Common Stock · 89.76 shares Expires not disclosed F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 17:30 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.039 | $18.55 | $19.27 |
DisclosureSEC source: 0000926282-21-000074 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 245.822 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 19:21 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000069 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,810.88 F2 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 19:21 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000069 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,073.88 F1 · security: Represents vesting of performance shares awarded pursuant to a grant on November 9, 2018 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan. Read SEC document |
| November 17, 2021 Filed Dec 20, 2021 15:42 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 2,710 | $20.91 | $56,666.10 |
DisclosureSEC source: 0000926282-21-000088 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,073.88 F1 · security: On November 19, 2021, the reporting person filed a Form 4 which inadvertently netted the vesting of performance shares against shares withheld for taxes. These shares represent the vesting of performance shares awarded pursuant to a grant on November 9, 2018 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan. F2 · balance_after: This inadvertent error caused the number of Common Shares Beneficially Owned following the reported transaction to be incorrect. The new amount in column 5 reflects the corrected Common Shares Beneficially Owned. Read SEC document |
| November 17, 2021 Filed Dec 20, 2021 15:42 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 9,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000088 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,783.88 F1 · security: On November 19, 2021, the reporting person filed a Form 4 which inadvertently netted the vesting of performance shares against shares withheld for taxes. These shares represent the vesting of performance shares awarded pursuant to a grant on November 9, 2018 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan. F2 · balance_after: This inadvertent error caused the number of Common Shares Beneficially Owned following the reported transaction to be incorrect. The new amount in column 5 reflects the corrected Common Shares Beneficially Owned. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 22:15 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 874 | $21.66 | $18,930.84 |
DisclosureSEC source: 0000926282-21-000060 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,552.88 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:15 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 888 | $21.42 | $19,020.96 |
DisclosureSEC source: 0000926282-21-000060 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,426.88 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 19:48 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 272 | $20.77 | $5,649.44 |
DisclosureSEC source: 0000926282-21-000055 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,314.88 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 18:06 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 424 | $20.91 | $8,865.84 |
DisclosureSEC source: 0000926282-21-000050 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,586.88 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:45 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 90.782 | $20.56 | $1,866.48 |
DisclosureSEC source: 0000926282-21-000041 · primary_doc.xml · derivative · entry 2 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,831.905 Underlying: Common Stock · 90.782 shares Expires not disclosed F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 17:45 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.009 | $18.85 | $19.02 |
DisclosureSEC source: 0000926282-21-000041 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 244.783 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:02 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 92.416 | $20.11 | $1,858.49 |
DisclosureSEC source: 0000926282-21-000025 · primary_doc.xml · derivative · entry 2 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,741.123 Underlying: Common Stock · 92.416 shares Expires not disclosed F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:02 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.043 | $18.29 | $19.08 |
DisclosureSEC source: 0000926282-21-000025 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 243.774 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:30 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 109.761 | $16.84 | $1,848.49 |
DisclosureSEC source: 0000926282-21-000019 · primary_doc.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,648.707 Underlying: Common Stock · 109.761 shares Expires not disclosed F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F4 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F4 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:30 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.288 | $14.85 | $19.13 |
DisclosureSEC source: 0000926282-21-000019 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 242.731 F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:18 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 120.597 | $12.96 | $1,562.94 |
DisclosureSEC source: 0000926282-20-000052 · primary_doc.xml · derivative · entry 5 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,538.946 Underlying: Common Stock · 120.597 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F4 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F4 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:18 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.635 | $11.76 | $19.23 |
DisclosureSEC source: 0000926282-20-000052 · primary_doc.xml · nonDerivative · entry 3 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 241.443 F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 00:18 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 20.63 | $12.71 | $262.21 |
DisclosureSEC source: 0000926282-20-000052 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,164.63 F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:32 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 14,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000036 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,040 F2 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 00:32 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000036 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,695 F1 · security: Represents vesting of performance shares awarded pursuant to a grant on November 11, 2017 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan. Read SEC document |
| November 16, 2020 Filed Dec 4, 2020 00:18 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000052 · primary_doc.xml · derivative · entry 4 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,418.349 Underlying: Common Stock · 3,051 shares Expires not disclosed F1 · security: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 3,051 shares of common stock on November 16, 2020, which shares should have been reported as the acquisition of shares of Phantom stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F4 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F4 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| November 16, 2020 Filed Dec 4, 2020 00:18 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000052 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,144 F1 · security: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 3,051 shares of common stock on November 16, 2020, which shares should have been reported as the acquisition of shares of Phantom stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F1 · shares: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 3,051 shares of common stock on November 16, 2020, which shares should have been reported as the acquisition of shares of Phantom stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F1 · balance_after: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 3,051 shares of common stock on November 16, 2020, which shares should have been reported as the acquisition of shares of Phantom stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. Read SEC document |
