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NOTO LUCIO A

Disclosed activity across 4 companies

Tapewire entity
11518
SEC CIK
0001180541

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALTRIA GROUP, INC.MO · Entity 188DirectorFebruary 29, 2008March 04, 2008
PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680DirectorMarch 01, 2018March 05, 2018
Philip Morris International Inc.PM · Entity 2818DirectorMarch 31, 2023April 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALTRIA GROUP, INC.

Report date February 29, 2008 · Filed March 04, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect22,287 Reported balance After 2008-02-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2008-02-29 · Grant · Acquired 116 · Balance 22,287

F3: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008.

F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeDirect38,187 Reported balance Holding disclosure · report date 2008-02-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 38,187

F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeIndirectBy Wife17,085 Reported balance Holding disclosure · report date 2008-02-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 17,085

F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction.

F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008.

F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction.

PENSKE AUTOMOTIVE GROUP, INC.

Report date March 01, 2018 · Filed March 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock Units (Phantom Stock)SEC Table II · derivative / convertible securityDirect52,291.49 Reported balance After 2018-03-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-03-01 · Grant · Acquired 391.87 · Balance 52,291.49

F1: One for one.

F4: Price is not relevant to this transaction.

F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3: Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: One for one.

F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3: Not Applicable.

F4: Price is not relevant to this transaction.

Philip Morris International Inc.

Report date March 31, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect133,248 Reported balance After 2023-03-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-03-31 · Grant · Acquired 502 · Balance 133,248

F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.

F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeDirect90,820 Reported balance Holding disclosure · report date 2023-03-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 90,820

F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeIndirectBy Trust22,196 Reported balance Holding disclosure · report date 2023-03-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 22,196

F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Spouse17,085 Reported balance Holding disclosure · report date 2023-03-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 17,085

F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person.

F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.

F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INTERNATIONAL BUSINESS MACHINES CORP

Report date October 28, 2008 · Filed October 29, 2008

Section 16 reporting ended · disclosed 2008-10-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct18,433 Reported balance After 2008-10-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2008-10-28 · Grant · Acquired 187 · Balance 18,433

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2009 Filed May 7, 2009 16:29 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 3,711 $37.73 $140,016.03
Disclosure

SEC source: 0001182489-09-000369 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,409

F1 · shares: Deferred stock awarded under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 20,248 deferred shares held under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors, including an increase of 768 shares acquired through the reinvestment of dividends since March 31, 2009, the date of the last reportable transaction.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 15:33 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 1,035 $36.22 $37,482.53
Disclosure

SEC source: 0001182489-09-000283 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,858

Underlying: Common Stock · 1,035 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on March 31, 2009, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2009.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,618 share equivalents acquired under the Deferred Fee Plan and through the reinvestment of dividends since December 31, 2008, the date of the last reportable transaction.

Read SEC document
February 03, 2009 Filed Aug 24, 2010 15:55 UTC Philip Morris International Inc. PM · Entity 2818 PurchaseCommon Stock 445 $37.98 $16,902.88
Disclosure

SEC source: 0001182489-10-000485 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,704

Read SEC document
December 31, 2008 Filed Jan 5, 2009 15:31 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 854 $43.91 $37,494.87
Disclosure

SEC source: 0001182489-09-000009 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,239

Underlying: Common Stock · 854 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on December 31, 2008, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 31, 2008.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,460 share equivalents acquired under the Deferred Fee Plan and through the reinvestment of dividends since September 30, 2008, the date of the last reportable transaction.

Read SEC document
October 28, 2008 Filed Oct 29, 2008 15:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 187 $83.57 Strike: $0.00 $15,626.66
Disclosure

SEC source: 0001181431-08-058565 · rrd221777.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,433

Underlying: Common Stock · 187 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2008 Filed Oct 1, 2008 18:16 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 438 $114.39 Strike: $0.00 $50,102.82
Disclosure

SEC source: 0001181431-08-055122 · rrd219938.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,247

Underlying: Common Stock · 438 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2008 Filed Oct 2, 2008 15:34 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 770 $48.72 $37,514.40
Disclosure

SEC source: 0001182489-08-000786 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,779

Underlying: Common Stock · 770 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on September 30, 2008, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2008.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,165 share equivalents acquired under the Deferred Fee Plan and through the reinvestment of dividends since June 30, 2008, the date of the last reportable transaction.

