Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | EVP, Chief Commercial Officer | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,412 |
Reported balance
After 2026-10-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-01 · Exercise / conversion · Acquired 326 · Balance 38,412 |
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,086 |
Reported balance
After 2026-10-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-10-01 · Sale · Disposed 326 · Balance 38,086 |
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,475 |
Reported balance
After 2026-10-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-10-01 · Exercise / conversion · Acquired 389 · Balance 38,475 |
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,086 |
Reported balance
After 2026-10-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-10-01 · Sale · Disposed 389 · Balance 38,086 |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 10,341 |
Reported balance
After 2026-10-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-10-01 · Exercise / conversion · Disposed 326 · Balance 10,341 F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-12-30 | Direct | 13,855 |
Reported balance
After 2026-10-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-10-01 · Exercise / conversion · Disposed 389 · Balance 13,855 F9: 12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2030-12-01 | Direct | 1,275 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 1,275 F7: These options became fully exercisable on January 1, 2024. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 2,096 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,096 F1: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 7,003 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 7,003 F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 24,800 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 24,800 F13: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2028-12-04 | Direct | 10,066 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 10,066 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 4,644 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 4,644 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 15,692 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 15,692 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 12,365 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 12,365 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 12,330 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 12,330 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 24,800 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 24,800 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 5,177 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,177 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 9,662 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 9,662 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 16,575 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,575 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 25,750 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 25,750 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 1,933 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,933 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 8,840 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 8,840 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 25,750 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 25,750 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F7: These options became fully exercisable on January 1, 2024.
F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F9: 12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F13: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 11 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,075 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12 · kind: Represents the vesting of restricted stock units. F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 3,453 | $17.10 | $59,046.30 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 8 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 F8 · kind: This transaction reflects the sale of the 3,453 shares received by the reporting person pursuant to the reporting person's release method election described above. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 7 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 56,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Represents the net issuance of 3,453 shares from the vesting of 5,178 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,725 shares. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 1,454 | $17.10 | $24,863.40 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 6 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 F6 · kind: This transaction reflects the sale of the 1,454 shares received by the reporting person pursuant to the reporting person's release method election described above. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 5 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 54,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the net issuance of 1,454 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 726 shares. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 1,842 | $17.10 | $31,498.20 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 4 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 F4 · kind: This transaction reflects the sale of the 1,842 shares received by the reporting person pursuant to the reporting person's release method election described above. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 54,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,842 shares from the vesting of 2,763 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 921 shares. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 2,718 | $17.10 | $46,477.80 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 F2 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 2,718 shares received by the reporting person in connection with the vesting of 4,075 restricted stock units. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 55,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,718 shares from the vesting of 4,075 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,357 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:36 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantStock Option Grant · Derivative | 15,620 | $0.00 Strike: $17.31 | $0.00 |
DisclosureSEC source: 0001209191-23-059582 · doc4.xml · derivative · entry 21 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,620 Underlying: Common Stock · 15,620 shares Expires 2033-12-22 F18 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:36 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantStock Option Grant · Derivative | 15,620 | $0.00 Strike: $17.31 | $0.00 |
DisclosureSEC source: 0001209191-23-059582 · doc4.xml · derivative · entry 20 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,620 Underlying: Common Stock · 15,620 shares Expires 2033-12-22 F15 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 00:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 19,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057815 · doc4.xml · derivative · entry 19 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,325 Underlying: Common Stock · 19,325 shares Expires 2027-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F14 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 00:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 19,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057815 · doc4.xml · derivative · entry 18 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,325 Underlying: Common Stock · 19,325 shares Expires 2028-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028. Read SEC document |
| May 26, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 4,584 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · derivative · entry 15 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,083 Underlying: Common Stock · 11,667 shares Expires 2019-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: 12/48th of this option grant vested on May 1, 2020 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| May 26, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 1,895 | $15.02 | $28,462.90 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 10 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 Read SEC document |
