Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Director | March 31, 2023 | April 04, 2023 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,099 |
Reported balance
After 2023-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-31 · Grant · Acquired 511 · Balance 16,099 F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan. F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.
F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.
F3: Payable beginning one year after termination of service as a director.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,207.115 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Grant · Acquired 14 · Balance 12,204.997 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2026-09-04 · Grant · Acquired 2.118 · Balance 12,207.115 F2: RSU deferred dividend reinvestment accrual. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Janus Henderson Group Ltd.
Report date June 30, 2026 · Filed July 03, 2026
Section 16 reporting ended · disclosed 2026-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Disposition to issuer · Disposed 15,756 · Balance 0 F1: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration"). F2: Includes 3,288 outstanding restricted stock units ("RSUs") held by the Reporting Person that were cancelled as of immediately prior to the Effective Time and were exchanged for the right to receive a lump sum cash payment equal to (a)(1) the Merger Consideration, multiplied by (2) the number of shares of the Issuer's common stock subject to such RSUs immediately prior to the Effective Time, plus (b) the amount of any accrued but unpaid dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration").
F2: Includes 3,288 outstanding restricted stock units ("RSUs") held by the Reporting Person that were cancelled as of immediately prior to the Effective Time and were exchanged for the right to receive a lump sum cash payment equal to (a)(1) the Merger Consideration, multiplied by (2) the number of shares of the Issuer's common stock subject to such RSUs immediately prior to the Effective Time, plus (b) the amount of any accrued but unpaid dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 4, 2022 22:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 493 | $94.23 | $46,455.39 |
DisclosureSEC source: 0001062993-22-000348 · form4.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,102 Underlying: Common Stock · 493 shares Expires not disclosed F1 · security: Acquired at a price of $94.23 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 11 | $396.51 | $4,361.61 |
DisclosureSEC source: 0001209191-21-069934 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,180 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 22:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 1,000 | $100.59 | $100,590.00 |
DisclosureSEC source: 0001062993-21-011482 · form4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 Read SEC document |
| October 01, 2021 Filed Oct 1, 2021 20:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 453 | $102.67 | $46,509.51 |
DisclosureSEC source: 0001062993-21-009083 · form4.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,599 Underlying: Common Stock · 453 shares Expires not disclosed F1 · security: Acquired at a price of $102.67 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. F4 · balance_after: Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's common stock. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 11 | $381.85 | $4,200.35 |
DisclosureSEC source: 0001209191-21-055661 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,169 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 20:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,469 | $13.40 | $46,484.60 |
DisclosureSEC source: 0001062993-21-006171 · form4.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,095 Underlying: Common Stock · 3,469 shares Expires not disclosed F1 · security: Acquired at a price of $13.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 12 | $336.76 | $4,041.12 |
DisclosureSEC source: 0001209191-21-039802 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,158 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,500 | $332.16 | $498,240.00 |
DisclosureSEC source: 0001209191-21-031205 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,146 Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 00:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,529 | $13.18 | $46,512.22 |
DisclosureSEC source: 0001231205-21-000126 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,559 Underlying: Common Stock · 3,529 shares Expires not disclosed F1 · security: Acquired at a price of $13.18 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14 | $287.23 | $4,021.22 |
DisclosureSEC source: 0001209191-21-022049 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,646 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:19 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 650 | $276.84 | $179,946.00 |
DisclosureSEC source: 0001209191-21-013186 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,632 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 04, 2021 Filed Jan 4, 2021 23:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,555 | $10.87 | $49,512.85 |
DisclosureSEC source: 0001231205-21-000025 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,953 Underlying: Common Stock · 4,555 shares Expires not disclosed F1 · security: Acquired at a price of $10.87 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 13 | $279.06 | $3,627.78 |
DisclosureSEC source: 0001209191-20-063774 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,982 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| October 01, 2020 Filed Oct 1, 2020 23:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 7,870 | $6.29 | $49,502.30 |
DisclosureSEC source: 0001231205-20-000188 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,292 Underlying: Common Stock · 7,870 shares Expires not disclosed F1 · security: Acquired at a price of $6.29 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 12 | $286.88 | $3,442.56 |
DisclosureSEC source: 0001209191-20-050136 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,969 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 13:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 6,827 | $7.25 | $49,495.75 |
