Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTRIA GROUP, INC.MO · Entity 188 | Director | February 29, 2008 | March 04, 2008 |
| PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680 | Director | March 01, 2018 | March 05, 2018 |
| Philip Morris International Inc.PM · Entity 2818 | Director | March 31, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTRIA GROUP, INC.
Report date February 29, 2008 · Filed March 04, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,287 |
Reported balance
After 2008-02-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2008-02-29 · Grant · Acquired 116 · Balance 22,287 F3: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008. F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | Direct | 38,187 |
Reported balance
Holding disclosure · report date 2008-02-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 38,187 F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 17,085 |
Reported balance
Holding disclosure · report date 2008-02-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,085 F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Phantom Stock Units convert to common stock on a 1-for-1 basis.
F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.
F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.
F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008.
F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction.
PENSKE AUTOMOTIVE GROUP, INC.
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Units (Phantom Stock)SEC Table II · derivative / convertible security | Direct | 52,291.49 |
Reported balance
After 2018-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 391.87 · Balance 52,291.49 F1: One for one. F4: Price is not relevant to this transaction. F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. F3: Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: One for one.
F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.
F3: Not Applicable.
F4: Price is not relevant to this transaction.
Philip Morris International Inc.
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 133,248 |
Reported balance
After 2023-03-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-31 · Grant · Acquired 502 · Balance 133,248 F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023. F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors. F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | Direct | 90,820 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 90,820 F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 22,196 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 22,196 F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 17,085 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,085 F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.
F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.
F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.
F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.
F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.
F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date October 28, 2008 · Filed October 29, 2008
Section 16 reporting ended · disclosed 2008-10-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,433 |
Reported balance
After 2008-10-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-10-28 · Grant · Acquired 187 · Balance 18,433 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2006 Filed Jan 3, 2007 16:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 270 | $97.36 Strike: $0.00 | $26,285.85 |
DisclosureSEC source: 0001181431-07-000362 · rrd141109.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,582 Underlying: Common Stock · 270 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 29, 2006 Filed Jan 3, 2007 19:19 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 116 | $85.98 | $9,973.10 |
DisclosureSEC source: 0001182489-07-000005 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,276 Underlying: Common Stock · 116 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on December 29, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on December 29, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since December 13, 2006, the date of the last reportable transaction. Read SEC document |
| December 13, 2006 Filed Dec 15, 2006 18:45 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 100 | $84.66 | $8,466.00 |
DisclosureSEC source: 0001182489-06-001185 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,160 Underlying: Common Stock · 100 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on December 13, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on December 13, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 100 share equivalents acquired under the deferred fee program since November 8, 2006, the date holdings were last reported. Read SEC document |
| November 08, 2006 Filed Nov 13, 2006 20:37 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 31 | $81.31 | $2,520.46 |
DisclosureSEC source: 0001182489-06-001033 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,060 Underlying: Common Stock · 31 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on November 8, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on November 8, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 31 share equivalents acquired under the deferred fee program since October 31, 2006, the date holdings were last reported. Read SEC document |
| November 01, 2006 Filed Nov 2, 2006 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001181431-06-061333 · rrd135012.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2007-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 01, 2006 Filed Nov 2, 2006 21:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,000 | $40.13 | $40,125.00 |
DisclosureSEC source: 0001181431-06-061333 · rrd135012.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,368.3104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 20:50 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 80 | $81.70 | $6,536.00 |
DisclosureSEC source: 0001182489-06-000999 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,029 Underlying: Common Stock · 80 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on October 31, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on October 31, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 290 share equivalents acquired under the deferred fee program since September 29, 2006, the date holdings were last reported. Read SEC document |