| May 26, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,895 | $6.58 | $12,469.10 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 9 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 54.969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The reporting person exercised 4,584 stock options; 2,689 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,895 shares were acquired by the reporting person. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 61,200 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · derivative · entry 19 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,200 shares Expires 2030-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F14 · derivative.exercise_date: This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 5,280 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · derivative · entry 17 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,829 Underlying: Common Stock · 21,109 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F12 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 10,458 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · derivative · entry 14 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,458 shares Expires 2029-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 4,767 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · derivative · entry 11 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,066 Underlying: Common Stock · 14,833 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 17,308 | $15.11 | $261,523.88 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 8 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 17,308 | $9.46 | $163,733.68 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 7 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 70,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person exercised 61,200 stock options; 43,892 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 17,308 shares were acquired by the reporting person. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 2,147 | $15.11 | $32,441.17 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 6 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,147 | $6.69 | $14,363.43 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 5 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 55,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person exercised 5,280 stock options; 3,133 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,147 shares were acquired by the reporting person. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 4,305 | $15.11 | $65,048.55 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 4 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 4,305 | $6.58 | $28,326.90 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 57,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person exercised 10,458 stock options; 6,153 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 4,305 shares were acquired by the reporting person. Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 2,062 | $15.11 | $31,156.82 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 Read SEC document |
| May 25, 2023 Filed May 26, 2023 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,062 | $6.11 | $12,598.82 |
DisclosureSEC source: 0001209191-23-032574 · doc4.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 55,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 4,767 stock options; 2,705 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,062 shares were acquired by the reporting person. Read SEC document |
| May 01, 2023 Filed May 1, 2023 20:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026266 · doc4.xml · derivative · entry 8 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on May 1, 2020 and thereafter, an additional 1/4th vests on each of May 1, 2021, May 1, 2022 and May 1, 2023. Read SEC document |
| May 01, 2023 Filed May 1, 2023 20:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 2,621 | $13.21 | $34,623.41 |
DisclosureSEC source: 0001209191-23-026266 · doc4.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 F2 · kind: Pursuant to its policies, the issuer permits its officers and directors to make RSU vesting elections during open windows when they are not in possession of material non-public information. In accordance with these requirements, the reporting person made an advanced election that when RSUs vest shares sufficient to cover applicable taxes will be withheld by the Issuer and the remaining shares will be sold. This transaction represents the sale of the 2,621 shares remaining after 1,129 shares were withheld to cover taxes. Read SEC document |
| May 01, 2023 Filed May 1, 2023 20:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026266 · doc4.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 55,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,621 shares from the vesting of 3,750 restricted stock units ("RSUs") from which the federal and state withholding due at the vesting of such RSUs was satisfied by the issuer withholding 1,129 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of RSUs. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 20:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 1,955 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001209191-23-019712 · doc4.xml · derivative · entry 11 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,325 Underlying: Common Stock · 1,955 shares Expires 2030-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 20:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 1,420 | $13.03 | $18,502.60 |
DisclosureSEC source: 0001209191-23-019712 · doc4.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 80,911 F2 · kind: The reporting person surrendered 1,420 shares to the issuer to pay the cost of the options described in the prior footnote. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 20:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,955 | $9.46 | $18,494.30 |
DisclosureSEC source: 0001209191-23-019712 · doc4.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 82,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 29,920 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001209191-23-007829 · doc4.xml · derivative · entry 12 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,280 Underlying: Common Stock · 29,920 shares Expires 2030-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. F9 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 4,457 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001209191-23-007829 · doc4.xml · derivative · entry 11 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,109 Underlying: Common Stock · 4,457 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. F8 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 8,775 | $14.00 | $122,850.00 |
DisclosureSEC source: 0001209191-23-007829 · doc4.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 80,376 Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 29,920 | $9.46 | $283,043.20 |
DisclosureSEC source: 0001209191-23-007829 · doc4.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 89,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 21:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 4,457 | $6.69 | $29,817.33 |
DisclosureSEC source: 0001209191-23-007829 · doc4.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 59,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. Read SEC document |
| February 06, 2023 Filed Mar 23, 2023 20:08 UTC Amendment | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 8,775 | $14.00 | $122,850.00 |
DisclosureSEC source: 0001209191-23-020729 · doc4a.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 52,539 F3 · kind: The Form 4 filed on February 8, 2023 correctly reported the sale of 8,775 shares. This line is included on this Form 4/A to correct the amount of securities beneficially owned following the reported transactions. Read SEC document |
| February 06, 2023 Filed Mar 23, 2023 20:08 UTC Amendment | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 7,185 | $9.46 | $67,970.10 |
DisclosureSEC source: 0001209191-23-020729 · doc4a.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 61,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person exercised 29,920 options on February 6, 2023. 22,735 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 7,185 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 29,920 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person. Read SEC document |
| February 06, 2023 Filed Mar 23, 2023 20:08 UTC Amendment | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,590 | $6.69 | $10,637.10 |
DisclosureSEC source: 0001209191-23-020729 · doc4a.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 54,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 4,457 options on February 6, 2023. 2,867 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 1,590 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 4,457 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 20 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,540 Underlying: Common Stock · 2,180 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F19 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 17 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 Underlying: Common Stock · 2,762 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 9 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,075 Underlying: Common Stock · 4,075 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 837 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 6 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 837 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F8 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 4 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 54,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the net issuance of 1,424 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 756 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 53,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,804 shares from the vesting of 2,762 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 958 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 51,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 2,663 shares from the vesting of 4,075 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,412 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 48,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 546 shares from the vesting of 837 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 291 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.