Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | EVP, Chief Commercial Officer | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,412 |
Reported balance
After 2026-10-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-01 · Exercise / conversion · Acquired 326 · Balance 38,412 |
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,086 |
Reported balance
After 2026-10-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-10-01 · Sale · Disposed 326 · Balance 38,086 |
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,475 |
Reported balance
After 2026-10-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-10-01 · Exercise / conversion · Acquired 389 · Balance 38,475 |
| Common StockSEC Table I · non-derivative | IndirectBy The Daunt Family Trust | 38,086 |
Reported balance
After 2026-10-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-10-01 · Sale · Disposed 389 · Balance 38,086 |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 10,341 |
Reported balance
After 2026-10-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-10-01 · Exercise / conversion · Disposed 326 · Balance 10,341 F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-12-30 | Direct | 13,855 |
Reported balance
After 2026-10-01 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-10-01 · Exercise / conversion · Disposed 389 · Balance 13,855 F9: 12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2030-12-01 | Direct | 1,275 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 1,275 F7: These options became fully exercisable on January 1, 2024. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 2,096 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,096 F1: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 7,003 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 7,003 F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 24,800 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 24,800 F13: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2028-12-04 | Direct | 10,066 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 10,066 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 4,644 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 4,644 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 15,692 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 15,692 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 12,365 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 12,365 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 12,330 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 12,330 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 24,800 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 24,800 F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 5,177 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,177 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 9,662 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 9,662 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 16,575 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,575 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 25,750 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 25,750 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 1,933 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,933 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 8,840 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 8,840 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 25,750 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 25,750 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F4: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F7: These options became fully exercisable on January 1, 2024.
F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F9: 12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F13: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2022 Filed Aug 8, 2022 20:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 26,255 | $18.00 | $472,590.00 |
DisclosureSEC source: 0001235468-22-000102 · wf-form4_165999034782815.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 48,337 Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000060 · wf-form4_165169470581695.xml · derivative · entry 9 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 7,500 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F9 · kind: Represents the vesting of restricted stock units. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on May 1, 2020 and thereafter, an additional 1/4th vests on each of May 1, 2021, May 1, 2022 and May 1, 2023. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000060 · wf-form4_165169470581695.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 74,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,621 shares from the vesting of 3,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,129 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 00:15 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 4,594 | $17.85 | $82,002.90 |
DisclosureSEC source: 0001235468-22-000058 · wf-form4_164877208247690.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 71,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to that certain Agreement to Establish an Irrevocable Limit Order Selling Plan by and between the Daunt Family Trust Revocable Trust and RBC Capital Markets, dated December 17, 2021 and comporting with the requirements of Rule 10b5-1 Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 11,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000020 · wf-form4_164202296773549.xml · derivative · entry 14 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,050 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F13 · kind: Represents the vesting of restricted stock units. F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 7,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000020 · wf-form4_164202296773549.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 76,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 7,696 shares from the vesting of 11,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,354 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000012 · wf-form4_164141721295464.xml · derivative · entry 17 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,287 Underlying: Common Stock · 11,050 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000012 · wf-form4_164141721295464.xml · derivative · entry 8 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,150 Underlying: Common Stock · 12,225 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 838 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000012 · wf-form4_164141721295464.xml · derivative · entry 5 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837 Underlying: Common Stock · 1,675 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000012 · wf-form4_164141721295464.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 68,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,841 shares from the vesting of 2,763 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 922 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000012 · wf-form4_164141721295464.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 67,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 2,622 shares from the vesting of 4,075 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,453 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000012 · wf-form4_164141721295464.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 64,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 539 shares from the vesting of 838 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 299 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| December 27, 2021 Filed Oct 27, 2023 20:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GiftCommon Stock | 2,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053736 · doc5.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · EVP & CCO 10b5-1 filing: No plan indicated Ownership: Indirect · By The Daunt Family Trust Disclosed balance after: 53,074 F1 · balance_after: The reporting person owned 46,102 shares as of the end of the issuer's 2022 fiscal year and 53,074 shares as of the end of the issuer's 2023 fiscal year. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 00:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000191 · wf-form4_164004756617501.xml · derivative · entry 15 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12 · kind: Represents the vesting of restricted stock units. F13 · derivative.exercise_date: These restricted stock units vest, if at all, based on certain commercial contribution margin milestones of the Issuer. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 00:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 16,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000191 · wf-form4_164004756617501.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 80,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 16,530 shares from the vesting of 30,000 restricted stock units from which the federal and state tax withholding due at the vesting of such restricted stock units was satisfied by the Issuer withholding 13.470 shares. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 00:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 8,115 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000191 · wf-form4_164004756617501.xml · derivative · entry 14 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,566 Underlying: Common Stock · 33,681 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 00:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 16,350 | $20.95 | $342,532.50 |