| September 30, 2006 Filed Oct 2, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 320 | $82.28 Strike: $0.00 | $26,329.60 |
DisclosureSEC source: 0001181431-06-055745 · rrd132000.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,267 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 29, 2006 Filed Oct 3, 2006 19:29 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 130 | $76.95 | $10,002.85 |
DisclosureSEC source: 0001182489-06-000922 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,739 Underlying: Common Stock · 130 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on September 29, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on September 29, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 130 share equivalents acquired under the deferred fee program since August 31, 2006, the date holdings were last reported. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 19:54 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 101 | $84.03 | $8,486.53 |
DisclosureSEC source: 0001182489-06-000864 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,609 Underlying: Common Stock · 101 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on August 31, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on August 31, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 101 share equivalents acquired under the deferred fee program since August 4, 2006, the date holdings were last reported. Read SEC document |
| August 04, 2006 Filed Aug 8, 2006 17:15 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 31 | $80.24 | $2,487.44 |
DisclosureSEC source: 0001182489-06-000778 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,508 Underlying: Common Stock · 31 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on August 4, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on August 4, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 31 share equivalents acquired under the deferred fee program since July 28, 2006, the date holdings were last reported. Read SEC document |
| July 28, 2006 Filed Aug 1, 2006 16:53 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherPhantom Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-06-000763 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,477 Underlying: Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: No share equivalents acquired or disposed. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F6 · balance_after: Share equivalents held in the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. The increase reflects 188 share equivalents acquired through the reinvestment of dividends since June 30, 2006, the date holdings were last reported. Read SEC document |
| July 28, 2006 Filed Aug 1, 2006 16:53 UTC | ALTRIA GROUP, INC. MO · Entity 188 | PurchaseCommon Stock | 443 | $80.42 | $35,626.06 |
DisclosureSEC source: 0001182489-06-000763 · edgar.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,136 F1 · balance_after: Includes 9,820 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors, reflecting an increase of 100 shares acquired through the reinvestment of dividends since June 30, 2006, the date holdings were last reported. Read SEC document |
| July 24, 2006 Filed Jul 25, 2006 16:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001181431-06-043414 · rrd125229.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,000 shares Expires 2007-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| July 24, 2006 Filed Jul 25, 2006 16:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,000 | $40.13 | $40,125.00 |
DisclosureSEC source: 0001181431-06-043414 · rrd125229.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,311.6982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 17:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 340 | $77.36 Strike: $0.00 | $26,302.40 |
DisclosureSEC source: 0001181431-06-040047 · rrd123360.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,896 Underlying: Common Stock · 340 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 19:51 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 136 | $73.69 | $10,021.16 |
DisclosureSEC source: 0001182489-06-000712 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,289 Underlying: Common Stock · 136 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on June 30, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on June 30, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 136 share equivalents acquired under the deferred fee program since June 19, 2006, the date holdings were last reported. Read SEC document |
| June 19, 2006 Filed Jun 21, 2006 17:07 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 28 | $71.14 | $1,991.78 |
DisclosureSEC source: 0001182489-06-000668 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,153 Underlying: Common Stock · 28 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on June 19, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on June 19, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held in the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 28 share equivalents acquired under the deferred fee program since June 2, 2006, the date holdings were last reported. Read SEC document |
| June 02, 2006 Filed Jun 6, 2006 17:13 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 255 | $72.48 | $18,481.13 |
DisclosureSEC source: 0001182489-06-000613 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 Underlying: Common Stock · 255 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on June 2, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on June 2, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held in the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 255 share equivalents acquired under the deferred fee program since May 8, 2006, the date holdings were last reported. Read SEC document |
| May 08, 2006 Filed May 10, 2006 16:41 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 34 | $73.63 | $2,503.42 |
DisclosureSEC source: 0001182489-06-000463 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,870 Underlying: Common Stock · 34 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on May 8, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on May 8, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held in the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 34 share equivalents acquired under the deferred fee program since April 27, 2006, the date holdings were last reported. Read SEC document |