DisclosureSEC source: 0001231205-20-000108 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,317 Underlying: Common Stock · 6,827 shares Expires not disclosed F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:14 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 13 | $274.99 | $3,574.87 |
DisclosureSEC source: 0001209191-20-035907 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,957 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 10,550 | $7.82 | $82,501.00 |
DisclosureSEC source: 0001231205-20-000083 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,397 Underlying: Common Stock · 10,550 shares Expires not disclosed F1 · security: Acquired at a price of $7.82 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 18 | $167.41 | $3,013.38 |
DisclosureSEC source: 0001209191-20-020420 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,944 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:11 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 642 | $280.42 | $180,029.64 |
DisclosureSEC source: 0001209191-20-011514 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,926 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:33 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 7,438 | $11.09 | $82,487.42 |
DisclosureSEC source: 0001231205-20-000019 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,801 Underlying: Common Stock · 7,438 shares Expires not disclosed F1 · security: Acquired at a price of $11.09 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14 | $233.98 | $3,275.72 |
DisclosureSEC source: 0001209191-19-060356 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,284 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 9,061 | $9.10 | $82,455.10 |
DisclosureSEC source: 0001231205-19-000207 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,315 Underlying: Common Stock · 9,061 shares Expires not disclosed F1 · security: Acquired at a price of $9.10 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 15 | $211.69 | $3,175.35 |
DisclosureSEC source: 0001209191-19-049298 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,270 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 10:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 6,500 | $7.80 | $50,700.00 |
DisclosureSEC source: 0001231205-19-000173 · edgar.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:21 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 8,457 | $10.20 | $86,261.40 |
DisclosureSEC source: 0001231205-19-000132 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,220 Underlying: Common Stock · 8,457 shares Expires not disclosed F1 · security: Acquired at a price of $10.20 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 21:50 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $192.54 | $3,273.18 |
DisclosureSEC source: 0001209191-19-035918 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,255 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:46 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 9,045 | $9.95 | $89,997.75 |
DisclosureSEC source: 0001231205-19-000108 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,735 Underlying: Common Stock · 9,045 shares Expires not disclosed F1 · security: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 19 | $177.11 | $3,365.09 |
DisclosureSEC source: 0001209191-19-020263 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,238 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:15 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013489 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 12,414 | $7.25 | $90,001.50 |
DisclosureSEC source: 0001231205-19-000021 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,675 Underlying: Common Stock · 12,414 shares Expires not disclosed F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:50 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 20 | $149.45 | $2,989.00 |
DisclosureSEC source: 0001209191-18-062525 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,182 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 6,911 | $12.30 | $85,005.30 |
DisclosureSEC source: 0001231205-18-000149 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,198 Underlying: Common Stock · 6,911 shares Expires not disclosed F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $177.46 | $3,016.82 |
DisclosureSEC source: 0001209191-18-050455 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,162 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 6,287 | $13.52 | $85,000.24 |
DisclosureSEC source: 0001231205-18-000086 · edgar.xml · derivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,287 Underlying: Common Stock · 6,287 shares Expires not disclosed F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $178.50 | $3,034.50 |
DisclosureSEC source: 0001209191-18-037442 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,145 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $170.25 | $2,894.25 |
DisclosureSEC source: 0001209191-18-019163 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,128 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011281 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,111 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16 | $153.05 | $2,448.80 |
DisclosureSEC source: 0001209191-17-065412 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 18 | $135.52 | $2,439.36 |
DisclosureSEC source: 0001209191-17-052581 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,020 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 21 | $116.95 | $2,455.95 |
DisclosureSEC source: 0001209191-17-039426 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,002 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $112.18 | $1,907.06 |
DisclosureSEC source: 0001209191-17-020139 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,981 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015226 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,964 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 19 | $98.21 | $1,865.99 |
DisclosureSEC source: 0001209191-16-154886 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 17 | $106.48 | $1,810.16 |
DisclosureSEC source: 0001209191-16-140925 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,428 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.