Read SEC document
July 30, 2008 Filed Jul 31, 2008 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $103.61 $0.00
Disclosure

SEC source: 0001181431-08-045177 · rrd214480.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2009-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 30, 2008 Filed Jul 31, 2008 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 1,000 $103.61 $103,610.00
Disclosure

SEC source: 0001181431-08-045177 · rrd214480.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,856.0461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2008 Filed Jul 1, 2008 15:38 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 423 $119.19 Strike: $0.00 $50,415.26
Disclosure

SEC source: 0001181431-08-041109 · rrd212171.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,735

Underlying: Common Stock · 423 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2008 Filed Jul 2, 2008 15:16 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 780 $49.51 $38,613.90
Disclosure

SEC source: 0001182489-08-000690 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,614

Underlying: Common Stock · 780 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on June 30, 2008, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 30, 2008.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's Board of Directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's Board of Directors.

F7 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 780 share equivalants acquired under the Deferred Fee Plan since April 24, 2008, the date of the last reportable transaction.

Read SEC document
May 01, 2008 Filed May 2, 2008 18:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $103.61 $0.00
Disclosure

SEC source: 0001181431-08-028363 · rrd205094.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires 2009-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
May 01, 2008 Filed May 2, 2008 18:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 1,000 $103.61 $103,610.00
Disclosure

SEC source: 0001181431-08-028363 · rrd205094.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,765.3547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2008 Filed Apr 28, 2008 16:11 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-08-000464 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,834

Underlying: Common Stock · 0 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: No share equivalents acquired or disposed.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held in the deferred fee program of the Philip Morris International Inc. 2008 Compensation Plan for Non-Employee Directors. This includes an increase of 412 share equivalents acquired through the reinvestment of dividends since March 28, 2008, the date of the last reportable transaction.

Read SEC document
April 24, 2008 Filed Apr 28, 2008 16:11 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 2,694 $51.97 $139,993.71
Disclosure

SEC source: 0001182489-08-000464 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,106

F1 · shares: Deferred stock awarded under the 2008 Stock Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 15,219 deferred shares held under the 2008 Stock Compensation Plan for Non-Employee Directors, including an increase of 224 shares acquired through the reinvestment of dividends since March 28, 2008, the date of the last reportable transaction.

Read SEC document
March 31, 2008 Filed Apr 1, 2008 17:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 448 $114.61 Strike: $0.00 $51,343.04
Disclosure

SEC source: 0001181431-08-022293 · rrd201658.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,243

Underlying: Common Stock · 448 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 28, 2008 Filed Apr 1, 2008 17:25 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-08-000334 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,422

Underlying: Common Stock · 22,422 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F4 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · balance_after: Share equivalents held in the deferred fee program of the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. As a result of the Spin-Off, reflects receipt of Phantom Stock Units of the Issuer, in accordance with the terms of previously granted Altria Phantom Stock Units.

Read SEC document
March 28, 2008 Filed Apr 1, 2008 17:25 UTC Philip Morris International Inc. PM · Entity 2818 OtherCommon Stock 38,187 $0.00 $0.00
Disclosure

SEC source: 0001182489-08-000334 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,187

F1 · balance_after: Includes shares or share equivalents of common stock of the Issuer in connection with the pro rata distribution by Altria Group, Inc. ("Altria") to its stockholders of 100% of the outstanding shares of the Issuer's common stock on March 28, 2008 (the "Spin-Off"). The total includes 12,300 shares of Deferred Stock of the Issuer received as a result of the Spin-Off in connection with the previously granted Altria awards. These Deferred Shares are held under Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.

Read SEC document
March 28, 2008 Filed Oct 5, 2012 15:40 UTC Amendment Philip Morris International Inc. PM · Entity 2818 OtherCommon Stock 38,592 $0.00 $0.00
Disclosure

SEC source: 0001182489-12-000823 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,592

F1 · balance_after: The reporting person is amending the Form 4 originally filed to correct the number of shares of common stock of the Issuer acquired in connection with the pro rata distribution by Altria Group, Inc. ("Altria") to its stockholders of 100% of the outstanding shares of the Issuer's common stock on March 28, 2008. Forms 4 filed after the originaly filed Form 4 also reflected this error.

Read SEC document
February 29, 2008 Filed Mar 4, 2008 20:17 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 116 $73.31 $8,503.96
Disclosure

SEC source: 0001182489-08-000231 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,287

Underlying: Common Stock · 116 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction.