| May 01, 2006 Filed May 2, 2006 18:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $82.70 | $0.00 |
DisclosureSEC source: 0001181431-06-026762 · rrd116116.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2016-04-30 F1 · security: Stock options granted pursuant to the IBM Non-Employee Directors Stock Option Plan. F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| April 27, 2006 Filed Apr 28, 2006 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001181431-06-025952 · rrd115622.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,000 shares Expires 2007-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| April 27, 2006 Filed Apr 28, 2006 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,000 | $40.13 | $40,125.00 |
DisclosureSEC source: 0001181431-06-025952 · rrd115622.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,256.3481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2006 Filed May 1, 2006 19:33 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 56 | $71.50 | $4,004.00 |
DisclosureSEC source: 0001182489-06-000424 · edgar.xml · derivative · entry 4 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,836 Underlying: Common Stock · 56 shares Expires not disclosed F5 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F6 · shares: These units were acquired on April 27, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F8 · price: The average of the high and low price of Altria Group, Inc. common stock on April 27, 2006. F7 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F9 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| April 27, 2006 Filed May 1, 2006 19:33 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantCommon Stock | 1,679 | $71.50 | $120,048.50 |
DisclosureSEC source: 0001182489-06-000424 · edgar.xml · nonDerivative · entry 2 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,352 F2 · shares: Deferred stock awarded under the 2005 Stock Compensation Plan for Non-Employee Directors. F3 · balance_after: Includes (i) 23,164 shares held by reporting person, (ii) 468 shares held jointly with spouse, and (iii) 9,720 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 18:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 2,295 | $54.83 Strike: $54.83 | $125,823.38 |
DisclosureSEC source: 0001182489-06-000408 · edgar.xml · derivative · entry 8 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,295 shares Expires 2012-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 18:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 2,400 | $50.20 Strike: $50.20 | $120,480.00 |
DisclosureSEC source: 0001182489-06-000408 · edgar.xml · derivative · entry 7 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2011-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 18:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionOption (Right to Buy) · Derivative | 9,639 | $22.09 Strike: $22.09 | $212,962.14 |
DisclosureSEC source: 0001182489-06-000408 · edgar.xml · derivative · entry 6 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,639 shares Expires 2010-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 18:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherPhantom Stock Units · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-06-000408 · edgar.xml · derivative · entry 5 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,579 Underlying: Common Stock · 0 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: No share equivalents acquired or disposed. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F6 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors, as of March 31, 2006. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 18:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionCommon Stock | 2,295 | $54.83 | $125,823.38 |
DisclosureSEC source: 0001182489-06-000408 · edgar.xml · nonDerivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 8,111 shares held by reporting person, (ii) 2,262 shares held jointly with spouse, and (iii) 7,950 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors, as of March 31, 2006. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 18:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionCommon Stock | 2,400 | $50.20 | $120,480.00 |
DisclosureSEC source: 0001182489-06-000408 · edgar.xml · nonDerivative · entry 2 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 18:20 UTC | ALTRIA GROUP, INC. MO · Entity 188 | Exercise / conversionCommon Stock | 9,639 | $22.09 | $212,962.14 |
DisclosureSEC source: 0001182489-06-000408 · edgar.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed May 1, 2006 19:33 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GiftCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-06-000424 · edgar.xml · nonDerivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 17,085 F4 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 19, 2006 Filed May 1, 2006 19:33 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GiftCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-06-000424 · edgar.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,507 F1 · shares: Gift to Wife. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 317 | $82.95 Strike: $0.00 | $26,293.57 |
DisclosureSEC source: 0001181431-06-021304 · rrd113147.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,504 Underlying: Common Stock · 317 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 17:50 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 140 | $71.33 | $9,985.50 |
DisclosureSEC source: 0001182489-06-000333 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,579 Underlying: Common Stock · 140 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on March 31, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on March 31, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 140 share equivalents acquired under the deferred fee program since February 28, 2006, the date holdings were last reported. Read SEC document |
| February 28, 2006 Filed Mar 2, 2006 19:48 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 160 | $72.03 | $11,524.80 |
