Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Chief Financial Officer | March 21, 2023 | March 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date March 21, 2023 · Filed March 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 41,692.245 |
Reported balance
After 2023-03-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-21 · Grant · Acquired 233.955 · Balance 41,692.245 F1: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 106,986.366 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 106,986.366 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 251.355 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 251.355 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.33 · Expires 2025-11-14 | Direct | 16,934 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 16,934 F2: The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $18.97 · Expires 2024-11-15 | Direct | 17,307 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 17,307 F3: The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $23.64 · Expires 2023-11-02 | Direct | 18,062 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 18,062 F4: The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.
F2: The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015.
F3: The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014
F4: The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2023 Filed Mar 23, 2023 20:57 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 233.955 | $15.95 | $3,731.58 |
DisclosureSEC source: 0001209191-23-020790 · doc4.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,692.245 Underlying: Common Stock · 233.955 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:17 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 20,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001142 · doc4.xml · derivative · entry 4 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,458.29 Underlying: Common Stock · 20,171 shares Expires not disclosed F3 · derivative.exercise_price: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. F2 · kind: Upon vesting 20,171 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program. F3 · derivative.exercise_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. F3 · derivative.expiration_date: Represents shares of phantom stock of the Issuer held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:17 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 20,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001142 · doc4.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,986.366 F2 · kind: Upon vesting 20,171 restricted stock units previously granted to the reporting person were deferred resulting in the reporting person's receipt of phantom stock pursuant to the Issuer's equity deferral program. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:17 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 19,056 | $18.79 | $358,062.24 |
DisclosureSEC source: 0001209191-23-001142 · doc4.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,157.366 F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 23:01 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 92.551 | $20.61 | $1,907.48 |
DisclosureSEC source: 0001209191-22-060394 · doc4.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,287.29 Underlying: Common Stock · 92.551 shares Expires not disclosed F1 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. F1 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:21 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 747 | $20.42 | $15,253.74 |
DisclosureSEC source: 0001209191-22-058135 · doc4.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,214.366 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 21:01 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 1,591 | $20.41 | $32,472.31 |
DisclosureSEC source: 0001209191-22-057826 · doc4.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,961.366 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 8,080 | $21.54 | $174,043.20 |
DisclosureSEC source: 0001209191-22-057621 · doc4.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,552.366 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 22:05 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 773 | $18.19 | $14,060.87 |
DisclosureSEC source: 0001209191-22-056661 · doc4.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,632.366 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | PurchasePhantom Stock · Derivative | 82.579 | $23.01 | $1,900.14 |
DisclosureSEC source: 0000926282-22-000054 · primary_doc.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,194.739 Underlying: Common Stock · 82.579 shares Expires not disclosed F2 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer. F2 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer. F2 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. The phantom shares become payable in cash six months after the reporting person's separation of service with the issuer. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | PurchaseCommon Stock | 0.943 | $20.62 | $19.44 |
DisclosureSEC source: 0000926282-22-000054 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 248.901 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 13,546 | $0.00 Strike: $16.97 | $0.00 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 13 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,546 shares Expires 2022-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 5,271 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 12 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,271 shares Expires 2024-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 5,644 | $0.00 Strike: $15.33 | $0.00 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 11 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,644 shares Expires 2025-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 4,516 | $0.00 Strike: $16.97 | $0.00 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 10 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,516 shares Expires 2022-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 10,783 | $23.86 | $257,282.38 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 8 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,405.366 F4 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 2,763 shares of common stock on the net exercise of stock options to purchase 13,546 shares of common stock. The reporting person surrendered 10,783 shares of common stock underlying the stock options for payment of the exercise price and tax withholdings, using the closing stock price on August 8, 2022 of $23.86, pursuant to the terms of the 2006 Employee Stock Incentive Plan. