Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTRIA GROUP, INC.MO · Entity 188 | Director | February 29, 2008 | March 04, 2008 |
| PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680 | Director | March 01, 2018 | March 05, 2018 |
| Philip Morris International Inc.PM · Entity 2818 | Director | March 31, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTRIA GROUP, INC.
Report date February 29, 2008 · Filed March 04, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,287 |
Reported balance
After 2008-02-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2008-02-29 · Grant · Acquired 116 · Balance 22,287 F3: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008. F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | Direct | 38,187 |
Reported balance
Holding disclosure · report date 2008-02-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 38,187 F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 17,085 |
Reported balance
Holding disclosure · report date 2008-02-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,085 F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Phantom Stock Units convert to common stock on a 1-for-1 basis.
F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.
F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.
F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008.
F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction.
PENSKE AUTOMOTIVE GROUP, INC.
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Units (Phantom Stock)SEC Table II · derivative / convertible security | Direct | 52,291.49 |
Reported balance
After 2018-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 391.87 · Balance 52,291.49 F1: One for one. F4: Price is not relevant to this transaction. F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3: Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: One for one.
F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.
F3: Not Applicable.
F4: Price is not relevant to this transaction.
Philip Morris International Inc.
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 133,248 |
Reported balance
After 2023-03-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-31 · Grant · Acquired 502 · Balance 133,248 F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023. F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors. F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | Direct | 90,820 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 90,820 F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 22,196 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 22,196 F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 17,085 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,085 F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.
F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.
F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.
F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.
F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.
F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date October 28, 2008 · Filed October 29, 2008
Section 16 reporting ended · disclosed 2008-10-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,433 |
Reported balance
After 2008-10-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-10-28 · Grant · Acquired 187 · Balance 18,433 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2005 Filed Aug 8, 2005 17:58 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 37 | $67.53 | $2,498.61 |
DisclosureSEC source: 0001182489-05-000524 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,169 Underlying: Common Stock · 37 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on August 4, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on August 4, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase 214 share equivalents since holdings were last reported. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors and through the reinvestment of dividends. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 17:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $27.02 | $0.00 |
DisclosureSEC source: 0001181431-05-042828 · rrd87406.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,000 shares Expires 2006-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| July 28, 2005 Filed Jul 29, 2005 17:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,000 | $27.02 | $27,015.00 |
DisclosureSEC source: 0001181431-05-042828 · rrd87406.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,148.206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 352 | $74.78 Strike: $0.00 | $26,322.56 |
DisclosureSEC source: 0001181431-05-037830 · rrd84421.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,448 Underlying: Common Stock · 352 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 18:47 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 154 | $65.10 | $10,025.40 |
DisclosureSEC source: 0000764180-05-000070 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,955 Underlying: Common Stock · 154 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on June 30, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Empl oyee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on June 30, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 154 share equivalents since holdings were last reported. The total includes share equivalents acquired un der the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 18:12 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 274 | $67.50 | $18,493.63 |
DisclosureSEC source: 0000764180-05-000064 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,801 Underlying: Common Stock · 274 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on May 31, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Emplo yee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on May 31, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 274 share equivalents since May 5, 2005, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| May 09, 2005 Filed May 10, 2005 17:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $27.02 | $0.00 |
DisclosureSEC source: 0001181431-05-026876 · rrd78375.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,000 shares Expires 2006-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 09, 2005 Filed May 10, 2005 17:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,000 | $27.02 | $27,015.00 |
DisclosureSEC source: 0001181431-05-026876 · rrd78375.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,130.159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2005 Filed May 9, 2005 18:37 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 37 | $66.62 | $2,464.94 |
DisclosureSEC source: 0000764180-05-000059 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,527 Underlying: Common Stock · 37 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on May 5, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employ ee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on May 5, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 206 share equivalents since April 29, 2005, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| May 01, 2005 Filed May 2, 2005 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $76.48 | $0.00 |
DisclosureSEC source: 0001181431-05-024705 · rrd77256.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2015-04-30 F1 · security: Stock options granted pursuant to the IBM Non-Employee Directors Stock Option Plan. F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| April 29, 2005 Filed May 3, 2005 19:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 62 | $64.81 | $4,017.91 |
DisclosureSEC source: 0000764180-05-000055 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,321 Underlying: Common Stock · 62 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on April 29, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Emp loyee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on April 29, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| April 28, 2005 Filed May 2, 2005 18:52 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 1,842 | $65.16 | $120,024.72 |
DisclosureSEC source: 0000764180-05-000052 · doc4.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,729 F1 · shares: Deferred stock awarded under the 2005 Stock Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes (i) 6,782 shares held by reporting person, (ii) 2,243 shares held jointly with spouse, (iii) 1,072 shares held in an IRA , and (iv) 7,632 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 22:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 290 | $90.81 Strike: $0.00 | $26,334.90 |
DisclosureSEC source: 0001181431-05-019817 · rrd74260.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,065 Underlying: Common Stock · 290 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 19:25 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 153 | $65.48 | $10,017.68 |