DisclosureSEC source: 0001182489-06-000160 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,439 Underlying: Common Stock · 160 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on February 28, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on February 28, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 160 share equivalents acquired under the deferred fee program since January 31, 2006, the date holdings were last reported. Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 20:09 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 151 | $72.92 | $11,010.92 |
DisclosureSEC source: 0001182489-06-000092 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,279 Underlying: Common Stock · 151 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on January 31, 2006 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on January 31, 2006. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 329 share equivalents acquired under the deferred fee program and through the reinvestment of dividends since December 30, 2005, the date holdings were last reported. Read SEC document |
| January 23, 2006 Filed Jan 24, 2006 19:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $27.02 | $0.00 |
DisclosureSEC source: 0001181431-06-005192 · rrd104664.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2006-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| January 23, 2006 Filed Jan 24, 2006 19:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,000 | $27.02 | $27,015.00 |
DisclosureSEC source: 0001181431-06-005192 · rrd104664.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,226.8379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2005 Filed Jan 3, 2006 18:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 321 | $82.03 Strike: $0.00 | $26,330.03 |
DisclosureSEC source: 0001181431-06-000121 · rrd101808.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,156 Underlying: Common Stock · 321 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 19:19 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 133 | $75.05 | $9,980.99 |
DisclosureSEC source: 0001182489-06-000005 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,950 Underlying: Common Stock · 133 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on December 30, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on December 30, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 133 share equivalents acquired under the deferred fee program since December 14, 2005, the date holdings were last reported. Read SEC document |
| December 14, 2005 Filed Dec 16, 2005 20:53 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 115 | $74.22 | $8,534.73 |
DisclosureSEC source: 0001182489-05-000720 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,817 Underlying: Common Stock · 115 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on December 14, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on December 14, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 115 share equivalents acquired under the deferred fee program since November 7, 2005, the date holdings were last reported. Read SEC document |
| November 07, 2005 Filed Nov 9, 2005 18:54 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 33 | $74.48 | $2,457.84 |
DisclosureSEC source: 0001182489-05-000649 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,702 Underlying: Common Stock · 33 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on November 7, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on November 7, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 33 share equivalents acquired under the deferred fee program since October 31, 2005, the date holdings were last reported. Read SEC document |
| October 31, 2005 Filed Nov 2, 2005 20:40 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 60 | $75.26 | $4,515.60 |
DisclosureSEC source: 0001182489-05-000639 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,669 Underlying: Common Stock · 60 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on October 31, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. common stock on October 31, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 242 share equivalents acquired under the deferred fee program and through the reinvestment of dividends since September 30, 2005, the date holdings were last reported. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $27.02 | $0.00 |
DisclosureSEC source: 0001181431-05-057296 · rrd95095.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2006-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,000 | $27.02 | $27,015.00 |
DisclosureSEC source: 0001181431-05-057296 · rrd95095.xml · nonDerivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,169.773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 19:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 328 | $80.25 Strike: $0.00 | $26,320.36 |
DisclosureSEC source: 0001181431-05-054503 · rrd93611.xml · derivative · entry 1 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,806 Underlying: Common Stock · 328 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 19:27 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 136 | $73.31 | $9,969.48 |
DisclosureSEC source: 0001182489-05-000607 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,426 Underlying: Common Stock · 136 shares Expires not disclosed F3 · derivative.exercise_price: Phantom Stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on September 30, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on September 30, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase of 136 share equivalents since holdings were last reported. The total reflects share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
| August 31, 2005 Filed Sep 2, 2005 16:38 UTC | ALTRIA GROUP, INC. MO · Entity 188 | GrantPhantom Stock Units · Derivative | 121 | $70.21 | $8,494.81 |
DisclosureSEC source: 0001182489-05-000568 · edgar.xml · derivative · entry 3 NOTO LUCIO A · CIK 0001180541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,290 Underlying: Common Stock · 121 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis. F4 · shares: These units were acquired on August 31, 2005 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. F6 · price: The average of the high and low price of Altria Group, Inc. Common Stock on August 31, 2005. F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7 · balance_after: This is an increase 121 share equivalents since holdings were last reported. The total includes share equivalents acquired under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.