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 13,546 | $16.97 | $229,875.62 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 7 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,188.366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 4,191 | $23.86 | $99,997.26 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 6 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,642.366 F3 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 1,080 shares of common stock on the net exercise of stock options to purchase 5,271 shares of common stock. The reporting person surrendered 4,191 shares of common stock underlying the stock options for payment of the exercise price, using the closing stock price on August 8, 2022 of $23.86, pursuant to the terms of the 2006 Employee Stock Incentive Plan. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 5,271 | $18.97 | $99,990.87 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 5 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,833.366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 3,627 | $23.86 | $86,540.22 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 4 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,562.366 F2 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 2,017 shares of common stock on the net exercise of stock options to purchase 5,644 shares of common stock. The reporting person surrendered 3,627 shares of common stock underlying the stock options for payment of the exercise price, using the closing stock price on August 8, 2022 of $23.86, pursuant to the terms of the 2015 Employee Stock Incentive Plan. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 5,644 | $15.33 | $86,522.52 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 3 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,189.366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 3,212 | $23.86 | $76,638.32 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,545.366 F1 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 1,304 shares of common stock on the net exercise of stock options to purchase 4,516 shares of common stock. The reporting person surrendered 3,212 shares of common stock underlying the stock options for payment of the exercise price, using the closing stock price on August 8, 2022 of $23.86, pursuant to the terms of the 2006 Employee Stock Incentive Plan. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:12 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 4,516 | $16.97 | $76,636.52 |
DisclosureSEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · SVP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,757.366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerPhantom Stock · Derivative | 21,112.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 11 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,112.16 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 13,547 | Not disclosed Strike: $16.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 10 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,547 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerIncentive Stock Option (Right to Buy) · Derivative | 4,515 | Not disclosed Strike: $16.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 9 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,515 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 12,843 | Not disclosed Strike: $23.64 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 8 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,843 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerIncentive Stock Option (Right to Buy) · Derivative | 5,219 | Not disclosed Strike: $23.64 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 7 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,219 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 17,307 | Not disclosed Strike: $18.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 6 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,307 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerIncentive Stock Option (Right to Buy) · Derivative | 5,271 | Not disclosed Strike: $18.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 5 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,271 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 16,934 | Not disclosed Strike: $15.33 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 4 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,934 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerIncentive Stock Option (Right to Buy) · Derivative | 5,644 | Not disclosed Strike: $15.33 | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,644 shares Expires not disclosed F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.exercise_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.exercise_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F2 · derivative.expiration_date: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · derivative.expiration_date: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 247.958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 20:20 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Disposition to issuerCommon Stock | 52,912.366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041634 · doc4.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 26,524 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock. F2 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among the Issuer, ADVA Optical Networking SE, Acorn HoldCo, Inc. (now named ADTRAN Holdings, Inc. ("Holdings")), and Acorn MergeCo, Inc., the Issuer became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of the Issuer's common stock converted, on a one-for-one basis, into a share of Holdings' common stock; (b) each RSU measured in shares of the Issuer's common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F3 · price: (Continued from footnote 2) (c) each option to purchase the Issuer's common stock converted, on a one-for-one basis, into an option to purchase shares of Holdings' common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of the Issuer (representing the economic equivalent of one share of the Issuer's common stock) converted, on a one-for-one basis, into a share of phantom stock of Holdings on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 21,112.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 11 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,112.16 Underlying: Common Stock · 21,112.16 shares Expires not disclosed F5 · derivative.exercise_price: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock, which phantom shares become payable in cash six months after the reporting person's separation of service with the Issuer. F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F5 · derivative.exercise_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock, which phantom shares become payable in cash six months after the reporting person's separation of service with the Issuer. F5 · derivative.expiration_date: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock, which phantom shares become payable in cash six months after the reporting person's separation of service with the Issuer. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 13,547 | Not disclosed Strike: $16.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 10 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,547 Underlying: Common Stock · 13,547 shares Expires 2022-11-06 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantIncentive Stock Option (Right to Buy) · Derivative | 4,515 | Not disclosed Strike: $16.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 9 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515 Underlying: Common Stock · 4,515 shares Expires 2022-11-06 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 12,843 | Not disclosed Strike: $23.64 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 8 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,843 Underlying: Common Stock · 12,843 shares Expires 2023-11-02 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantIncentive Stock Option (Right to Buy) · Derivative | 5,219 | Not disclosed Strike: $23.64 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 7 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,219 Underlying: Common Stock · 5,219 shares Expires 2023-11-02 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 17,307 | Not disclosed Strike: $18.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 6 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,307 Underlying: Common Stock · 17,307 shares Expires 2024-11-15 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantIncentive Stock Option (Right to Buy) · Derivative | 5,271 | Not disclosed Strike: $18.97 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 5 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,271 Underlying: Common Stock · 5,271 shares Expires 2024-11-15 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 16,934 | Not disclosed Strike: $15.33 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 4 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,934 Underlying: Common Stock · 16,934 shares Expires 2025-11-14 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantIncentive Stock Option (Right to Buy) · Derivative | 5,644 | Not disclosed Strike: $15.33 | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,644 Underlying: Common Stock · 5,644 shares Expires 2025-11-14 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F4 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 247.958 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 247.958 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 20:47 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 150,241.366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041796 · doc4.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · SVP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,241.366 F1 · kind: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · kind: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F3 · shares: Includes 123,853 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock, 26,524 of which were converted from RSUs measured in ADTRAN, Inc.'s common stock owned by the reporting person prior to the Effective Time (as defined below), and 97,329 of which were acquired in connection with the conversion of a target number of unearned performance stock units ("PSUs") measured in shares of ADTRAN, Inc.'s common stock owned by the reporting person prior to the Effective Time (as defined below). F1 · price: Pursuant to that certain Business Combination Agreement, dated August 30, 2021, by and among ADTRAN, Inc.; ADVA Optical Networking SE; the Issuer (f/k/a Acorn HoldCo, Inc.); and Acorn MergeCo, Inc., ADTRAN, Inc. became a wholly owned subsidiary of Holdings on July 8, 2022 (the "Effective Time"). At the Effective Time, (a) each share of ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into a share of the Issuer's common stock; (b) each RSU measured in shares of ADTRAN, Inc.'s common stock, whether vested or unvested, converted, on a one-for-one basis, into an RSU measured in shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding RSU immediately prior to the Effective Time; F2 · price: (Continued from footnote 1) (c) each option to purchase ADTRAN, Inc.'s common stock converted, on a one-for-one basis, into an option to purchase shares of the Issuer's common stock on the same terms and conditions as were applicable to the corresponding option immediately prior to the Effective Time; and (d) each share of phantom stock of ADTRAN, Inc. (representing the economic equivalent of one share of ADTRAN, Inc.'s common stock) converted, on a one-for-one basis, into a share of phantom stock of the Issuer on the same terms and conditions as were applicable to the corresponding phantom stock immediately prior to the Effective Time. F3 · balance_after: Includes 123,853 time-based restricted stock units ("RSUs") that settle upon vesting in shares of the Issuer's common stock, 26,524 of which were converted from RSUs measured in ADTRAN, Inc.'s common stock owned by the reporting person prior to the Effective Time (as defined below), and 97,329 of which were acquired in connection with the conversion of a target number of unearned performance stock units ("PSUs") measured in shares of ADTRAN, Inc.'s common stock owned by the reporting person prior to the Effective Time (as defined below). Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantDividend Equivalent Rights · Derivative | 98.458 | $19.21 | $1,891.38 |
DisclosureSEC source: 0000926282-22-000036 · primary_doc.xml · derivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,112.16 Underlying: Common Stock · 98.458 shares Expires not disclosed F1 · security: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F2 · derivative.exercise_price: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.09 | $17.98 | $19.60 |
DisclosureSEC source: 0000926282-22-000036 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 247.958 F1 · security: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 17:48 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 64.467 | $19.80 | $1,276.45 |
DisclosureSEC source: 0000926282-22-000023 · primary_doc.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,912.366 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 03, 2022 Filed Mar 8, 2022 00:26 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 92.037 | $20.46 | $1,883.08 |
DisclosureSEC source: 0000926282-22-000021 · primary_doc.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,013.702 Underlying: Common Stock · 92.037 shares Expires not disclosed F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| March 03, 2022 Filed Mar 8, 2022 00:26 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 1.046 | $18.46 | $19.31 |
DisclosureSEC source: 0000926282-22-000021 · primary_doc.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 246.868 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.