DisclosureSEC source: 0000764180-05-000041 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,259 Underlying: Common Stock · 153 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on March 31, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Emp loyee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on March 31, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 153 shares since February 28, 2005, the date deferred compensation was last reported to the SEC. The total includes shares acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2005 Filed May 2, 2005 18:52 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000764180-05-000052 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,259 Underlying: Common Stock · 0 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F5 · shares: No share equivalents acquired or disposed. F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| February 28, 2005 Filed Mar 2, 2005 18:34 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 175 | $65.75 | $11,506.25 |
DisclosureSEC source: 0000764180-05-000035 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 Underlying: Common Stock · 175 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on February 28, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non- Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on February 28, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 175 shares since January 31, 2005, the date deferred compensation was last reported to the SEC. The total includes shares acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| February 02, 2005 Filed Feb 3, 2005 20:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001181431-05-006891 · rrd67232.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2005-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 02, 2005 Filed Feb 3, 2005 20:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 800 | $23.25 | $18,600.00 |
DisclosureSEC source: 0001181431-05-006891 · rrd67232.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,117.009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 20:42 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 102 | $63.62 | $6,489.24 |
DisclosureSEC source: 0000764180-05-000022 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,931 Underlying: Common Stock · 102 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on January 31, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-E mployee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on January 31, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 279 share equivalents since December 31, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and the reinvestment of dividends under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2004 Filed Jan 3, 2005 18:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 190 | $98.70 Strike: $0.00 | $18,753.00 |
DisclosureSEC source: 0001181431-05-000131 · rrd63103.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,753 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 16:21 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 163 | $61.27 | $9,986.20 |
DisclosureSEC source: 0000764180-05-000001 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,652 Underlying: Common Stock · 163 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on December 31, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non- Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on December 31, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 163 share equivalents since December 15, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| December 15, 2004 Filed Dec 17, 2004 22:00 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 141 | $60.14 | $8,479.04 |
DisclosureSEC source: 0000764180-04-000057 · doc4.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,489 Underlying: Common Stock · 141 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on December 15, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non- Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on December 15, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 141 share equivalents since October 29, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 21:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001181431-04-049867 · rrd56255.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires 2005-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 21:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 800 | $23.25 | $18,600.00 |
DisclosureSEC source: 0001181431-04-049867 · rrd56255.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,306.006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2004 Filed Nov 2, 2004 19:26 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 134 | $48.41 | $6,486.94 |
DisclosureSEC source: 0000764180-04-000044 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,348 Underlying: Common Stock · 134 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on October 29, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-E mployee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on October 29, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 352 share equivalents since September 30, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and the reinvestment of dividends under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 18:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 220 | $85.51 Strike: $0.00 | $18,812.20 |
DisclosureSEC source: 0001181431-04-045840 · rrd53867.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542 Underlying: Common Stock · 220 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 18:18 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 213 | $46.89 | $9,987.57 |
DisclosureSEC source: 0000764180-04-000034 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,996 Underlying: Common Stock · 213 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on September 30, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non - -Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on September 30, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 213 share equivalents since August 25, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| August 25, 2004 Filed Aug 27, 2004 17:07 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 134 | $48.66 | $6,520.44 |
DisclosureSEC source: 0000764180-04-000028 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,783 Underlying: Common Stock · 134 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on August 25, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Em ployee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on August 25, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 318 share equivalents since June 30, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and the reinvestment of dividends under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| July 27, 2004 Filed Jul 28, 2004 22:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001181431-04-037499 · rrd49126.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 800 shares Expires 2005-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| July 27, 2004 Filed Jul 28, 2004 22:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 800 | $23.25 | $18,600.00 |
DisclosureSEC source: 0001181431-04-037499 · rrd49126.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,497.063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2004 Filed Jul 1, 2004 19:56 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 198 | $50.38 | $9,975.24 |
DisclosureSEC source: 0000764180-04-000024 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,465 Underlying: Common Stock · 198 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on June 30, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Empl oyee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on June 30, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 198 share equivalents since June 1, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2004 Filed Jul 1, 2004 21:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 213 | $88.09 Strike: $0.00 | $18,763.17 |
DisclosureSEC source: 0001181431-04-033434 · rrd46921.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,299 Underlying: Common Stock · 213 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 01, 2004 Filed Jun 3, 2004 18:40 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 382 | $48.42 | $18,494.53 |