Read SEC document
January 31, 2008 Filed Feb 4, 2008 21:21 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 112 $76.16 $8,529.92
Disclosure

SEC source: 0001182489-08-000078 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,171

Underlying: Common Stock · 112 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on January 31, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on January 31, 2008.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 112 share equivalents acquired under the deferred fee program and 257 share equivalents acquired through the reinvestment of dividends since December 31, 2007, the date of the last reportable transaction.

Read SEC document
January 24, 2008 Filed Jan 25, 2008 16:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $58.22 $0.00
Disclosure

SEC source: 0001181431-08-005434 · rrd191994.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
January 24, 2008 Filed Jan 25, 2008 16:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 1,000 $58.22 $58,220.00
Disclosure

SEC source: 0001181431-08-005434 · rrd191994.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,690.8031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2007 Filed Jan 2, 2008 17:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 471 $108.96 Strike: $0.00 $51,317.81
Disclosure

SEC source: 0001181431-08-000127 · rrd186139.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,738

Underlying: Common Stock · 471 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 20:56 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 131 $76.03 $9,959.93
Disclosure

SEC source: 0001182489-08-000016 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

Underlying: Common Stock · 131 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on December 31, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on December 31, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 131 share equivalents acquired under the deferred fee program since December 12, 2007, the date of the last reportable transaction.

Read SEC document
December 12, 2007 Filed Dec 14, 2007 21:56 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 110 $77.70 $8,547.00
Disclosure

SEC source: 0001182489-07-001256 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,671

Underlying: Common Stock · 110 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on December 12, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on December 12, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 110 share equivalents acquired under the deferred fee program since November 5, 2007, the date of the last reportable transaction.

Read SEC document
November 05, 2007 Filed Nov 7, 2007 21:23 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 35 $72.24 $2,528.40
Disclosure

SEC source: 0001182489-07-001132 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,561

Underlying: Common Stock · 35 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on November 5, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on November 5, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 35 share equivalents acquired under the deferred fee program since October 31, 2007, the date of the last reportable transaction.

Read SEC document
October 31, 2007 Filed Nov 2, 2007 21:13 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 89 $72.78 $6,477.42
Disclosure

SEC source: 0001182489-07-001118 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,526

Underlying: Common Stock · 89 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on October 31, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on October 31, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 89 share equivalents acquired under the deferred fee program and 280 share equivalents acquired through the reinvestment of dividends since September 28, 2007, the date of the last reportable transaction.

Read SEC document
October 25, 2007 Filed Oct 26, 2007 17:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $58.22 $0.00
Disclosure

SEC source: 0001181431-07-063938 · rrd176101.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 25, 2007 Filed Oct 26, 2007 17:00 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 1,000 $58.22 $58,220.00
Disclosure

SEC source: 0001181431-07-063938 · rrd176101.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,615.082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2007 Filed Oct 1, 2007 16:18 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 436 $117.79 Strike: $0.00 $51,354.26
Disclosure

SEC source: 0001181431-07-059438 · rrd173752.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,208

Underlying: Common Stock · 436 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 28, 2007 Filed Oct 2, 2007 19:03 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 144 $69.47 $10,003.68
Disclosure

SEC source: 0001182489-07-001035 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,157

Underlying: Common Stock · 144 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on September 28, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on September 28, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 144 share equivalents acquired under the deferred fee program since August 31, 2007, the date of the last reportable transaction.

Read SEC document
August 31, 2007 Filed Sep 5, 2007 20:01 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 151 $69.28 $10,460.53
Disclosure

SEC source: 0001182489-07-000943 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,013

Underlying: Common Stock · 151 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on August 31, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on August 31, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 151 share equivalents acquired under the deferred fee program since August 3, 2007, the date of the last reportable transaction.

Read SEC document
August 03, 2007 Filed Aug 7, 2007 19:47 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 37 $67.17 $2,485.29
Disclosure

SEC source: 0001182489-07-000814 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,862

Underlying: Common Stock · 37 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on August 3, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on August 3, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 285 share equivalents acquired under the deferred fee program and through the reinvestment of dividends since June 29, 2007, the date of the last reportable transaction.