DisclosureSEC source: 0001235468-21-000191 · wf-form4_164004756617501.xml · nonDerivative · entry 4 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 63,867 Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 00:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 8,115 | $20.75 | $168,386.25 |
DisclosureSEC source: 0001235468-21-000191 · wf-form4_164004756617501.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 63,867 Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 00:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 8,115 | $6.69 | $54,289.35 |
DisclosureSEC source: 0001235468-21-000191 · wf-form4_164004756617501.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 71,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000179 · wf-form4_163909579671342.xml · derivative · entry 20 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,720 Underlying: Common Stock · 8,720 shares Expires 2026-01-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000179 · wf-form4_163909579671342.xml · derivative · entry 19 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,720 Underlying: Common Stock · 8,720 shares Expires 2026-01-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 7,740 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001235468-21-000179 · wf-form4_163909579671342.xml · derivative · entry 18 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,740 Underlying: Common Stock · 7,740 shares Expires 2031-12-07 F13 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 7,740 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001235468-21-000179 · wf-form4_163909579671342.xml · derivative · entry 17 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,740 Underlying: Common Stock · 7,740 shares Expires 2031-12-07 F16 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000152 · wf-form4_163338017322277.xml · derivative · entry 3 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,014 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · kind: Represents the vesting of restricted stock units. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on April 1, 2019 and thereafter, an additional 1/4th vests on each of July 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000152 · wf-form4_163338017322277.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 1,191 shares from the vesting of 2,014 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 823 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:32 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 6,066 | $29.66 | $179,917.56 |
DisclosureSEC source: 0001235468-21-000118 · wf-form4_162102790688460.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,676 Read SEC document |
| May 04, 2021 Filed May 4, 2021 20:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000095 · wf-form4_162015885743830.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,171 shares from the vesting of 3,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,579 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000095 · wf-form4_162015885743830.xml · derivative · entry 10 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 11,250 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on May 1, 2020 and thereafter, an additional 1/4th vests on each of May 1, 2021, May 1, 2022 and May 1, 2023. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 10,000 | $19.26 | $192,600.00 |
DisclosureSEC source: 0001235468-21-000083 · wf-form4_161377355204502.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,571 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 5,269 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · derivative · entry 13 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,681 Underlying: Common Stock · 38,950 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: Represents the exercise of stock options. F3 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 2,677 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · derivative · entry 10 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,781 Underlying: Common Stock · 10,458 shares Expires 2029-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: Represents the exercise of stock options. F3 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 2,989 | $16.86 | $50,394.54 |
DisclosureSEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,571 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:40 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,989 | $6.58 | $19,667.62 |
DisclosureSEC source: 0001235468-21-000075 · wf-form4_161316597259487.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 7,946 stock options on a share withhold basis. 4,957 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 2,989 shares acquired. F2 · price: The reporting person exercised a total of 7,946 options, 2,677 of which had an exercise price of $6.58 and 5,269 of which had an exercise price of $6.69. Read SEC document |
| February 09, 2021 Filed Feb 9, 2021 22:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 10,000 | $17.47 | $174,700.00 |
DisclosureSEC source: 0001235468-21-000067 · wf-form4_161290835943076.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,571 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 25,000 | $17.50 | $437,500.00 |
DisclosureSEC source: 0001235468-21-000067 · wf-form4_161290835943076.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,571 Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 5,656 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 23 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,344 Underlying: Common Stock · 20,000 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F13 · derivative.exercise_date: 12/48th of this option grant vested on May 1, 2020 and thereafter, an additional 1/4th will vest on each of May 1, 2021, May 1, 2022 and May 1, 2023. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 9,542 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 22 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,458 Underlying: Common Stock · 20,000 shares Expires 2029-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 10,400 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 20 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Underlying: Common Stock · 20,000 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 5,967 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 19 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,033 Underlying: Common Stock · 20,000 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 1,311 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 15 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Underlying: Common Stock · 2,300 shares Expires 2026-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 2,300 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 14 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires 2026-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F5 · derivative.exercise_date: These options became fully exercisable on October 1, 2020. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 1,252 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 13 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,252 shares Expires 2026-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F3 · derivative.exercise_date: These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 3,756 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 12 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,756 shares Expires 2025-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F4 · derivative.exercise_date: These options became fully exercisable on October 1, 2019. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 2,500 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 11 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2025-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F3 · derivative.exercise_date: These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 15,275 | $19.04 | $290,836.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 10 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,571 F1 · kind: The reporting person surrendered 15,275 shares with a market value of $290,826.55 to the Issuer to pay the purchase price of 3,756 shares at $6.63 per share; 2,500 shares at $8.17 per share; 1,252 shares at $6.63 per share; 2,300 shares at $10.30 per share; 1,311 shares at $10.30 per share; 10,400 shares at $6.11 per share; 5,967 shares at $6.11 per share; 5,656 shares at $6.58 per share; and 9,542 at $6.58 per share. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 9,542 | $6.58 | $62,786.36 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 9 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 5,656 | $6.58 | $37,216.48 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 8 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 5,967 | $6.11 | $36,458.37 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 7 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 10,400 | $6.11 | $63,544.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 6 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,311 | $10.30 | $13,503.30 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 5 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.