DisclosureSEC source: 0000764180-04-000023 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,267 Underlying: Common Stock · 382 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on June 1, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Emplo yee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on June 1, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 382 share equivalents since April 30, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| May 01, 2004 Filed May 3, 2004 20:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $88.60 | $0.00 |
DisclosureSEC source: 0001181431-04-023742 · rrd35582.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2014-04-30 F1 · security: Stock options granted pursuant to the IBM Non-Employee Directors Stock Option Plan. F2 · derivative.exercise_date: These options vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These options vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| April 30, 2004 Filed May 4, 2004 18:44 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 226 | $55.75 | $12,599.50 |
DisclosureSEC source: 0000764180-04-000017 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,885 Underlying: Common Stock · 226 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on April 30, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Emp loyee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on April 30, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 226 share equivalents since April 29, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired, investment fluctuations and the reinvestment of dividends under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| April 29, 2004 Filed May 3, 2004 19:58 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherPhantom Stock Units · Derivative | 0 | $54.28 | $0.00 |
DisclosureSEC source: 0000764180-04-000014 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,659 Underlying: Common Stock · 0 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F5 · shares: No share equivalents acquired or disposed. F7 · price: The average of the high and low price of Altria Group, Inc. Common Stock on April 29, 2004. F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.underlying_shares: No share equivalents acquired or disposed. F8 · balance_after: This amount remains unchanged since March 31, 2004 the date your holdings were last reported to the SEC. Read SEC document |
| April 29, 2004 Filed May 3, 2004 19:58 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 2,177 | $55.13 | $120,018.01 |
DisclosureSEC source: 0000764180-04-000014 · doc4.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,367 F1 · shares: Deferred stock awarded under the 2000 Stock Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes (i) 6,553 shares held by reporting person, (ii) 2,225 shares held jointly with spouse, (iii) 1,072 shares held in an IRA, and (iv) 5,517 deferred share equivalents held in the 2000 Stock Compensation Plan for Non-Employee Directors. Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option(right to buy) · Derivative | 800 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001181431-04-022917 · rrd40854.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 800 shares Expires 2005-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $90.30 | $72,240.00 |
DisclosureSEC source: 0001181431-04-022917 · rrd40854.xml · nonDerivative · entry 2 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,688.508 Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 800 | $23.25 | $18,600.00 |
DisclosureSEC source: 0001181431-04-022917 · rrd40854.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,488.508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2004 Filed Apr 1, 2004 22:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 205 | $91.87 Strike: $0.00 | $18,833.35 |
DisclosureSEC source: 0001181431-04-018661 · rrd38285.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,064 Underlying: Common Stock · 205 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 17:14 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 184 | $54.28 | $9,987.52 |
DisclosureSEC source: 0001180541-04-000014 · doc4.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,659 Underlying: Common Stock · 184 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F2 · shares: These units were acquired on March 31, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Emp loyee Directors. F4 · price: The average of the high and low price of Altria Group, Inc. Common Stock on March 31, 2004. F3 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F3 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · balance_after: This is an increase of 174 share equivalents since February 27, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and fluctuations in the value of share equivalents under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| February 27, 2004 Filed Mar 2, 2004 21:04 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 211 | $54.53 | $11,504.78 |
DisclosureSEC source: 0001180541-04-000008 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,485 Underlying: Common Stock · 211 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on February 27, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non- Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on February 27, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 211 share equivalents since January 30, 2004, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and fluctuations in the value of share equivalents under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| January 30, 2004 Filed Feb 3, 2004 15:57 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 117 | $55.47 | $6,489.99 |
DisclosureSEC source: 0001180541-04-000006 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,274 Underlying: Common Stock · 117 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on January 30, 2004 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-E mployee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on January 30, 2004. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 270 share equivalents since December 31, 2003, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired, fluctuations in the value of share equivalents and the reinvestment of dividends under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| January 26, 2004 Filed Jan 26, 2004 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Options (right to buy) · Derivative | 800 | $0.00 Strike: $23.25 | $0.00 |
DisclosureSEC source: 0001181431-04-004415 · rrd30217.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 800 shares Expires 2005-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2004 Filed Jan 26, 2004 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $98.78 | $79,024.00 |
DisclosureSEC source: 0001181431-04-004415 · rrd30217.xml · nonDerivative · entry 2 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,681.142 Read SEC document |
| January 26, 2004 Filed Jan 26, 2004 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 800 | $23.25 | $18,600.00 |
DisclosureSEC source: 0001181431-04-004415 · rrd30217.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,481.142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 18:41 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 305 | $54.13 | $16,508.13 |
DisclosureSEC source: 0001180541-04-000004 · doc4.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,004 Underlying: Common Stock · 305 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on December 31, 2003 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non- Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on December 31, 2003. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 305 share equivalents since October 31, 2003, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired and fluctuations in the value of share equivalents under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 15:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 203 | $92.50 Strike: $0.00 | $18,777.50 |
DisclosureSEC source: 0001181431-04-000340 · rrd27390.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,841 Underlying: Common Stock · 203 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| October 31, 2003 Filed Nov 4, 2003 21:57 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 139 | $46.48 | $6,460.72 |
DisclosureSEC source: 0001181431-03-028955 · rrd21722.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,699 Underlying: Common Stock · 139 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on October 31, 2003 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on October 31, 2003. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 311 share equivalents since September 30, 2003, the date deferred compensation was last reported to the SEC. The total includes share equivalents acquired, fluctuations in the value of share equivalents and the reinvestment of dividends under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.