Read SEC document
July 30, 2007 Filed Jul 31, 2007 18:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $58.22 $0.00
Disclosure

SEC source: 0001181431-07-048420 · rrd167483.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
July 30, 2007 Filed Jul 31, 2007 18:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 1,000 $58.22 $58,220.00
Disclosure

SEC source: 0001181431-07-048420 · rrd167483.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,547.9301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2007 Filed Jul 2, 2007 17:03 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 487 $105.34 Strike: $0.00 $51,300.58
Disclosure

SEC source: 0001181431-07-043013 · rrd164639.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,719

Underlying: Common Stock · 487 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2007 Filed Jul 3, 2007 17:24 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 143 $70.05 $10,017.15
Disclosure

SEC source: 0001182489-07-000743 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,577

Underlying: Common Stock · 143 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on June 29, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on June 29, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 143 share equivalents acquired under the deferred fee program since June 1, 2007, the date of the last reportable transaction.

Read SEC document
June 01, 2007 Filed Jun 5, 2007 18:58 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 260 $71.23 $18,519.80
Disclosure

SEC source: 0001182489-07-000648 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,434

Underlying: Common Stock · 260 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on June 1, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on June 1, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 260 share equivalents acquired under the deferred fee program since May 4, 2007, the date of the last reportable transaction.

Read SEC document
May 07, 2007 Filed May 8, 2007 18:19 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $58.22 $0.00
Disclosure

SEC source: 0001181431-07-030553 · rrd157698.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires 2008-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
May 07, 2007 Filed May 8, 2007 18:19 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 1,000 $58.22 $58,220.00
Disclosure

SEC source: 0001181431-07-030553 · rrd157698.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,476.2542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2007 Filed May 8, 2007 17:50 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 36 $69.58 $2,504.70
Disclosure

SEC source: 0001182489-07-000538 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,174

Underlying: Common Stock · 36 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on May 4, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on May 4, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 36 share equivalents acquired under the deferred fee program since April 26, 2007, the date of the last reportable transaction.

Read SEC document
April 26, 2007 Filed Apr 30, 2007 19:45 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 57 $70.01 $3,990.57
Disclosure

SEC source: 0001182489-07-000493 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,138

Underlying: Common Stock · 20,138 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on April 26, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Altria Group, Inc. common stock on April 26, 2007.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F8 · balance_after: Share equivalents held in the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 243 share equivalents since March 30, 2007, the date of the last reportable transaction.

Read SEC document
April 26, 2007 Filed Apr 30, 2007 19:45 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantCommon Stock 1,715 $70.01 $120,067.15
Disclosure

SEC source: 0001182489-07-000493 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,989

F1 · shares: Deferred stock awarded under the 2005 Stock Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 11,864 deferred shares held under the 2005 Stock Compensation Plan for Non-Employee Directors, including an increase of 123 shares acquired through the reinvestment of dividends since March 30, 2007, the date of the last reportable transaction.

Read SEC document
March 31, 2007 Filed Apr 2, 2007 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 545 $94.16 Strike: $0.00 $51,317.20
Disclosure

SEC source: 0001181431-07-022373 · rrd153155.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,173

Underlying: Common Stock · 545 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 30, 2007 Filed Apr 3, 2007 16:04 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 115 $87.11 $10,017.08
Disclosure

SEC source: 0001182489-07-000387 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,838

Underlying: Common Stock · 115 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on March 30, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on March 30, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 115 share equivalents acquired under the deferred fee program since March 5, 2007, the date of the last reportable transaction.

Read SEC document
March 05, 2007 Filed Mar 7, 2007 18:55 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 162 $83.00 $13,446.00
Disclosure

SEC source: 0001182489-07-000315 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,723

Underlying: Common Stock · 162 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on March 5, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on March 5, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 162 share equivalents acquired under the deferred fee program since January 31, 2007, the date of the last reportable transaction.

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January 31, 2007 Filed Feb 1, 2007 21:52 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionBOD Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $40.13 $0.00
Disclosure

SEC source: 0001181431-07-007580 · rrd145062.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2007-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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January 31, 2007 Filed Feb 1, 2007 21:52 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 1,000 $40.13 $40,125.00
Disclosure

SEC source: 0001181431-07-007580 · rrd145062.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,420.5737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2007 Filed Feb 2, 2007 19:24 UTC ALTRIA GROUP, INC. MO · Entity 188 GrantPhantom Stock Units · Derivative 97 $87.36 $8,473.92
Disclosure

SEC source: 0001182489-07-000134 · edgar.xml · derivative · entry 3

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,561

Underlying: Common Stock · 97 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4 · shares: These units were acquired on January 31, 2007 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Altria Group, Inc. common stock on January 31, 2007.

F5 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F5 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7 · balance_after: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 285 share equivalents acquired under the deferred fee program and through the reinvestment of dividends since December 29, 2006, the date of the last reportable transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.