Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Chief Financial Officer | March 21, 2023 | March 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date March 21, 2023 · Filed March 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 41,692.245 |
Reported balance
After 2023-03-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-21 · Grant · Acquired 233.955 · Balance 41,692.245 F1: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 106,986.366 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 106,986.366 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 251.355 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 251.355 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.33 · Expires 2025-11-14 | Direct | 16,934 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 16,934 F2: The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $18.97 · Expires 2024-11-15 | Direct | 17,307 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 17,307 F3: The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $23.64 · Expires 2023-11-02 | Direct | 18,062 |
Reported balance
Holding disclosure · report date 2023-03-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 18,062 F4: The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of phantom stock of the Issuer that have been acquired through the automatic reinvestment of dividends paid on the Issuer's common stock held in the reporting person's account under the Issuer's equity deferral program. The phantom shares are issued to the reporting person six months after a separation of service from the Issuer in the form of whole shares of common stock, plus cash for any fractional shares.
F2: The options granted to the reporting person vested in four equal annual installments beginning on November 14, 2015.
F3: The options granted to the reporting person vested in four equal annual installments beginning on November 15, 2014
F4: The options granted to the reporting person vested in four equal annual installments beginning on November 2, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 7,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000083 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,813 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 09, 2018 Filed Nov 21, 2018 22:01 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 6,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000097 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,641 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. F2 · shares: The reporting person is filing this amendment to correct the number of shares of Common Stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 7,130 shares of Common Stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of Common Stock acquired on November 9, 2018 was 6,958. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:45 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 90.755 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000060 · edgar.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,305.059 Underlying: Common stock · 90.755 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:16 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 98.539 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000037 · edgar.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,214.304 Underlying: Common stock · 98.539 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:26 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 87.093 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000024 · edgar.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,115.765 Underlying: Common stock · 87.093 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 16:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 4,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000066 · edgar.xml · derivative · entry 4 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,028.672 Underlying: Common stock · 4,038 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F4 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2014 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 15, 2017 Filed Nov 22, 2017 16:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 51.711 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000066 · edgar.xml · derivative · entry 3 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,990.672 Underlying: Common stock · 51.711 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 20:30 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 412 | $20.65 | $8,507.80 |
DisclosureSEC source: 0001179022-17-000050 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,683 Read SEC document |
| November 11, 2017 Filed Nov 22, 2017 16:34 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000066 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,136 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 18:58 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 49.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000033 · edgar.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,938.961 Underlying: Common stock · 49.191 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 8,249 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · derivative · entry 12 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,249 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 2,751 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · derivative · entry 11 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,751 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,132 | $0.00 Strike: $23.02 | $0.00 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · derivative · entry 10 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,132 shares Expires 2017-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 2,546 | $0.00 Strike: $23.02 | $0.00 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · derivative · entry 9 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,546 shares Expires 2017-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 23,678 | $23.77 | $562,856.84 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · nonDerivative · entry 7 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,095 F1 · price: The shares were sold in multiple transactions at prices ranging from $23.60 to $24.00. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 8,249 | $15.29 | $126,127.21 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · nonDerivative · entry 6 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 2,751 | $15.29 | $42,062.79 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · nonDerivative · entry 5 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 10,132 | $23.02 | $233,238.64 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · nonDerivative · entry 4 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 2,546 | $23.02 | $58,608.92 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · nonDerivative · entry 3 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 322 | $0.00 Strike: $23.02 | $0.00 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · derivative · entry 8 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,546 Underlying: Common Stock · 322 shares Expires 2017-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 322 | $23.70 | $7,631.40 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · nonDerivative · entry 2 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,095 Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:09 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Exercise / conversionCommon Stock | 322 | $23.02 | $7,412.44 |
DisclosureSEC source: 0001179022-17-000030 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 53.587 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000021 · edgar.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,889.77 Underlying: Common stock · 53.587 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| February 16, 2017 Filed Mar 3, 2017 22:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 48.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000009 · edgar.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,836.183 Underlying: Common stock · 48.34 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · balance_after: The reporting person previously reported an acquisition on November 17, 2017 of 3,100 shares of Phantom Stock as reported on a Form 4 filed on November 18, 2016. The actual number of shares of Phantom Stock acquired on November 17, 2017 was 3,184. The correct amount of derivative securities beneficially owned currently reflects the correct amount. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:32 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 38.571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151290 · doc4.xml · derivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,703.843 Underlying: Common · 38.571 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:32 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-16-000115 · edgar.xml · derivative · entry 2 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,665.272 Underlying: Common stock · 3,100 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F4 · price: Upon vesting of performance shares awarded pursuant to a grant of November 2, 2013 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:32 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 5,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-16-000115 · edgar.xml · nonDerivative · entry 1 Foliano Michael · CIK 0001300513 · Sr VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,095 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.