| November 16, 2020 Filed Mar 8, 2021 22:30 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-21-000019 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,010.88 F1 · security: On December 3, 2020, the reporting person filed a Form 4 incorrectly reporting the amount of securities beneficially owned. This amendment shows the correct number of shares of common stock owned by the reporting person. F1 · balance_after: On December 3, 2020, the reporting person filed a Form 4 incorrectly reporting the amount of securities beneficially owned. This amendment shows the correct number of shares of common stock owned by the reporting person. Read SEC document |
| November 15, 2020 Filed Nov 16, 2020 19:42 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 1,070 | $12.65 | $13,535.50 |
DisclosureSEC source: 0000926282-20-000028 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,644 Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 19:42 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 375 | $12.33 | $4,623.75 |
DisclosureSEC source: 0000926282-20-000028 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,714 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:41 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 327 | $12.51 | $4,090.77 |
DisclosureSEC source: 0000926282-20-000022 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,089 Read SEC document |
| November 09, 2020 Filed Nov 13, 2020 00:41 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 511 | $11.77 | $6,014.47 |
DisclosureSEC source: 0000926282-20-000022 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,416 Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:36 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 143.618 | $0.00 | $0.00 |
DisclosureSEC source: 0001300513-20-000001 · primary_doc.xml · derivative · entry 2 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,367.349 Underlying: Common Stock · 143.618 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:36 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.974 | $0.00 | $0.00 |
DisclosureSEC source: 0001300513-20-000001 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 239.808 F1 · date: Dividends reinvested into common stock and held in 401(k) plan by Reporting Person. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 20:58 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 131.571 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000010 · primary_doc.xml · derivative · entry 2 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,223.731 Underlying: Common Stock · 131.571 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 20:58 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.794 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000010 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 237.834 F1 · security: Dividends reinvested into common stock and held in 401(k) plan by Reporting Person. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:18 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 187.883 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-20-000019 · primary_doc.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,092.16 Underlying: Common Stock · 187.883 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F4 · derivative.exercise_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. F4 · derivative.expiration_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:18 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 2.482 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-20-000019 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 236.04 F2 · security: Dividends reinvested into common stock and held in 401(k) plan by Reporting Person. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 20:06 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 167.742 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000046 · primary_doc.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,910.893 Underlying: Common Stock · 167.742 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 17:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 14,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000022 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,139 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 20, 2019 19:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 374 | $9.72 | $3,635.28 |
DisclosureSEC source: 0001773229-19-000031 · primary_doc.xml · nonDerivative · entry 3 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,927 Read SEC document |
| November 11, 2019 Filed Nov 20, 2019 19:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 327 | $9.65 | $3,155.55 |
DisclosureSEC source: 0001773229-19-000031 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,301 Read SEC document |
| November 09, 2019 Filed Nov 20, 2019 19:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 511 | $9.63 | $4,920.93 |
DisclosureSEC source: 0001773229-19-000031 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,628 Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 139.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000010 · primary_doc.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · CFO & Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,743.15 Underlying: Common Stock · 139.14 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| May 16, 2019 Filed May 20, 2019 17:06 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 91.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001770330-19-000004 · primary_doc.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,604.02 Underlying: Common Stock · 91.24 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Phantom Stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 102.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001766181-19-000016 · primary_doc.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr. VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,512.77 Underlying: Common Stock · 102.39 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 18, 2018 Filed Nov 21, 2018 00:27 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000090 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,774 F1 · shares: On November 20, 2018, the reporting person filed a Form 4 incorrectly reporting the acquisition of 1,662 shares of Phantom Stock on November 18, 2018, which shares should have been reported as the acquisition of shares of Common Stock. In addition to correcting such transaction, this amendment shows the correct number of shares of Phantom Stock owned by the reporting person. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 21:51 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000087 · edgar.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,072.38 Underlying: Common stock · 1,662 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F3 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2015 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 18, 2018 Filed Nov 21, 2018 22:03 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 489 | $13.64 | $6,669.96 |
DisclosureSEC source: 0001179022-18-000099 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,113 Read SEC document |
| November 18, 2018 Filed Feb 25, 2019 21:43 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001766181-19-000012 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr. VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,566 F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after the reported transaction. The previous reported total was 12,774 shares of the Company's common stock. In addition, the reporting person continues to beneficially own in his 401(k) Plan 226.941 shares of common stock. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 105.321 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000083 · edgar.xml · derivative · entry 5 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,410.38 Underlying: Common stock · 105.321 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 12, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 374 | $13.45 | $5,030.30 |
DisclosureSEC source: 0001179022-18-000083 · edgar.xml · nonDerivative · entry 3 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,112 Read SEC document |
| November 11, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 327 | $14.12 | $4,617.24 |
DisclosureSEC source: 0001179022-18-000083 · edgar.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,486 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.